EFTA00200787¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN,IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 6 |
| Fund Activity | 6 |
| Your Messages | 8 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
JEFFREY EPSTEIN¶
C/O FINANCIAL TRUST COMPANY¶
ATTN JEANNE BRENAN¶
6100 RED HOOK QUATER B-3¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
| LAST STATEMENT | February 28, 2003 |¶
| :--- | :--- |¶
| TOTAL VALUE OF SECURITIES THIS PERIOD* | 5,365,479 |
| LONG ACCRUED INTEREST | 1,002 |
| NET CREDIT BALANCE | 109,974 |
| MONEY MARKET FUND BALANCE | 422,808 |
| NET EQUITY THIS PERIOD | $5,899,263 |
| NET EQUITY LAST STATEMENT | 6,066,943 |
| CHANGE SINCE LAST STATEMENT | -167,680 |
TAXPAYER NUMBER On File¶
JEFFREY EPSTEIN¶
*This portfolio includes one or more unpriced securities that are not reflected in the Total Value of Securities and the Net Equity This Period.¶
STATEMENT PERIOD March 1, 2003¶
ACCOUNT NUMBER¶
THROUGH March 28, 2003¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $195,638.74 |
| Securities Sold | 400,000.00 |
| Money Fund | 321.74 |
| Dividends/Interest | 14,335.45 |
| Amount Credited | $414,657.19 |
| Money Fund | -321.74 |
| Funds Withdrawn | -500,000.00 |
| Amount Debited | $-500,321.74 |
| Net Cash Activity | -85,664.55 |
| Closing Balance | $109,974.19 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 195,638.74 | 109,974.19 |
| Net Cash Balance | $195,638.74 | $109,974.19 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 12,911.50 | 17,861.50 |
| Other Dividends | 321.74 | 1,866.07 |
| Muni Bond Int. | 1,335.87 | 5,093.94 |
| Credit Balance Int. | 88.08 | 220.79 |
| Total | $14,657.19 | $25,042.30 |
Portfolio Composition¶
| Cash/Cash Equivalent | 532,782 |
| Equities | 4,165,479 |
| Fixed Income | 1,200,000 |
| Total | $5,898,261 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD March 1, 2003¶
JEFFREY EPSTEIN¶
THROUGH March 28, 2003¶
ACCOUNT NUMBER¶
Your Portfolio Allocation¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 28, 2003 |¶
| :--- | :--- |¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 109,974 | |||||
| DREYFUS TAX EXEMPT CASH | DEIXX | 422,807.59 | 1.0000 | 422,808 | 3,805 | 0.8999 |
| MANAGEMENT INSTL SH EST, 30 DAY AVG YIELD 1,0200% | ||||||
| TOTAL CASH & CASH EQUIVALENTS | $532,782 | $3,805 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| CANHORN CHEMICAL CORP | CNCPF | CASH | 19 | Unpriced | |||
| CROWN AMERICAN REALTY TRUST | CWN | CASH | 5,000 | 9.8000 | 49,000 | 4,250 | 8.6735 |
| FELCOR LODGING TRUST INC | FCH | CASH | 2,000 | 6.0600 | 12,120 | 1,200 | 9.9010 |
| GLENBOROUGH REALTY TRUST INC | GLB | CASH | 2,000 | 15.5600 | 31,120 | 3,440 | 11.0540 |
| GLIMCHER REALTY TRUST-SBI | GRT | CASH | 2,000 | 19.2700 | 38,540 | 3,846 | 9.9792 |
| HRPT PROPERTIES TR-SBI | HRP | CASH | 10,000 | 8.6500 | 86,500 | 8,000 | 9.2486 |
| HOSPITALITY PROPERTIES TRUST SBI | HPT | CASH | 2,000 | 30.9500 | 61,900 | 5,760 | 9.3053 |
| JOHNSON & JOHNSON | JNJ | CASH | 57,800 | 57.3800 | 3,316,564 | 47,396 | 1.4291 |
| KRAMONT REALTY TRUST | KRT | CASH | 2,000 | 15.1000 | 30,200 | 2,600 | 8.6093 |
| PAN PACIFIC RETAIL PROPERTIES INC | PNP | CASH | 436 | 38.1300 | 16,625 | 872 | 5.2451 |
| RAMCO GERSHENSON PROPERTIES TRUST-MD SBI | RPT | CASH | 12,000 | 21.6800 | 260,160 | 20,160 | 7.7491 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD March 1, 2003¶
JEFFREY EPSTEIN¶
THROUGH March 28, 2003¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 28, 2003 |¶
| :--- | :--- |¶
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V642¶
EFTA00200791¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
5 of 8¶
Bear, Stearns Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Equities & Options (continued)¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| SIRIUS SATELLITE RADIO INC | SIRI | CASH | 1,000 | 0.6700 | 670 | ||
| TOO INC | TOO | CASH | 15,600 | 16.8000 | 262,080 | ||
| Total Equities& Options | $4,165,479 | $97,524 | |||||
| TOTAL EQUITIES | $4,165,479 | $97,524 |
Your Portfolio Holdings (continued)¶
JEFFREY EPSTEIN¶
Municipal Bonds¶
