EFTA00196897¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
| Transaction Detail | 6 |
Fund Activity … 7¶
Open Orders … 9¶
Trades Not Yet Settled … 9¶
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR |
| 6100 RED HOOK SUTE B-3 |
| QUAETERS #2 |
| ST THOMAS VI 00802-1348 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 54,279,920 |
| MONEY MARKET FUND BALANCE | 18,460,998 |
| NET EQUITY THIS PERIOD | $72,740,918 |
| NET EQUITY LAST STATEMENT | 78,276,874 |
| CHANGE SINCE LAST STATEMENT | -5,535,956 |
Market Value of Your Portfolio¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
| LAST STATEMENT | March 31, 2005 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
STATEMENT PERIOD April 1, 2005¶
FINANCIAL TRUST COMPANY INC¶
ACCOUNT NUMBER¶
THROUGH April 29, 2005¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Stearns Securities Corp., One Matteroch Center North, Brooklyn, N.Y. 11201-3859.¶
SIPC This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 9¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196899¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 9¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $0.00 |
| Securities Sold | 25,352.21 |
| Money Fund | 6,907,937.03 |
| Dividends/Interest | 160,503.00 |
| Miscellaneous | 475,000.37 |
| Amount Credited | $7,568,792.61 |
| Securities Bought | -1,856,405.00 |
| Money Fund | -712,387.61 |
| Funds Withdrawn | -5,000,000.00 |
| Amount Debited | $-7,568,792.61 |
| Closing Balance | $0.00 |
Income Summary¶
Portfolio Composition¶
| Cash/Cash Equivalent | 18,460,998 |
| Equities | 54,279,920 |
| Total | $72,740,918 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD April 1, 2005¶
THROUGH April 29, 2005¶
Your Portfolio Allocation¶
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | March 31, 2005 |
EFTA00196900¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 9¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 2,6900% | DICXX | 18,460,998.05 | 1.0000 | 18,460,998 | 461,525 | 2.5000 |
| TOTAL CASH & CASH EQUIVALENTS | $18,460,998 | $461,525 |
CLEARED THROUGH ITS WHOWY OWNED SUBSIDIARY¶
Equities & Options¶
EQUITIES¶
The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the Firm’s Equity Research Department. The first rating represents the stock’s total return relative to the other stocks covered by that Analyst. The key for the stock rating values is as follows: O = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight; MU = Market Underweight. In cases where a BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers have normalized their ratings systems as follows: B = Buy; H = Hold; S = Sell. The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol indicates that continuing coverage of the subject company is temporarily not available due to legal reasons.¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD April 1, 2005¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | March 31, 2005 |¶
| :--- | :--- |¶
THROUGH April 29, 2005¶
FINANCIAL TRUST COMPANY INC¶
Independent, third-party research on certain companies covered by the Firm’s research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearstearns.com or can call (800) 517-2327 to request that a copy of this research be sent to them.¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD(%) |
| BEAR STEARNS COMPANIES INC | BSC | CASH | 200,000 | 94.6600 | 18,932,000 | 200,000 | 1.0564 |
| CELGENE CORP BSC RATING:STOCK P/SECTOR MO ARGUS FUNDAMENTAL RESEARCH RATING:B | CELG | CASH | 50,000 | 37.9100 | 1,895,500 |
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EFTA00196901¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
5 of 9¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
Your Portfolio Holdings (continued)¶
Equities & Options (continued)¶
FINANCIAL TRUST COMPANY INC¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| COLGATE PALMOLIVE CO BSC RATING: STOCK O/SECTOR MW FILORUM GLOBAL PARTNERS, LLC RATING: H | CL | CASH | 106,200 | 49.7900 | 5,287,698 | 123,192 | 2.3298 |
| DEERFIELD TRIARC CAP CORP ACCREDITED INVESTORS | CASH | 1,000,000 | 15.0000 | 15,000,000 | |||
| EQUITY OFFICE PROPERTIES TRUST SBN BSC RATING: STOCK P/SECTOR MW GREEN STREET ADVISORS, INC. RATING: S | EOP | CASH | 110,000 | 31.4700 | 3,461,700 | 220,000 | 6.3553 |
| IFIL(IST FIN ITAL) EUR1 INVST CL | IFPSF | CASH | 100,000 | 4.1940 | 419,400 | 8,800 | 2.0982 |
| KERZNER INTERNATIONAL LTD BSC RATING: STOCK P/SECTOR MW NED DAVIS RESEARCH RATING: B | KZL | CASH | 10,000 | 55.0900 | 550,900 | ||
| MACK-CALI REALTY CORP BSC RATING: STOCK P/SECTOR MW GREEN STREET ADVISORS, INC. RATING: B | CLI | CASH | 88,100 | 43.9900 | 3,875,519 | 222,012 | 5.7286 |
| TOO INC BSC RATING: STOCK P/SECTOR MW GARP RESEARCH RATING: B | TOO | CASH | 50,000 | 23.0100 | 1,150,500 | ||
| VECTOR GROUP LTD | VGR | CASH | 201,990 | 15.7300 | 3,177,303 | 323,184 | 10.1716 |
