Statements¶
EFTA00197133¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| ACCOUNT EXECUTIVE | GNMA GOVT BOND |¶
| :--- | :--- |¶
What’s In This Statement¶
Financial Summary 1¶
Transaction Detail … 2¶
FINANCIAL TRUST CO INC¶
C/O JEFFREY EPSTEIN &¶
6100 RED HOOK QUARTER STE B3¶
ST THOMAS VI 00802¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $0.00 |
| Securities Sold | 70,059,355.53 |
| Dividends/Interest | 178,502.21 |
| Miscellaneous | 8,398,617.18 |
| Amount Credited | $78,636,474.92 |
| Securities Bought | -57,674,007.79 |
| Miscellaneous | -20,962,467.13 |
| Amount Debited | $-78,636,474.92 |
| Closing Balance | $0.00 |
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
Income Summary¶
| LAST STATEMENT | August 31, 2005 |¶
| :--- | :--- |¶
TAXPAYER NUMBER Not Available¶
THROUGH September 30, 2005¶
ACCOUNT NUMBER¶
STATEMENT PERIOD September 1, 2005¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Govt. Agency Int. | 67,456.24 | 67,456.24 |
| Corp. Bond Int. | 111,045.97 | 111,045.97 |
| Total | $178,502.21 | $178,502.21 |
FINANCIAL TRUST CO INC¶
| SIPC | This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. |
|---|---|
| 027 |
V896¶
EFTA00197134¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
2 of 9¶
FINANCIAL TRUST CO INC¶
Transaction Detail¶
STATEMENT PERIOD September 1, 2005¶
INVESTMENT ACTIVITY¶
THROUGH September 30, 2005¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER Not Available¶
| LAST STATEMENT | August 31, 2005 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 09/14/05 | 08/19/05 | CANCEL SELL | FNMA-30YR(FNMA)GTD SETT,09/05 DUE 09/01/2023.05.000% REF # AS OF 08/19/05 TO CXL PREVIOUS SELL | 50,000,000 | 98.55078 | 49,275,390.63 | ||
| 09/14/05 | 08/19/05 | SOLD | FNMA-30YR(FNMA)GTD SETT,09/05 DUE 09/01/2023.05.000% REF # | -50,000,000 | 98.55078 | 49,275,390.63 | ||
| 09/20/05 | 09/15/05 | SOLD | FANNIE MAE CMO/SERIES 2003-13 S RCR-I/O FLTR DUE 03/25/2023.04.358% REF # AS OF 09/15/05 BS | -23,543,127 | 9.87500 ACCR. INT. | 2,324,883.79 71,262.10 | ||
| 09/20/05 | 09/15/05 | SOLD | FEDERAL NATIONAL MTG ASSN SERIES 2003-49 CLASS SW DUE 01/25/2023.03.358% REF # AS OF 09/15/05 BS | -11,861,918 | 6.96875 ACCR. INT. | 826,627.47 27,667.10 | ||
| 09/20/05 | 09/15/05 | SOLD | FANNIE MAE CMO/SERIES 2003-52 KS-I/O FLTR DUE 02/25/2017.03.458% REF # AS OF 09/15/05 BS | -16,565,865 | 6.96875 ACCR. INT. | 1,154,433.75 39,789.14 | ||
| 09/20/05 | 09/15/05 | SOLD | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-5 CLASS PS DUE 02/22/2023.03.340% REF # AS OF 09/15/05 BS | -44,000,000 | 11.15625 | 4,908,750.00 | ||
| 09/20/05 | 09/15/05 | SOLD | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-30 CLASS SU DUE 02/22/2023.03.590% REF # AS OF 09/15/05 BS | -23,561,075 | 6.03125 | 1,421,027.35 |
027¶
10/01/05;12:49 001¶
EFTA00197135¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
3 of 9¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD September 1, 2005¶
THROUGH September 30, 2005¶
INVESTMENT ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER Not Available¶
| LAST STATEMENT | August 31, 2005 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 09/20/05 | 09/15/05 | SOLD | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-038 CLASS SP DUE 12/20/2029 03.590% REF # AS OF 09/15/05 | -14,296,550 | 4.53125 | 647,812.46 | ||
| 09/20/05 | 09/15/05 | SOLD | FREDDIE MAC CMO/SERIES 2886 SOC-I/O FLTR DUE 07/15/2019 03.531% REF # AS OF 09/15/05 | -8,074,610 | 7.28125 ACCR. INT. | 587,932.59 3,960.82 | ||