STATEMENT PERIOD March 1, 2003¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ACCRUED INTEREST | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|---|
| METROPOLITAN TRANSN AUTH NY | CASH | 1,200,000 | 100.0000 | 1,200,000 | 1,002 | 13,800 | 1.1500 | |
| REV RFDG-SER D-2 | ||||||||
| DATED DATE 05/30/02 | ||||||||
| BOOK ENTRY ONLY | ||||||||
| FSA INSURED | ||||||||
| DUE 11/01/2032 1,150% | ||||||||
| RATING: S&P A-1+ | ||||||||
| Total MunicipalBonds | $1,200,000 | $1,002 | $13,800 | |||||
| TOTAL FIXED INCOME | $1,200,000 | $1,002 | $13,800 |
ACCOUNT NUMBER¶
THROUGH March 28, 2003¶
FIXED INCOME¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 28, 2003 |¶
| :--- | :--- |¶
| YOUR TOTAL ACCRUED INTEREST | $1,002 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $115,129 |
| YOUR PRICED PORTFOLIOHOLDINGS | $5,898,261 |
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EFTA00200792¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 8¶
JEFFREY EPSTEIN¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SEITLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 03/07/03 | 03/07/03 | SOLD | METROPOLITAN TRANSN AUTH NY REV RFDG-SER D-2 DUE 11/01/2032 01,000% SUBJ TO EXTRA ORD CALL THIS SECURITY HAS PUT FEATURES ADDITIONAL INFORMATION WILL BE PROVIDED UPON REQUEST | -400,000 | 100.00000 | 400,000.00 | ||
| TOTAL | $400,047.12 | |||||||
DEPOSITS AND WITHDRAWALS¶
MONEY FUND ACTIVITY¶
| MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 03/01/03 | OPENINGBALANCE | 422,485.85 | |||||
| 03/03/03 | DIVIDEND | DREYFUS TAX EXEMPT CASH MANAGEMENT INSTL SH MONTHLY DIVIDEND | DEIXX | 321.74 | |||
| 03/03/03 | REINVEST | DREYFUS TAX EXEMPT CASH MANAGEMENT INSTL SH DIVIDEND REINVESTED | DEIXX | 321.74 | 321.74 |
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
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JEFFREY EPSTEIN¶
Transaction Detail (continued)¶
STATEMENT PERIOD March 1, 2003¶
THROUGH March 28, 2003¶
MONEY FUND ACTIVITY (continued)¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 28, 2003 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
| 03/28/03 | CLOSINGBALANCE | 422,807.59 | |||||
| TOTAL | -321.74 | $321.74 |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 03/11/03 | JOHNSON & JOHNSON REC 02/18/03 PAY 03/11/03 | JNJ | 57,800 | 0.2050 | 11,849.00 | |
| 03/14/03 | CROWN AMERICAN REALTY TRUST REC 03/03/03 PAY 03/14/03 | CWN | 5,000 | 0.2125 | 1,062.50 | |
| TOTAL | $12,911.50 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 03/03/03 | METROPOLITAN TRANSN AUTH NY REV RFDG-SER D-2 DUE 11/01/2032 0,000 REG INT ON 1600000 BND REC 02/28/03 PAY 03/03/03 | 1,600,000 | 1,288.75 | |||
| 03/21/03 | INTEREST ON CREDIT BALANCE AT 0 3/4% 02/21 THRU 03/20 | 0.7500 | 88.08 | |||
| TOTAL | $1,376.83 | |||||
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EFTA00200794¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
8 of 8¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
Your messages¶
Bear, Stearns Securities Corp. Net Capital and Net Capital Requirements:¶
At November 30, 2002 and January 31, 2003, the Company’s net capital of approximately $2.4 billion and $2.4 billion was approximately 7% and 7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $716.3 million and $684.1 million by approximately $1.7 billion and $1.7 billion, all respectively.¶
A complete copy of the Bear, Stearns Securities Corp. Statement of Financial Condition is available on the web site www.bearstearns.com . Alternatively, to request a free printed copy please call - toll free - 1-866-299-9331.¶
| STATEMENT PERIOD | March 1, 2003 |¶
| :--- | :--- |¶
| THROUGH | March 28, 2003 |¶
| ACCOUNT NUMBER | |
|---|---|
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | February 28, 2003 |
******* End of Statement*******¶
Customers of Bear, Stearns & Co. Inc. may request information on any order executed within the prior six months from the time of the request. Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders.¶
Pursuant to SEC Rule 11Ac1-6, please note the following:¶
Bear Stearns & Co, Inc. will post its quarterly routing statistics at the following web link: http://www.bearstearns.com/.¶
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