EFTA00200634¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN,IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 6 |
| Trades Not Yet Settled | 10 |
What’s In This Statement¶
| JEFFREY EPSTEIN |¶
| :--- |¶
| 358 EL BRILLO WAY |¶
| PALM BEACH FL 33480-4730 |¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
| STATEMENT PERIOD | December 30, 2000 |¶
| :--- | :--- |¶
| THROUGH | January 26, 2001 |¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER¶
| LAST STATEMENT | December 29, 2000 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD* | 7,313,971 |
| NET CREDIT BALANCE | 3,014,704 |
| NET EQUITY THIS PERIOD | $10,328,675 |
| NET EQUITY LAST STATEMENT | 12,165,196 |
| CHANGE SINCE LAST STATEMENT | -1,836,521 |
*This portfolio includes one or more unpriced securities that are not reflected in the Total Value of Securities and the Net Equity This Period.¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
All trading on NYSE, AMEX, and regional exchanges will be in decimals effective as of 1/29/01.¶
Decimal Trading is Coming!¶
Decimal Trading is the shift from fractional pricing (e.g.,21 1/2) to decimal pricing (e.g.,$21.50) for equities and options.¶
Important Message¶
For details, visit our website at www.bearstearns.com.¶
027¶
EFTA00200635¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
2 of 10¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00200636¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
3 of 10¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $303,228.64 |
| Securities Sold | 11,985,177.24 |
| Funds Deposited | 14,039,835.85 |
| Dividends/Interest | 17,263.14 |
| Amount Credited | $26,042,276.23 |
| Securities Bought | -7,830,801.13 |
| Funds Withdrawn | -15,500,000.00 |
| Amount Debited | $-23,330,801.13 |
| Net Cash Activity | 2,711,475.10 |
| Closing Balance | $3,014,703.74 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 6,048.78 | -28.98 |
| Margin | 297,179.86 | 3,014,732.72 |
| Net Cash Balance | $303,228.64 | $3,014,703.74 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 7,257.81 | 7,677.81 |
| Credit Balance Int. | 7,133.73 | 7,133.73 |
| Total | $14,391.54 | $14,811.54 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 3,014,704 | |
| Equities | 1,224,500 | 8,538,471 |
| Total | $1,224,500 | $11,553,175 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
01/27/01;13:44 001¶
EFTA00200637¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
4 of 10¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME |
| CASH BALANCE | 3,014,704 | ||||
| TOTAL CASH & CASH EQUIVALENTS | $3,014,704 |
EQUITIES¶
Equities & Options¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| ABERCROMBIE & FITCH CO-CLA | ANF | CASH | 37,978 | 27.2500 | 1,034,901 | ||
| ALLIED WASTE INDUSTRIES INC NEW | AW | MRGN | 50,000 | 15.8130 | 790,650 | ||
| BANK ONE CORP | ONE | CASH | 30,561 | 39.3130 | 1,201,445 | 25,671 | 2.1367 |
| CALL BANK ONE CP FEB 37.5**** EXP 02/17/2001 | ONEB37 | MRGN | -150 | 2.5000 | -37,500 | ||
| BEAR STEARNS COMPANIES INC | BSC | MRGN | 41,000 | 60.6880 | 2,488,208 | 24,600 | 0.9887 |
| CALL BEAR STEARNS FEB 055**** EXP 02/17/2001 | BSCBK | MRGN | -1,660 | 7.0000 | -1,162,000 | ||
| CENTER TR INC | CTA | CASH | 2,000 | 5.9380 | 11,876 | 1,680 | 14.1462 |
| CANHORN CHEMICAL CORP | CNCPF | CASH | 19 | Unpriced | |||
| CROWN AMERICAN REALTY TRUST | CWN | CASH | 5,000 | 6.0630 | 30,315 | 4,150 | 13.6896 |
| FELCOR LODGING TRUST INC | FCH | CASH | 2,000 | 23.4380 | 46,876 | 4,400 | 9.3865 |
