Statements¶
EFTA00197688¶
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| ACCOUNT EXECUTIVE | GREENBERG,ALAN C. |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 5 |
| Trades Not Yet Settled | 7 |
| Your Messages | 7 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD November 30, 2002¶
ACCOUNT NUMBER¶
THROUGH December 31, 2002¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
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Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 18,116,298 |
| NET CREDIT BALANCE | 738,561 |
| MONEY MARKET FUND BALANCE | 674,926 |
| NET EQUITY THIS PERIOD | $19,529,785 |
| NET EQUITY LAST STATEMENT | 20,844,363 |
| CHANGE SINCE LAST STATEMENT | -1,314,578 |
Market Value of Your Portfolio¶
Important Message¶
If any information regarding 2002 interest, dividends, miscellaneous income, gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099 will be mailed to you by January 31, 2003 or a 1042Sby March 17, 2003.¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $695,112.61 |
| Money Fund | 828.12 |
| Dividends/Interest | 43,448.42 |
| Amount Credited | $44,276.54 |
| Money Fund | -828.12 |
| Amount Debited | $-828.12 |
| Net Cash Activity | 43,448.42 |
| ClosingBalance | $738,561.03 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 695,112.61 | 738,561.03 |
| Net Cash Balance | $695,112.61 | $738,561.03 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 44,203.12 | 287,026.95 |
| Credit Balance Int. | 73.42 | 2,529.16 |
| Total | $44,276.54 | $289,556.11 |
Portfolio Composition¶
| Cash/Cash Equivalent | 1,413,487 |
| Equities | 18,116,298 |
| Total | $19,529,785 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD November 30, 2002¶
THROUGH December 31, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
Your Portfolio Allocation¶
| LAST STATEMENT | November 29, 2002 |¶
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Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00197691¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
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Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENТ YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 738,561 | |||||
| BEAR STEARNS PRIME MONEY | BSMXX | 674,926.45 | 1.0000 | 674,926 | 8,774 | 1.3000 |
| MARKET PORTFOLIO CL Y DIVIDEND REINVESTED | ||||||
| TOTAL CASH & CASH EQUIVALENTS | $1,413,487 | $8,774 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| AOL TIME WARNER INC | AQL | CASH | 50,000 | 13.1000 | 655,000 | ||
| AMERICAN INTERNATIONAL GROUP INC | AIG | CASH | 25,000 | 57.8500 | 1,446,250 | 4,700 | 0.3250 |
| BANK OF AMER CORP | BAC | CASH | 30,000 | 69.5700 | 2,087,100 | 76,800 | 3.6797 |
| CITIGROUP INC | C | CASH | 27,375 | 35.1900 | 963,326 | 19,710 | 2.0460 |
| GOLDMAN SACHS GROUP INC | GS | CASH | 12,000 | 68.1000 | 817,200 | 5,760 | 0.7048 |
| INTERNATIONAL BUSINESS MACHINES CORP | IBM | CASH | 20,000 | 77.5000 | 1,550,000 | 12,000 | 0.7742 |
| JOHNSON& JOHNSON | JNJ | CASH | 50,000 | 53.7100 | 2,685,500 | 41,000 | 1.5267 |
| MBNA CORP | KRB | CASH | 90,000 | 19.0200 | 1,711,800 | 25,200 | 1.4721 |
| PFIZER INC | PFE | CASH | 75,000 | 30.5700 | 2,292,750 | 45,000 | 1.9627 |
| PROCTER & GAMBLE CO | PG | CASH | 25,000 | 85.9400 | 2,148,500 | 41,000 | 1.9083 |
| TYCO INTERNATIONAL LTD | TYC | CASH | 50,000 | 17.0800 | 854,000 | 2,500 | 0.2927 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD November 30, 2002¶
THROUGH December 31, 2002¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
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Your Portfolio Holdings (continued)¶
Equities & Options (continued)¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| VIACOM INC-CL B | VIAB | CASH | 22,200 | 40.7600 | 904,872 | ||
| Total Equities& Options | $18,116,298 | $273,670 | |||||
| TOTAL EQUITIES | $18,116,298 | $273,670 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $282,444 |
| YOUR PRICED PORTFOLIOHOLDINGS | $19,529,785 |
MONEY FUND ACTIVITY¶
Transaction Detail¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD November 30, 2002¶
ACCOUNT NUMBER¶
THROUGH December 31, 2002¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 11/30/02 | OPENINGBALANCE | 674,098.33 | |||||
| 12/02/02 | DIVIDEND | BEAR STEARNS PRIME MONEY MARKET PORTFOLIO CL Y RECORD 11/29/02 PAY 11/29/02 | BSMXX | 828.12 | |||
| 12/02/02 | REINVEST | BEAR STEARNS PRIME MONEY MARKET PORTFOLIO CL Y REINVEST PRICE $ 1.00 | BSMXX | 828.12 | 828.12 | ||
| 12/31/02 | CLOSINGBALANCE | 674,926.45 | |||||
| TOTAL | -828.12 | $828.12 | |||||
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
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Transaction Detail (continued)¶
DIVIDENDS¶
INSTITUTIONAL INTERESTS A/C #2¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/05/02 | PFIZER INC REC 11/15/02 PAY 12/05/02 | PFE | 75,000 | 0.1300 | 9,750.00 | |
| 12/10/02 | INTERNATIONAL BUSINESS MACHINES CORP REC 11/08/02 PAY 12/10/02 | IBM | 20,000 | 0.1500 | 3,000.00 | |
| 12/10/02 | JOHNSON & JOHNSON REC 11/19/02 PAY 12/10/02 | JNJ | 50,000 | 0.2050 | 10,250.00 | |
| 12/20/02 | AMERICAN INTERNATIONAL GROUP INC REC 12/06/02 PAY 12/20/02 | AIG | 25,000 | 0.0470 | 1,175.00 | |
| 12/27/02 | BANK OF AMER CORP REC 12/06/02 PAY 12/27/02 | BAC | 30,000 | 0.6400 | 19,200.00 | |
| TOTAL | $43,375.00 | |||||
STATEMENT PERIOD November 30, 2002¶
THROUGH December 31, 2002¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
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INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/23/02 | INTEREST ON CREDIT BALANCE AT 0 1/8% 11/21 THRU 12/20 | 0.1250 | 73.42 | |||
| TOTAL | $73.42 | |||||
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
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INSTITUTIONAL INTERESTS A/C #2¶
Trades Executed Pending Settlement¶
STATEMENT PERIOD November 30, 2002¶
THROUGH December 31, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
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| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/06/03 | 12/31/02 | SOLD | TYCO INTERNATIONAL LTD AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT DISCRETIONARY ORDER | TYC | -12,500.00 | 17.0165 | 211,449.84 | |
| 01/06/03 | 12/31/02 | SOLD | TYCO INTERNATIONAL LTD AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT DISCRETIONARY ORDER | TYC | -12,500.00 | 17.1509 | 213,129.79 | |
| TOTAL | $0.00 | $424,579.63 | ||||||
The above trades do not appear in any other section of this statement.¶
Your messages¶
As part of the National Association of Securities Dealer’s (NASD) Investor Education Program, you may obtain information on the NASD’s Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the internet address which is www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request.¶
******* End of Statement*******¶
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