| 09/20/05 | 09/15/05 | SOLD | ALTERNATIVE LOAN TRUST SERIES 2004-30CB CLASS 1-A-8 DUE 02/25/2035 01.458% REF # AS OF 09/15/05 | -35,363,806 | 1.45313 ACCR. INT. | 513,880.31 35,823.05 | ||
| 09/20/05 | RECEIVED | FANNIE MAE CMO/SERIES 2003-13 S RCR-I/O FLTR 4,358 DUE 03/25/33 DUE 03/25/2033 4,358 | 23,543,127 | 2,396,145.89 | ||||
| 09/20/05 | RECEIVED | FEDERAL NATIONAL MTG ASSN SERIES 2003-49 CLASS SW 3,358 DUE 01/25/33 DUE 01/25/2033 3,358 | 11,861,918 | 854,294.57 | ||||
| 09/20/05 | RECEIVED | FANNIE MAE CMO/SERIES 2003-52 KS-I/O FLTR 3,458 DUE 07/25/17 DUE 07/25/2017 3,458 M05091526990000BS | 16,565,865 | 1,194,222.89 | ||||
| 09/20/05 | RECEIVED | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-5 CLASS PS 3,340 DUE 02/20/2033 3,340 | 44,000,000 | 4,908,750.00 |
027¶
10/01/05;12:49 001¶
EFTA00197136¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
4 of 9¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD September 1, 2005¶
THROUGH September 30, 2005¶
INVESTMENT ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER Not Available¶
| LAST STATEMENT | August 31, 2005 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 09/20/05 | RECEIVED | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-30 CLASS SU 3,590 DUE 02/20/2022 DUE 02/20/2022 | 23,561,075 | 1,421,027.35 | ||||
| 09/20/05 | RECEIVED | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-035 CLASS SP 3,590 DUE 12/20/2029 DUE 12/20/2029 | 14,296,550 | 647,812.46 | ||||
| 09/20/05 | RECEIVED | FREDDIE MAC CMO/SERIES 2886 SC/IO FLTR 3,531 DUE 07/15/19 DUE 07/15/2019 | 8,074,610 | 591,893.41 | ||||
| 09/20/05 | RECEIVED | ALTERNATIVE LOAN TRUST SERIES 2004-30CB CLASS 1-A-8 1,458 DUE 02/25/35 DUE 02/25/2005 | 35,363,806 | 549,703.36 | ||||
| 09/21/05 | 09/15/05 | CANCEL SELL | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-5 CLASS PS DUE 02/20/2023 03.160% REF # # AS OF TO 09/15/05 SD 09/20/05 AS OF 09/15/05 TO COL PREVIOUS SELL | 44,000,000 | 11.15625 | 4,908,750.00 | ||
| 09/21/05 | 09/15/05 | SOLD | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-5 CLASS PS DUE 02/20/2023 03.160% REF # # AS OF TO 09/15/05 SD 09/20/05 AS OF 09/15/05 INTR COMPUTED TO 09/20/05 | -44,000,000 | 11.15625 | 4,908,750.00 |
027¶
10/01/05;12:49 001¶
EFTA00197137¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 9¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD September 1, 2005¶
THROUGH September 30, 2005¶
INVESTMENT ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER Not Available¶
| LAST STATEMENT | August 31, 2005 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 09/21/05 | 09/15/05 | CANCEL SELL | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-30 CLASS SU DUE 02/20/2032 03.410% REF # AS OF ID 09/15/05 SD 09/20/05 AS OF 09/15/05 TO CXL PREVIOUS SELL | 23,561,075 | 6.03125 | 1,421,027.35 | |||
| 09/21/05 | 09/15/05 | SOLD | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-30 CLASS SU DUE 02/20/2032 03.410% REF # AS OF ID 09/15/05 SD 09/20/05 AS OF 09/15/05 INTR COMPUTED TO 09/20/05 | -23,561,075 | 6.03125 | 1,421,027.35 | |||
| 09/21/05 | 09/15/05 | CANCEL SELL | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-035 CLASS SP DUE 12/20/2029 03.410% REF # AS OF ID 09/15/05 SD 09/20/05 AS OF 09/15/05 TO CXL PREVIOUS SELL | 14,296,550 | 4.53125 | 647,812.46 | |||
