EFTA00197615¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | GREENBERG,ALAN C. |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
INSTITUTIONAL INTERESTS A/C #2¶
C/O FINANCIAL TRUST COMPANY¶
ATTN LARRY KEMP¶
- 6100 RED HOOK QUARTER
SUITE B-3¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 22,293,700 |
| NET CREDIT BALANCE | 22,074 |
| NET EQUITY THIS PERIOD | $22,315,774 |
| NET EQUITY LAST STATEMENT | 21,659,264 |
| CHANGE SINCE LAST STATEMENT | 656,510 |
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 26, 2001 |¶
| :--- | :--- |¶
Market Value of Your Portfolio¶
ACCOUNT NUMBER¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD October 27,2001¶
THROUGH November 30, 2001¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
INSTITUTIONAL INTERESTS A/C #2¶
027¶
EFTA00197617¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 6¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $162,339.12 |
| Dividends/Interest | 32,819.69 |
| Amount Credited | $32,819.69 |
| Securities Bought | -173,084.49 |
| Amount Debited | $-173,084.49 |
| Net Cash Activity | -140,264.80 |
| ClosingBalance | $22,074.32 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 162,339.12 | 22,074.32 |
| Net Cash Balance | $162,339.12 | $22,074.32 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 32,725.00 | 268,505.00 |
| Credit Balance Int. | 94.69 | 8,203.24 |
| Total | $32,819.69 | $276,708.24 |
Portfolio Composition¶
| Cash/Cash Equivalent | 22,074 |
| Equities | 22,293,700 |
| Total | $22,315,774 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS A/C #2¶
| STATEMENT PERIOD | October 27, 2001 |
|---|---|
| THROUGH | November 30, 2001 |
ACCOUNT NUMBER¶
Your Portfolio Allocation¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 26, 2001 |¶
| :--- | :--- |¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00197618¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 6¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 22,074 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $22,074 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACT TYPE | QUANTITY | PRICE | MARKET VALUE | CURRENT YIELD (%) | |
|---|---|---|---|---|---|---|---|
| AMERICAN HOME PRODUCTS CORP | AHP | CASH | 24,000 | 60.1000 | 1,442,400 | 22,080 | 1.5308 |
| AMERICAN INTERNATIONAL GROUP INC | AIG | CASH | 20,000 | 82.4000 | 1,648,000 | 3,360 | 0.2039 |
| BANK OF AMER CORP | BAC | CASH | 25,000 | 61.3800 | 1,534,500 | 60,000 | 3.9101 |
| BRISTOL MYERS SQUIBB CO | BMY | CASH | 25,000 | 53.7600 | 1,344,000 | 27,500 | 2.0461 |
| CITIGROUP INC | C | CASH | 15,000 | 47.9000 | 718,500 | 9,600 | 1.3361 |
| GOLDMAN SACHS GROUP INC | GS | CASH | 12,000 | 88.9000 | 1,066,800 | 5,760 | 0.5399 |
| INTERNATIONAL BUSINESS MACHINES CORP | IBM | CASH | 10,000 | 115.5900 | 1,155,900 | 5,600 | 0.4845 |
| JP MORGAN CHASE & CO | JPM | CASH | 37,500 | 37.7200 | 1,414,500 | 51,000 | 3.6055 |
| JOHNSON& JOHNSON | JNJ | CASH | 50,000 | 58.2500 | 2,912,500 | 36,000 | 1.2361 |
| MBNA CORP | KRB | CASH | 70,000 | 32.2400 | 2,256,800 | 25,200 | 1.1166 |
| PFIZER INC | PFE | CASH | 75,000 | 43.3100 | 3,248,250 | 33,000 | 1.0159 |
| PROCTER & GAMBLE CO | PG | CASH | 25,000 | 77.4600 | 1,936,500 | 38,000 | 1.9623 |
| VIACOM INC-CL B | VIAB | CASH | 37,000 | 43.6500 | 1,615,050 | ||
| Total Equities& Options | $22,293,700 | $317,100 | |||||
| TOTAL EQUITIES | $22,293,700 | $317,100 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD October 27,2001¶
THROUGH November 30, 2001¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 26, 2001 |¶
| :--- | :--- |¶
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V513¶
EFTA00197619¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
5 of 6¶
INSTITUTIONAL INTERESTS A/C #2¶
Your Portfolio Holdings (continued)¶
STATEMENT PERIOD October 27,2001¶
THROUGH November 30, 2001¶
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $317,100 |
| YOUR PRICED PORTFOLIOHOLDINGS | $22,315,774 |
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 26, 2001 |¶
| :--- | :--- |¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 11/13/01 | 11/07/01 | BOUGHT | GOLDMAN SACHS GROUP INC UNSOLICITED | GS | 2,000 | 86.00000 | 173,084.49 | |
| TOTAL | -173,084.49 | |||||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 10/31/01 | J P MORGAN CHASE & CO REC 10/05/01 PAY 10/31/01 | JPM | 37,500 | 0.3400 | 12,750.00 | |
| 11/01/01 | BRISTOL MYERS SQUIBB CO REC 10/05/01 PAY 11/01/01 | BMY | 25,000 | 0.2750 | 6,875.00 |
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EFTA00197620¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 6¶
INSTITUTIONAL INTERESTS A/C #2¶
Transaction Detail (continued)¶
STATEMENT PERIOD October 27,2001¶
DIVIDENDS (continued)¶
THROUGH November 30, 2001¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 26, 2001 |¶
| :--- | :--- |¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 11/15/01 | PROCTER & GAMBLE CO REC 10/19/01 PAY 11/15/01 | PG | 25,000 | 0.3800 | 9,500.00 | ||
| 11/21/01 | CITIGROUP INC REC 11/05/01 PAY 11/21/01 | C | 15,000 | 0.1600 | 2,400.00 | ||
| 11/26/01 | GOLDMAN SACHS GROUP INC REC 10/29/01 PAY 11/26/01 | GS | 10,000 | 0.1200 | 1,200.00 | ||
| TOTAL | $32,725.00 | ||||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/21/01 | INTEREST ON CREDIT BALANCE AT 0 1/2% 11/06 THRU 11/20 | 0.5000 | 19.47 | |||
| 11/21/01 | INTEREST ON CREDIT BALANCE AT 1,000% 10/21 THRU 11/05 | 1.0000 | 75.22 | |||
| TOTAL | $94.69 | |||||
******* End of Statement*******¶
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