| GLENBOROUGH REALTY TRUST INC | GLB | CASH | 2,000 | 18.8130 | 37,626 | 3,360 | 8.9300 |
| GLIMCHER REALTY TRUST-SBI | GRT | CASH | 2,000 | 14.0630 | 28,126 | 3,846 | 13.6742 |
| HRPT PROPERTIES TR-SBI | HRP | CASH | 10,000 | 8.0000 | 80,000 | 8,000 | 10.0000 |
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
027¶
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EFTA00200638¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
5 of 10¶
Your Portfolio Holdings (continued)¶
Equities & Options (continued)¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| HOSPITALITY PROPERTIES TRUST SBI | HPT | CASH | 2,000 | 25.1250 | 50,250 | 5,600 | 11.1443 |
| JOHNSON & JOHNSON | JNJ | CASH | 28,900 | 91.9380 | 2,657,008 | 36,992 | 1.3922 |
| KRAMONT REALTY TRUST | KRT | CASH | 2,000 | 10.4380 | 20,876 | 2,600 | 12.4545 |
| CALL MERRIL LYNCH FEB 085**** EXP 02/17/2001 | JMRB85 | MRGN | -1,000 | 0.2500 | -25,000 | ||
| RAMCO GERSHENSON PROPERTIES TRUST-MD SBI | RPT | CASH | 2,000 | 14.1880 | 28,376 | 3,360 | 11.8410 |
| SIRIUS SATELLITE RADIO INC Total Equities& Options | SIRI | CASH | 1,000 | 31.9380 | 31,938 $7,313,971 | $124,259 | |
| TOTAL EQUITIES | $7,313,971 | $124,259 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $124,259 |
| YOUR PRICED PORTFOLIOHOLDINGS | $10,328,674 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
027¶
EFTA00200639¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 10¶
JEFFREY EPSTEIN¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/08/01 | 01/05/01 | SOLD | CALL BANK ONE CP FEB 37.5**** EXP 02/17/2001 UNSOLICITED OPEN CONTRACT | QONEB37 | -150 | 2.56250 | 37,908.71 | |
| 01/12/01 | 01/11/01 | BOUGHT | CALL MERRIL LYNCH FEB 075**** EXP 02/17/2001 OPEN CONTRACT | QJMRB75 | 1,000 | 4.62500 | 466,002.50 | |
| 01/12/01 | 01/11/01 | SOLD | CALL MERRIL LYNCH FEB 085**** EXP 02/17/2001 | QJMRB85 | -1,000 | 1.25000 | 121,495.83 | |
| 01/12/01 | JOURNAL | CALL BEAR STEARNS JAN 050CBOE EXP 01/20/2001 A/E OBSCAJ ASSIGNED 00022 | 0739029A8 | 1,146 | ||||
| 01/17/01 | 01/11/01 | BOUGHT | SIRIUS SATELLITE RADIO INC UNSOLICITED WE MAKE A MKT IN THIS SECURITY REPORTED PRICE 33,000000 DIFFERENCE + 0,060000 | SIRI | 1,000 | 33.06000 | 33,062.50 | |
| 01/17/01 | 01/12/01 | SOLD | BEAR STEARNS COMPANIES INC A/E OBSCAJ 1146 ASSIGNED | BSC | -114,600 | 50.00000 | 5,728,660.50 | |
| 01/22/01 | 01/19/01 | SOLD | CALL BEAR STEARNS FEB 055**** EXP 02/17/2001 UNSOLICITED OPEN CONTRACT | QBSCBK | -1,660 | 4.75000 | 782,661.21 | |
| 01/22/01 | 01/19/01 | BOUGHT | CALL BEAR STEARNS JAN 055CBOE EXP 01/20/2001 UNSOLICITED CLOSING CONTRACT | 0739029A8 | 1,660 | 2.56250 | 431,187.50 | |
| 01/22/01 | 01/19/01 | SOLD | CALL BEAR STEARNS JAN 055CBOE EXP 01/20/2001 UNSOLICITED OPEN CONTRACT | 0739029A8 | -1,660 | 2.06250 | 336,551.08 | |
| 01/22/01 | JOURNAL | CALL BEAR STEARNS JAN 050CBOE EXP 01/20/2001 A/E OBSCAJ ASSIGNED 00633 | 0739029A8 | 929 |
027¶
01/27/01;13:44 001¶
EFTA00200640¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
7 of 10¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
Transaction Detail (continued)¶
INVESTMENT ACTIVITY (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/23/01 | JOURNAL | BEAR STEARNS COMPANIES INC JOURNAL FROM TYPE 1 TO 2 | BSC | -119,875 | ||||
| 01/23/01 | JOURNAL | CALL BEAR STEARNS FEB 055 **** EXP 02/17/2001 JOURNAL FROM TYPE 2 TO 1 | QBSCBK | 1,660 | ||||
| 01/23/01 | JOURNAL | BEAR STEARNS COMPANIES INC JOURNAL FROM TYPE 1 TO 2 | BSC | 119,875 | ||||
