EFTA00197120¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| ACCOUNT EXECUTIVE | GNMA GOVT BOND |¶
| :--- | :--- |¶
What’s In This Statement¶
| Financial Summary | 1 |
| Transaction Detail | 2 |
| Trades Not Yet Settled | 4 |
FINANCIAL TRUST CO INC¶
C/O JEFFREY EPSTEIN &¶
6100 RED HOOK QUARTER STE B3¶
ST THOMAS VI 00802¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $0.00 |
| Securities Sold | 68,981,858.67 |
| Dividends/Interest | 2,500.01 |
| Amount Credited | $68,984,358.68 |
| Securities Bought | -67,940,238.78 |
| Dividends/Interest Charged | -20,194.00 |
| Miscellaneous | -1,023,925.90 |
| Amount Debited | $-68,984,358.68 |
| Closing Balance | $0.00 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Income Summary¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Govt. Agency Int. | 2,500.01 | 8,281.71 |
| Total | $2,500.01 | $8,281.71 |
| Bond Purchase Int. | -20,194.00 | -168,505.18 |
| LAST STATEMENT | August 30, 2002 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
STATEMENT PERIOD August 31, 2002¶
FINANCIAL TRUST CO INC¶
THROUGH September 27, 2002¶
TAXPAYER NUMBER Not Available¶
SIPC This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
027 09/28/02:13:56 001¶
V636¶
EFTA00197121¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
2 of 6¶
FINANCIAL TRUST CO INC¶
Transaction Detail¶
STATEMENT PERIOD August 31, 2002¶
INVESTMENT ACTIVITY¶
THROUGH September 27, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER Not Available¶
| LAST STATEMENT | August 30, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 09/16/02 | 09/04/02 | SOLD | FNMA GTD PASS THRU FNMA DUE 12/01/2031 06,000% REF # TBA EXTENDED 0 AS OF 09/04/02 | -500,000 | 102.34766 ACCR. INT. | 511,738.360 1,250.000 | ||
| 09/16/02 | 09/11/02 | SOLD | FNMA GTD PASS THRU DUE 09/01/2032 06,000% REF # TBA EXTENDED 1,00000000 AS OF 09/11/02 | -500,000 | 101.93750 ACCR. INT. | 509,687.500 1,250.000 | ||
| 09/16/02 | 09/11/02 | CANCEL SELL | FNMA-30YR(FNMA)GTD SETT,09/02 DUE 09/01/2032 06,000% REF # TBA EXTENDED 1,00000000 TO CXL PREVIOUS SELL | 500,000 | 101.93750 | 509,687.50 | ||
| 09/16/02 | 09/04/02 | CANCEL SELL | FNMA-30YR(FNMA)GTD SETT,09/02 DUE 09/01/2032 06,000% REF # TBA EXTENDED 1,00000000 TO CXL PREVIOUS SELL | 500,000 | 102.34766 | 511,738.28 | ||
| 09/16/02 | 09/04/02 | CANCEL SELL | FNMA-30YR(FNMA)GTD SETT,09/02 DUE 09/01/2032 06,000% REF # TBA EXTENDED 1,00000000 TO CXL PREVIOUS SELL | 25,000,000 | 102.34766 | 25,586,914.07 |
027¶
09/28/02;13:56 001¶
EFTA00197122¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
of 6¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD August 31, 2002¶
INVESTMENT ACTIVITY (continued)¶
THROUGH September 27, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER Not Available¶
| LAST STATEMENT | August 30, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CURSOR | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 09/16/02 | 09/04/02 | CANCEL SELL | FNMA-30YR(FNMA) GTD SETT,09/02 DUE 09/01/2032 06.000% REF # AS OF 09/04/02 TO CIL PREVIOUS SELL | 40,000,000 | 102.34766 | 40,939,062.52 | ||
| 09/16/02 | 09/11/02 | SOLD | FNMA-30YR(FNMA) GTD SETT,09/02 DUE 09/01/2032 06.000% REF # AS OF 09/11/02 | -500,000 | 101.93750 | 509,687.51 | ||
| 09/16/02 | 09/04/02 | SOLD | FNMA-30YR(FNMA) GTD SETT,09/02 DUE 09/01/2032 06.000% REF # AS OF 09/04/02 | -500,000 | 102.34766 | 511,738.28 | ||
| 09/16/02 | 09/04/02 | SOLD | FNMA-30YR(FNMA) GTD SETT,09/02 DUE 09/01/2032 06.000% REF # AS OF 09/04/02 | -25,000,000 | 102.34766 | 25,586,914.07 | ||
| 09/16/02 | 09/04/02 | SOLD | FNMA-30YR(FNMA) GTD SETT,09/02 DUE 09/01/2032 06.000% REF # AS OF 09/04/02 | -40,000,000 | 102.34766 | 40,939,062.52 | ||
| 09/16/02 | RECEIVED | FNMA GTD PASS THRU DUE 09/01/2032 6,000 6,000 DUE 09/01/32 | 500,000 | 510,937.50 | ||||
| 09/19/02 | RECEIVED | FNMA GTD PASS THRU FNMA 6,000 DUE 12/01/31 DUE 12/01/2031 | 500,000 | 512,988.40 |
027¶
09/28/02;13:56 001¶
EFTA00197123¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
4 of 6¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD August 31, 2002¶
INVESTMENT ACTIVITY (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUN |
|---|---|---|---|---|---|---|---|---|
| 09/25/02 | 09/20/02 | BOUGHT | FEDERAL HOME LOAN MTG CORP SERIES 2466 CLASS EI DUE 05/15/2017 06,000% REF # BS AS OF 09/20/02 ACCRUES ON 1ST, PAYS ON 15TH | 5,048,500 ACCR. INT. | 7.78125 | 392,836.41 20,194.00 | ||
| 09/25/02 | DELIVERED | FEDERAL HOME LOAN MTG CORP SERIES 2466 CLASS EI 6,000 DUE 05/15/17 DUE 05/15/2017 6,000 | -5,048,500 | 413,030.41 |
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 10/15/02 | 09/04/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,10/02 DUE 10/01/2032 06,000% REF # AS OF 09/04/02 | 500,000.00 | 101.9375 | 509,687.50 | |||
| 10/15/02 | 09/04/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,10/02 DUE 10/01/2032 06,000% REF # AS OF 09/04/02 | 25,000,000.00 | 101.9375 | 25,484,375.00 |
027¶
09/28/02;13:56 001¶
V636¶
EFTA00197124¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 10/15/02 | 09/04/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,10/02 DUE 10/01/2032 06,000% REF # BS AS OF 09/04/02 | 40,000,000.00 | 101.9375 | 40,775,000.00 | |||
| TOTAL | $66,769,062.50 | $0.00 | |||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement*******¶
027¶
09/28/02;13:56 001¶
EFTA00197125¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
6 of 6¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