Statements¶
EFTA00200731¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
Transaction Detail … 5¶
Your Portfolio Holdings … 3¶
Financial Summary 3¶
Your Messages 6¶
What’s In This Statement¶
JEFFREY EPSTEIN¶
C/O FINANCIAL TRUST COMPANY¶
ATTN JEANNE BRENAN¶
6100 RED HOOK QUATER B-3¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD November 29, 2003¶
ACCOUNT NUMBER¶
THROUGH December 31, 2003¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 28, 2003 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD* | 4,004,413 |
| NET CREDIT BALANCE | 69,695 |
| NET EQUITY THIS PERIOD | $4,074,108 |
| NET EQUITY LAST STATEMENT | 3,902,362 |
| CHANGE SINCE LAST STATEMENT | 171,746 |
*This portfolio includes one or more unpriced securities that are not reflected in the Total Value of Securities and the Net Equity This Period.¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
If any information regarding 2003 interest, dividends, miscellaneous income, gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099 will be mailed to you by February 2, 2004 or a 1042S by March 15, 2004.¶
Important Message¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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EFTA00200732¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 6¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00200733¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 6¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $55,574.84 |
| Dividends/Interest | 14,119.80 |
| Amount Credited | $14,119.80 |
| Net Cash Activity | 14,119.80 |
| ClosingBalance | $69,694.64 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 55,574.84 | 69,694.64 |
| Net Cash Balance | $55,574.84 | $69,694.64 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 14,094.36 | 96,064.38 |
| Other Dividends | 0.00 | 3,162.50 |
| Muni Bond Int. | 0.00 | 9,162.43 |
| Credit Balance Int. | 25.44 | 548.95 |
| Total | $14,119.80 | $108,938.26 |
Portfolio Composition¶
| Cash/Cash Equivalent | 69,695 |
| Equities | 4,004,413 |
| Total | $4,074,108 |
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 69,695 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $69,695 |
027¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrobate Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD November 29, 2003¶
01/01/04;12:54 001¶
THROUGH December 31, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 28, 2003 |¶
| :--- | :--- |¶
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00200734¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 6¶
Your Portfolio Holdings (continued)¶
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| CANHORN CHEMICAL CORP | CNCPF | CASH | 19 | Unpriced | |||
| FELCOR LODGING TRUST INC | FCH | CASH | 2,000 | 11.0800 | 22,160 | ||
| GLENBOROUGH REALTY TRUST INC | GLB | CASH | 2,000 | 19.9500 | 39,900 | 2,800 | 7.0175 |
| GLIMCHER REALTY TRUST-SBI | GRT | CASH | 2,000 | 22.3800 | 44,760 | 3,846 | 8.5925 |
| HRPT PROPERTIES TR-SBI | HRP | CASH | 10,000 | 10.0900 | 100,900 | 8,000 | 7.9286 |
| HOSPITALITY PROPERTIES TRUST SBI | HPT | CASH | 2,000 | 41.2800 | 82,560 | 5,760 | 6.9767 |
| JOHNSON& JOHNSON | JNJ | CASH | 57,800 | 51.6600 | 2,985,948 | 55,488 | 1.8583 |
| KRAMONT REALTY TRUST | KRT | CASH | 2,000 | 18.1000 | 36,200 | 2,600 | 7.1823 |
| PAN PACIFIC RETAIL PROPERTIES INC | PNP | CASH | 436 | 47.6500 | 20,775 | 889 | 4.2792 |
| PENNSYLVANIA REAL ESTATE INVESTMENT TRUST-SBI | PEI | CASH | 1,794 | 36.3000 | 65,122 | 3,875 | 5.9504 |
| RAMCO GERSHENSON PROPERTIES TRUST-MD SBI | RPT | CASH | 12,000 | 28.3000 | 339,600 | 20,160 | 5.9364 |
| SIRIUS SATELLITE RADIO INC | SIRI | CASH | 1,000 | 3.1600 | 3,160 | ||
| TOO INC | TOO | CASH | 15,600 | 16.8800 | 263,328 | ||
| Total Equities& Options | $4,004,413 | $103,418 | |||||
| TOTAL EQUITIES | $4,004,413 | $103,418 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD November 29, 2003¶
THROUGH December 31, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 28, 2003 |¶
| :--- | :--- |¶
027¶
01/01/04;12:54 001¶
EFTA00200735¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
5 of 6¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Your Portfolio Holdings (continued)¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $103,418 |
| YOUR PRICED PORTFOLIOHOLDINGS | $4,074,108 |
Transaction Detail¶
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/09/03 | JOHNSON & JOHNSON REC 11/18/03 PAY 12/09/03 | JNJ | 57,800 | 0.2400 | 13,872.00 | |
| 12/15/03 | PAN PACIFIC RETAIL PROPERTIES INC REC 11/28/03 PAY 12/15/03 | PNP | 436 | 0.5100 | 222.36 |
JEFFREY EPSTEIN¶
STATEMENT PERIOD November 29, 2003¶
AGCOUNT NUMBER¶
THROUGH December 31, 2003¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 28, 2003 |¶
| :--- | :--- |¶
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/22/03 | INTEREST ON CREDIT BALANCE ACCT AT 00,50000% 11/21 - 12/20 | 25.44 | ||||
| TOTAL | $25.44 |
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EFTA00200736¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
6 of 6¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
Your messages¶
Florida residents who own, manage, or control stocks, bonds, money market or mutual funds having a value of $20,000 or more for individuals or $40,000 for married couples filing jointly must pay a tax on these items, called “Intangible Tax”, by June 30 to avoid increased penalties. For Tax Returns and information, call the Department of Revenue at 1-800-352-3671.¶
Excess SIPC Account Protection Update¶
STATEMENT PERIOD November 29, 2003¶
Bear, Stearns Securities Corp. (“BSSC”), a member of the Securities Investor Protection Corporation (“SIPC”), provides account protection for the net equity of a customer’s funds and securities positions. SIPC provides $500,000 of primary net equity protection, including $100,000 for claims for cash (“SIPC Coverage”). Visit www.sipc.org for more information about SIPC Coverage. BSSC provides the additional protection (“Excess SIPC”) through a commercial insurer. Effective February 16, 2004, the commercial insurer for Excess SIPC will change to Customer Asset Protection Company (“CAPCO”), a licensed New York insurance company. Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to its securities customers, but does not apply to losses from the rise or fall in the market value of investments or to SIPC ineligible assets such as options, futures, foreign exchange transactions, or any investment contracts that are not registered as securities.¶
THROUGH December 31, 2003¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 28, 2003 |¶
| :--- | :--- |¶
As part of the National Association of Securities Dealer’s (NASD) Investor Education Program, you may obtain information on the NASD’s Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the internet address which is www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request.¶
******* End of Statement*******¶
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