| 01/23/01 | JOURNAL | CALL BEAR STEARNS FEB 055 **** EXP 02/17/2001 JOURNAL FROM TYPE 2 TO 1 | QBSCBK | -1,660 | ||||
| 01/24/01 | 01/19/01 | BOUGHT | BEAR STEARNS COMPANIES INC UNSOLICITED AS OF 01/19/01 | BSC | 78,875 | 56.87500 | 4,490,750.63 | |
| 01/24/01 | 01/22/01 | SOLD | BEAR STEARNS COMPANIES INC A/E QBSCAJ 929 ASSIGNED | BSC | -92,900 | 50.00000 | 4,643,913.66 | |
| 01/25/01 | 01/22/01 | BOUGHT | BEAR STEARNS COMPANIES INC UNSOLICITED | BSC | 41,000 | 58.71550 | 2,409,798.00 | |
| 01/26/01 | 01/25/01 | SOLD | CALL MERRIL LYNCH FEB 075 **** EXP 02/17/2001 UNSOLICITED OPEN CONTRACT | QJMRB75 | -1,000 | 3.37500 | 333,986.25 | |
| 01/26/01 | JOURNAL | ALLIED WASTE INDUSTRIES INC NEW JOURNAL FROM TYPE 1 TO 2 | AW | -50,000 | ||||
| 01/26/01 | JOURNAL | ALLIED WASTE INDUSTRIES INC NEW JOURNAL FROM TYPE 1 TO 2 | AW | 50,000 | ||||
| TOTAL | -$7,830,801.13 | $11,985,177.24 | ||||||
027¶
01/27/01;13:44 00:¶
EFTA00200641¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
8 of 10¶
Transaction Detail (continued)¶
DEPOSITS AND WITHDRAWALS¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/02/01 | BANK ONE CORP REC 12/15/00 PAY 01/01/01 | ONE | 30,561 | 0.2100 | 6,417.81 | |
| 01/16/01 | GLENBOROUGH REALTY TRUST INC REC 01/01/01 PAY 01/15/01 | GLB | 2,000 | 0.4200 | 840.00 | |
| 01/16/01 | GLIMCHER REALTY TRUST-SBI REC 12/29/00 PAY 01/15/01 AMOUNT INCLUDED ON 2000-1099 | GRT | 2,000 | 961.60 | ||
| 01/16/01 | RAMCO GERSHENSON PROPERTIES TRUST-MD SBI REC 12/31/00 PAY 01/16/01 AMOUNT INCLUDED ON 2000-1099 | RPT | 2,000 | 840.00 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
027¶
01/27/01;13:44 001¶
EFTA00200642¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
9 of 10¶
JEFFREY EPSTEIN¶
Transaction Detail (continued)¶
DIVIDENDS (continued)¶
STATEMENT PERIOD December 30, 2000¶
THROUGH January 26, 2001¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/22/01 | CENTER TR INC REC 12/29/00 PAY 01/22/01 AMOUNT INCLUDED ON 2000-1099 | CTA | 2,000 | 420.00 | ||
| 01/22/01 | KRAMONT REALTY TRUST REC 12/29/00 PAY 01/20/01 AMOUNT INCLUDED ON 2000-1099 | KRT | 2,000 | 650.00 | ||
| TOTAL | $10,129.41 | |||||
| LAST STATEMENT | December 29, 2000 |¶
| :--- | :--- |¶
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/22/01 | INTEREST ON CREDIT BALANCE AT 6,000% 12/29 THRU 01/02 | 6.0000 | 253.76 | |||
| 01/22/01 | INTEREST ON CREDIT BALANCE AT 6,000% 12/21 THRU 12/28 | 6.0000 | 603.71 | |||
| 01/22/01 | INTEREST ON CREDIT BALANCE AT 5 1/2% 01/03 THRU 01/20 | 5.5000 | 6,276.26 | |||
| TOTAL | $7,133.73 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/22/01 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 5,719,242.40 | |
| 01/22/01 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 5,719,242.40 | |
| 01/26/01 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 463,167.19 | |
| 01/26/01 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 463,167.19 | |
| TOTAL | -6,182,409.59 | $6,182,409.59 |
027¶
EFTA00200643¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
10 of 10¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/29/01 | 01/26/01 | SOLD | CALL ABERCROMBIE& MAR 030**** | QANFC30 | -300.00 | 2 3/8 | 70,195.12 | |
| 01/30/01 | 01/25/01 | BOUGHT | BEAR STEARNS COMPANIES INC | BSC | 50,000.00 | 60 7900 | 3,042,502.50 | |
| TOTAL | $3,042,502.50 | $70,195.12 | ||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement*******¶
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EFTA00200644¶