EFTA00197431¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 5 |
| Trades Not Yet Settled | 6 |
| Your Messages | 7 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
| HEALTH & SCIENCE INTERESTS II |
| TRUST JEFFREY E EPSTEIN TTEE |
| DTD 8/18/93 |
| 6100 RED HOOK QUARTER STE B-3 |
| ST THOMAS VI 00802 |
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
| LAST STATEMENT | February 22, 2002 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
ACCOUNT NUMBER¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 281,024,630 |
| NET CREDIT BALANCE | 87,968 |
| MONEY MARKET FUND BALANCE | 6,882,833 |
| NET EQUITY THIS PERIOD | $287,995,431 |
| NET EQUITY LAST STATEMENT | 19,368,286 |
| CHANGE SINCE LAST STATEMENT | 268,627,145 |
| STATEMENT PERIOD | February 23, 2002 |¶
| :--- | :--- |¶
| THROUGH | March 28, 2002 |¶
HEALTH & SCIENCE INTERESTS II¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
| SIPC | This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. |
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EFTA00197432¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
HEALTH & SCIENCE INTERESTS II¶
027¶
EFTA00197433¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $35,430.12 |
| Money Fund | 9,977.76 |
| Dividends/Interest | 52,538.09 |
| Amount Credited | $62,515.85 |
| Money Fund | -9,977.76 |
| Amount Debited | $-9,977.76 |
| Net Cash Activity | 52,538.09 |
| Closing Balance | $87,968.21 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 35,430.12 | 87,968.21 |
| Net Cash Balance | $35,430.12 | $87,968.21 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 62,477.76 | 73,831.58 |
| Credit Balance Int. | 38.09 | 493.65 |
| Total | $62,515.85 | $74,325.23 |
Portfolio Composition¶
| Cash/Cash Equivalent | 6,970,801 |
| Equities | 281,024,630 |
| Total | $287,995,431 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HEALTH & SCIENCE INTERESTS II¶
| STATEMENT PERIOD | February 23, 2002 |
|---|---|
| THROUGH | March 28, 2002 |
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 22, 2002 |¶
| :--- | :--- |¶
Your Portfolio Allocation¶
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Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00197434¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 87,968 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 1,8500% | DICCX | 6,882,833.31 | 1.0000 | 6,882,833 | 117,008 | 1.7000 |
| TOTAL CASH & CASH EQUIVALENTS | $6,970,801 | $117,008 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD(%) |
| LIMITED INC | LTD | CASH | 15,699,700 | 17.9000 | 281,024,630 | 4,709,910 | 1.6760 |
| Total Equities&Options | $281,024,630 | $4,709,910 | |||||
| TOTAL EQUITIES | $281,024,630 | $4,709,910 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $4,826,918 |
| YOUR PRICED PORTFOLIOHOLDINGS | $287,995,431 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HEALTH & SCIENCE INTERESTS II¶
STATEMENT PERIOD February 23, 2002¶
THROUGH March 28, 2002¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 22, 2002 |¶
| :--- | :--- |¶
027¶
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EFTA00197435¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
5 of 7¶
HEALTH & SCIENCE INTERESTS II¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 03/26/02 | JOURNAL | LIMITED INC FROM PER LOA | LTD | 4,999,700 | ||||
| 03/26/02 | JOURNAL | LIMITED INC FROM PER LOA | LTD | 10,000,000 |
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 02/23/02 | OPENINGBALANCE | 6,872,855.55 | |||||
| 03/01/02 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICCX | 9,977.76 | |||
| 03/01/02 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICCX | 9,977.76 | 9,977.76 |
| 03/28/02 | CLOSINGBALANCE | 6,882,833.31 | |
| TOTAL | -9,977.76 | $9,977.76 |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 03/19/02 | LIMITED INC REC 03/08/02 PAY 03/19/02 | LTD | 700,000 | 0.0750 | 52,500.00 | |
| TOTAL | $52,500.00 | |||||
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EFTA00197436¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 7¶
HEALTH & SCIENCE INTERESTS II¶
Transaction Detail (continued)¶
STATEMENT PERIOD February 23, 2002¶
INTEREST¶
| LAST STATEMENT | February 22, 2002 |¶
| :--- | :--- |¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 03/21/02 | INTEREST ON CREDIT BALANCE AT 1 1/4% 02/21 THRU 03/20 | 1.2500 | 38.09 | ||||
| TOTAL | $38.09 | ||||||
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 04/02/02 | 03/27/02 | SOLD | LIMITED INC | LTD | -49,700.00 | 17.5183 | 867,661.95 | |
| TOTAL | $0.00 | $867,661.95 | ||||||
The above trades do not appear in any other section of this statement.¶
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V555¶
EFTA00197437¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
7 of 7¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HEALTH & SCIENCE INTERESTS II¶
Your messages¶
Pursuant to SEC Rule 11Ac1-6, Bear, Stearns & Co., Inc will publicly post its quarterly routing statistics at the following web link: http://www.bearstearns.com/corporate/business/equities/orp.htm¶
| STATEMENT PERIOD | February 23, 2002 |¶
| :--- | :--- |¶
| THROUGH | March 28, 2002 |¶
| LAST STATEMENT | February 22, 2002 |¶
| :--- | :--- |¶
Bear, Stearns Securities Corp, Net Capital and Net Capital Requirements:¶
At November 30, 2001 and January 31, 2002, the Company’s net capital of approximately $2.6 billion and $2.6 billion was approximately 9% and 8% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $604.1 million and $648.0 million by approximately $2.0 billion and $2.0 billion, all respectively.¶
A complete copy of the Bear, Stearns Securities Corp. Statement of Financial Condition is available on the web site www.bearstearns.com. Alternatively, to request a free printed copy please call -toll free 1-866-299-9331.¶
******* End of Statement*******¶
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