EFTA00198907¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
Your Portfolio Holdings … 3¶
What’s In This Statement¶
Transaction Detail … 4¶
Fund Activity 5¶
Your Messages 6¶
INTERNATIONAL CHARITABLE¶
INTERESTS II DTD 08/30/94¶
FINCL TR CO INC TTEE *¶
ATTN JEANIE BRENNAN¶
6100 RED HOOK QUARTER STE B-3¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INTERNATIONAL CHARITABLE¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
STATEMENT PERIOD August 30, 2003¶
TAXPAYER NUMBER On File¶
ACCOUNT NUMBER¶
THROUGH September 30, 2003¶
| LAST STATEMENT | August 29, 2003 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
| NET CREDIT BALANCE | 530 |
| MONEY MARKET FUND BALANCE | 5,878,117 |
| NET EQUITY THIS PERIOD | $5,878,647 |
| NET EQUITY LAST STATEMENT | 5,891,471 |
| CHANGE SINCE LAST STATEMENT | -12,824 |
Market Value of Your Portfolio¶
Important Message¶
Bear Stearns is pleased to announce our conversion to a calendar month-end statement. Effective this month, your account statement reflects all activity and account valuation up to and including the last business day of the month.¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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EFTA00198908¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
INTERNATIONAL CHARITABLE¶
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EFTA00198909¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $1,833.96 |
| Money Fund | 20,480.12 |
| Amount Credited | $20,480.12 |
| Money Fund | -4,480.12 |
| Funds Withdrawn | -17,303.51 |
| Amount Debited | $-21,783.63 |
| Net Cash Activity | -1,303.51 |
| ClosingBalance | $530.45 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 1,833.96 | 530.45 |
| Net Cash Balance | $1,833.96 | $530.45 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 4,480.12 | 53,414.14 |
| Credit Balance Int. | 0.00 | 131.13 |
| Total | $4,480.12 | $53,545.27 |
Portfolio Composition¶
| Cash/Cash Equivalent | 5,878,647 |
| Total | $5,878,647 |
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 530 |
027¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
10/01/03;11:21 001¶
INTERNATIONAL CHARITABLE¶
STATEMENT PERIOD August 30, 2003¶
THROUGH September 30, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | August 29, 2003 |¶
| :--- | :--- |¶
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00198910¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Your Portfolio Holdings (continued)¶
CASH & CASH EQUIVALENTS (continued)¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD .9200% | DICXX | 5,878,117.07 | 1.0000 | 5,878,117 | 52,903 | 0.9000 |
| TOTAL CASH & CASH EQUIVALENTS | $5,878,647 | $52,903 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $52,903 |
| YOUR PRICED PORTFOLIO HOLDINGS | $5,878,647 |
Transaction Detail¶
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUN |
|---|---|---|---|---|
| 09/30/03 | FND WIRED | WIRED TO IPMORGAN CHASE BANK | 17,303.51 | |
| TOTAL | -17,303.51 | |||
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
INTERNATIONAL CHARITABLE¶
STATEMENT PERIOD August 30, 2003¶
THROUGH September 30, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | August 29, 2003 |¶
| :--- | :--- |¶
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EFTA00198911¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INTERNATIONAL CHARITABLE¶
| DATE | MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/30/03 | OPENINGBALANCE | 5,889,636.95 | ||||||
| 09/02/03 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 4,480.12 | ||||
| 09/02/03 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 4,480.12 | 4,480.12 | |||
| 09/30/03 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -16,000 | 1.0000 | 16,000.00 | ||
| 09/30/03 | CLOSINGBALANCE | 5,878,117.07 | ||||||
| TOTAL | -$ 4,480.12 | $20,480.12 | ||||||
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EFTA00198912¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
6 of 7¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
INTERNATIONAL CHARITABLE¶
A complete copy of the Bear, Stearns Securities Corp. Statement of Financial Condition is available on the web site www.bearstearns.com. Alternatively, to request a free printed copy please call - toll free 1-866-299-9331.¶
STATEMENT PERIOD August 30, 2003¶
Bear, Stearns Securities Corp. Net Capital and Net Capital Requirements:¶
Your messages¶
At May 31, 2003 and July 31, 2003, the Company’s net capital of approximately $2.4 billion and $3.0 billion was approximately 6% and 7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $799.5 million and $904.4 million by approximately $1.6 billion and $2.1 billion, all respectively.¶
THROUGH September 30, 2003¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | August 29, 2003 |¶
| :--- | :--- |¶
Securities and other assets in your account are the firm’s collateral for any margin loan made to you. If the securities and other assets in your account decline in value, so does the value of the collateral supporting your loan, and, as a result, the firm can take action, such as issue a margin call and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following:¶
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The firm can force the sale of securities or other assets in you account(s).
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You can lose more funds than you deposit in the margin account,
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The firm can sell your securities or other assets without contacting you.
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You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call.
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The firm can increase its “house” maintenance margin requirements at any time and is not required to provide you advance written notice,
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You are not entitled to an extension of time on a margin call.
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EFTA00198913¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
7 of 7¶
Bear, Steams Securities Corp.¶
One Mebrotech Center North Brooklyn, New York 11201-3859¶
INTERNATIONAL CHARITABLE¶
This statement is provided to explain Bear, Stearns & Co., Inc.’s (“BSC”) payment for order flow practices.¶
BSC routes a majority of orders for customer securities transactions to the primary market for such securities. Orders may also be routed to other market service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bid or best offer (NBBO). BSC receives no cash payment or other consideration for such order routing other than favorable executions or executions of limit orders at no additional charge.¶
Pursuant to SEC Rule 11Ac1-6, please note the following:¶
Bear, Stearns & Co. Inc. will post its quarterly routing statistics at the following web link: http://www.bearstearns.com/, Click on Individual Investor, Click on Equities, Click on Order Routing Practices.¶
Customers of Bear, Stearns & Co. Inc. may request information on any order executed within the prior six months from the time of the request. Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders.¶
******* End of Statement*******¶
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