| 09/21/05 | 09/15/05 | SOLD | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-035 CLASS SP DUE 12/20/2029 03.410% REF # AS OF ID 09/15/05 SD 09/20/05 AS OF 09/15/05 INTR COMPUTED TO 09/20/05 | -14,296,550 | 4.53125 | 647,812.46 | |||
| 09/27/05 | 09/15/05 | CANCEL SELL | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-30 CLASS SU DUE 02/20/2032 03.403% REF # AS OF ID 09/15/05 SD 09/20/05 AS OF 09/15/05 TO CXL PREVIOUS SELL | 23,561,075 | 6.03125 | 1,421,027.35 |
027¶
10/01/05;12:49 001¶
EFTA00197138¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 9¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD September 1, 2005¶
INVESTMENT ACTIVITY (continued)¶
THROUGH September 30, 2005¶
ACCOUNT NUMBER¶
| LAST STATEMENT | August 31, 2005 |¶
| :--- | :--- |¶
TAXPAYER NUMBER Not Available¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 09/27/05 | 09/15/05 | SOLD | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-30 CLASS SU DUE 02/20/2032 03.403% REF # BS AS OF TD 09/15/05 SD 09/20/05 TO ADJ PREVIOUS MONTH'S FACTOR AS OF 09/15/05 | -23,561,075 | 6.03125 | 1,421,027.33 |
| TOTAL | -70,237,857.72 | $70,237,857.74 |
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 09/21/05 | RECEIVED | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-5 CLASS PS 3,160 DUE 02/20/33 DUE 02/20/2033 COUPON RATE 3,1537 | 4,908,750.00 | |
| 09/21/05 | D/K | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-5 CLASS PS 3,160 DUE 02/20/33 COUPON RATE 3,3406 | 4,908,750.00 | |
| 09/21/05 | RECEIVED | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-30 CLASS SU 3,410 DUE 02/20/32 DUE 02/20/2032 COUPON RATE 3,4037 | 1,421,027.35 |
027¶
10/01/05;12:49 001¶
EFTA00197139¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
7 of 9¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
| DATE MODAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 09/21/05 | D/K | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-30 CLASS SU 3,410 DUE 02/20/32 COUPON RATE 3,5906 | 1,421,027.35 | |
| 09/21/05 | RECEIVED | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-035 CLASS SP 3,403 DUE 12/20/29 DUE 12/20/2029 3,403 COUPON RATE 3,4037 | 647,812.46 | |
| 09/21/05 | D/K | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-035 CLASS SP 3,403 DUE 12/20/29 COUPON RATE 3,5906 | 647,812.46 | |
| 09/27/05 | RECEIVED | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-30 CLASS SU 3,403 DUE 02/20/32 DUE 02/20/2032 3,403 COUPON RATE 3,4037 | 1,421,027.37 | |
| 09/27/05 | D/K | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-30 CLASS SU 3,403 DUE 02/20/32 COUPON RATE 3,4037 | 1,421,027.35 | |
| 09/27/05 | D/K | GOVERNMENT NATIONAL MTG ASSN SERIES 2004-30 CLASS SU 3,403 DUE 02/20/32 $-DIFF | 0.02 |
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD September 1, 2005¶
THROUGH September 30, 2005¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER Not Available¶
LAST STATEMENT August 31, 2005¶
027¶
10/01/05;12:49 001¶
EFTA00197140¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
8 of 9¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 09/28/05 | JOURNAL | BAL ACCT | 0.02 | |
| TOTAL | -8,398,617.20 | $8,398,617.18 |
******* End of Statement*******¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD September 1, 2005¶
THROUGH September 30, 2005¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER Not Available¶
LAST STATEMENT August 31, 2005¶
027¶
10/01/05;12:49 001¶
V896¶
EFTA00197141¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
9 of 9¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