EFTA00197748¶
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| ACCOUNT EXECUTIVE | GREENBERG,ALAN C. |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Trades Not Yet Settled | 7 |
| Your Messages | 8 |
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Your Portfolio at a Glance¶
Market Value of Your Portfolio¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 21,955,500 |
| NET CREDIT BALANCE | 1,255,202 |
| NET EQUITY THIS PERIOD | $23,210,702 |
| NET EQUITY LAST STATEMENT | 21,704,531 |
| CHANGE SINCE LAST STATEMENT | 1,506,171 |
INSTITUTIONAL INTERESTS A/C #2¶
| STATEMENT PERIOD | February 23, 2002 |¶
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| THROUGH | March 28, 2002 |¶
| LAST STATEMENT | February 22, 2002 |¶
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Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., Brooklyn, N.Y. 11201-3859.¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $2,081,411.08 |
| Securities Sold | 164,615.23 |
| Dividends/Interest | 41,917.10 |
| Amount Credited | $206,532.33 |
| Securities Bought | -1,032,741.72 |
| Amount Debited | $-1,032,741.72 |
| Net Cash Activity | -826,209.39 |
| Closing Balance | $1,255,201.69 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 2,081,411.08 | 1,255,201.69 |
| Net Cash Balance | $2,081,411.08 | $1,255,201.69 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 41,510.00 | 75,880.00 |
| Credit Balance Int. | 407.10 | 1,191.88 |
| Total | $41,917.10 | $77,071.88 |
Portfolio Composition¶
| Cash/Cash Equivalent | 1,255,202 |
| Equities | 21,955,500 |
| Total | $23,210,702 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD February 23, 2002¶
THROUGH March 28, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
Your Portfolio Allocation¶
| LAST STATEMENT | February 22, 2002 |¶
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Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00197751¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
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Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 1,255,202 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $1,255,202 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURREN YIELD (%) |
|---|---|---|---|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP INC | AIG | CASH | 20,000 | 72.1400 | 1,442,800 | 3,360 | 0.2329 |
| BANK OF AMER CORP | BAC | CASH | 25,000 | 68.0200 | 1,700,500 | 60,000 | 3.5284 |
| BRISTOL MYERS SQUIBB CO | BMY | CASH | 25,000 | 40.4900 | 1,012,250 | 28,000 | 2.7661 |
| CITIGROUP INC | C | CASH | 27,375 | 49.5200 | 1,355,610 | 17,520 | 1.2924 |
| GOLDMAN SACHS GROUP INC | GS | CASH | 12,000 | 90.2500 | 1,083,000 | 5,760 | 0.5319 |
| INTERNATIONAL BUSINESS MACHINES CORP | IBM | CASH | 10,000 | 104.0000 | 1,040,000 | 5,600 | 0.5385 |
| JOHNSON & JOHNSON | JNJ | CASH | 50,000 | 64.9500 | 3,247,500 | 36,000 | 1.1085 |
| MBNA CORP | KRB | CASH | 60,000 | 38.5700 | 2,314,200 | 24,000 | 1.0371 |
| PFIZER INC | PFE | CASH | 75,000 | 39.7400 | 2,980,500 | 39,000 | 1.3085 |
| PROCTER & GAMBLE CO | PG | CASH | 25,000 | 90.0900 | 2,252,250 | 38,000 | 1.6872 |
| TYCO INTERNATIONAL LTD | TYC | CASH | 5,000 | 32.3200 | 161,600 | 250 | 0.1547 |
| VIACOM INC-CL B | VIAB | CASH | 37,000 | 48.3700 | 1,789,690 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD February 23, 2002¶
THROUGH March 28, 2002¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 22, 2002 |¶
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Your Portfolio Holdings (continued)¶
Equities & Options (continued)¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD(%) |
| WYETH COM | WYE | CASH | 24,000 | 65.6500 | 1,575,600 | 22,080 | 1.4014 |
| Total Equities&Options | $21,955,500 | $279,570 | |||||
| TOTAL EQUITIES | $21,955,500 | $279,570 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $279,570 |
| YOUR PRICED PORTFOLIOHOLDINGS | $23,210,701 |
INVESTMENT ACTIVITY¶
Transaction Detail¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD February 23, 2002¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 03/11/02 | NAME CHG | AMERICAN HOME PRODUCTS CORP A397519 TO W003167 N/C WYETH | 026609107 | -24,000 | ||||
| 03/11/02 | NAME CHG | WYETH COM W003167 FROM A397519 N/C WYETH | WYE | 24,000 | ||||
| 03/21/02 | 03/18/02 | SOLD | TYCO INTERNATIONAL LTD AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT AS OF 03/18/02 | TYC | -5,000 | 33.16710 | 164,615.23 |
THROUGH March 28, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 22, 2002 |¶
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OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
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INSTITUTIONAL INTERESTS A/C #2¶
Transaction Detail (continued)¶
STATEMENT PERIOD February 23, 2002¶
INVESTMENT ACTIVITY (continued)¶
THROUGH March 28, 2002¶
| LAST STATEMENT | February 22, 2002 |¶
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TAXPAYER NUMBER On File¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 03/25/02 | 03/20/02 | BOUGHT | BRISTOL MYERS SQUIBB CO WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | BMY | 25,000 | 41.06070 | 1,032,741.72 |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 03/01/02 | AMERICAN HOME PRODUCTS CORP REC 02/13/02 PAY 03/01/02 | 026609107 | 24,000 | 0.2300 | 5,520.00 | |
| 03/07/02 | PFIZER INC REC 02/15/02 PAY 03/07/02 | PFE | 75,000 | 0.1300 | 9,750.00 | |
| 03/11/02 | INTERNATIONAL BUSINESS MACHINES CORP REC 02/08/02 PAY 03/09/02 | IBM | 10,000 | 0.1400 | 1,400.00 | |
| 03/12/02 | JOHNSON & JOHNSON REC 02/19/02 PAY 03/12/02 | JNJ | 50,000 | 0.1800 | 9,000.00 | |
| 03/15/02 | AMERICAN INTERNATIONAL GROUP INC REC 03/01/02 PAY 03/15/02 | AIG | 20,000 | 0.0420 | 840.00 | |
| 03/22/02 | BANK OF AMER CORP REC 03/01/02 PAY 03/22/02 | BAC | 25,000 | 0.6000 | 15,000.00 | |
| TOTAL | $41,510.00 | |||||
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
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INSTITUTIONAL INTERESTS A/C #2¶
Transaction Detail (continued)¶
STATEMENT PERIOD February 23, 2002¶
THROUGH March 28, 2002¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 22, 2002 |¶
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| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 03/21/02 | INTEREST ON CREDIT BALANCE AT 0 1/4% 02/21 THRU 03/20 | 0.2500 | 407.10 | |||
| TOTAL | $407.10 | |||||
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 04/01/02 | 03/26/02 | SOLD | TYCO INTERNATIONAL LTD | TYC | -5,000.00 | 32.4404 | 161,450.01 | |
| TOTAL | $0.00 | $161,450.01 | ||||||
The above trades do not appear in any other section of this statement.¶
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
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Pursuant to SEC Rule 11Ac1-6, Bear, Stearns & Co., Inc will publicly post its quarterly routing statistics at the following web link: http://www.bearstearns.com/corporate/business/equities/orp.htm¶
INSTITUTIONAL INTERESTS A/C #2¶
Your messages¶
| STATEMENT PERIOD | February 23, 2002 |¶
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| THROUGH | March 28, 2002 |¶
| LAST STATEMENT | February 22, 2002 |¶
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Bear, Stearns Securities Corp, Net Capital and Net Capital Requirements:¶
At November 30,2001 and January 31,2002,the Company’s net capital of approximately $2,6 billion and $2,6 billion was approximately 9% and 8% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $604.1 million and $648.0 million by approximately $2.0 billion and $2.0 billion,all respectively.¶
A complete copy of the Bear, Stearns Securities Corp. Statement of Financial Condition is available on the web site www.bearstearns.com. Alternatively, to request a free printed copy please call -toll free 1-866-299-9331.¶
******* End of Statement*******¶
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