| WYNN RESORTS LTD BSC RATING: STOCK O/SECTOR MW WALL STREET STRATEGIES RATING: B | WYNN | CASH | 10,000 | 52.9400 | 529,400 | ||
| Total Equities& Options | $54,279,920 | $1,097,188 | |||||
| TOTAL EQUITIES | $54,279,920 | $1,097,188 |
STATEMENT PERIOD April 1, 2005¶
THROUGH April 29, 2005¶
ACCOUNT NUMBER¶
| LAST STATEMENT | March 31, 2005 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
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EFTA00196902¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
6 of 9¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
Your Portfolio Holdings (continued)¶
STATEMENT PERIOD April 1, 2005¶
THROUGH April 29, 2005¶
ACCOUNT NUMBER¶
| YOUR PORTFOLIOHOLDINGSESTIMATED ANNUAL INCOME | $1,558,713 |
| YOUR PRICED PORTFOLIOHOLDINGS | $72,740,918 |
TAXPAYER NUMBER On File¶
| LAST STATEMENT | March 31, 2005 |¶
| :--- | :--- |¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 04/14/05 | 04/11/05 | BOUGHT | CELGENE CORP UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 37,068000 DIFFERENCE + 0,060000 | CELG | 50,000 | 37.12800 | 1,856,405.00 | |
| 04/15/05 | 04/12/05 | SOLD | LADENBURG THALMANN FINL SVCS AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | LTS | -48,477 | 0.54110 | 25,352.21 | |
| TOTAL | -1,856,405.00 | $25,352.21 | ||||||
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 04/21/05 | FND WIRED | MDA# NDS WIRED TO FLEET NATIONAL BANK AC2 | 2,000,000.00 |
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EFTA00196903¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
7 of 9¶
Bear, Steams Securities Corp.¶
One Meterobite Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
DEPOSITS AND WITHDRAWALS (continued)¶
STATEMENT PERIOD April 1, 2005¶
THROUGH April 29, 2005¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|
| 04/26/05 | FND WIRED | MDA# | FNDS WIRED TO IPMORGAN CHASE BANK NA | 3,000,000.00 | |
| TOTAL | -$-5,000,000.00 | ||||
| LAST STATEMENT | March 31, 2005 |¶
| :--- | :--- |¶
MONEY FUND ACTIVITY¶
| DATE MOV/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 04/01/05 | OPENINGBALANCE | 24,605,015.07 |
| 04/01/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 475,000 | 1.0000 | 475,000.00 | |
| 04/01/05 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 51,532.40 | |||
| 04/01/05 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 51,532.40 | 51,532.40 | ||
| 04/14/05 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,856,404.63 | 1.0000 | 1,856,404.63 | |
| 04/15/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 80,352.21 | 1.0000 | 80,352.21 | |
| 04/18/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 55,503 | 1.0000 | 55,503.00 | |
| 04/21/05 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -2,000,000 | 1.0000 | 2,000,000.00 | |
| 04/26/05 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -3,000,000 | 1.0000 | 3,000,000.00 |
027¶
04/30/05;11:24 001¶
EFTA00196904¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
8 of 9¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD April 1, 2005¶
MONEY FUND ACTIVITY (continued)¶
| MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 04/29/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 50,000 | 1.0000 | 50,000.00 |
| 04/29/05 | CLOSINGBALANCE | 18,460,998.05 | |
| TOTAL | -712,387.61 | $6,907,937.03 | |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 04/15/05 | EQUITY OFFICE PROPERTIES TRUST SBI REC 03/31/05 PAY 04/15/05 | EOP | 110,000 | 0.5000 | 55,000.00 | ||
| 04/18/05 | MACK-CALI REALTY CORP REC 04/05/05 PAY 04/18/05 | CLI | 88,100 | 0.6300 | 55,503.00 | ||
| 04/29/05 | BEAR STEARNS COMPANIES INC REC 04/19/05 PAY 04/29/05 | BSC | 200,000 | 0.2500 | 50,000.00 | ||
| TOTAL | $160,503.00 | ||||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 04/01/05 | JOURNAL | FROM | 150,000.00 | |
| 04/01/05 | JOURNAL | FROM | 325,000.00 |
027¶
04/30/05;11:24 001¶
EFTA00196905¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
9 of 9¶
Transaction Detail (continued)¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
MISCELLANEOUS (continued)¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 04/01/05 | CASH-LIEU | LADENBURG THALMANN FINL SVCS CASH IN LIEU OF .60000 VECTOR GROUP LTD REC 03/18/05 PAY 03/30/05 SPIN-OFF F/R V002114 | 0.37 | |
| TOTAL | $475,000.37 | |||
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
Open Orders¶
| ENTRY DATE | DESCRIPTION | SYMBOL/CUSIP | TRANSACTION | QUANTITY | MARKET PRICE |
|---|---|---|---|---|---|
| 04/18/05 | VECTOR GROUP LTD ORDER PRICE 15,75 GOOD TILL CANCELLED | VGR | SELL | -50,000 | 15.7300 |
STATEMENT PERIOD April 1, 2005¶
ACCOUNT NUMBER¶
FINANCIAL TRUST COMPANY INC¶
THROUGH April 29, 2005¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | March 31, 2005 |¶
| :--- | :--- |¶
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 05/02/05 | 04/27/05 | SOLD | CELGENE CORP UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 39,363000 DIFFERENCE - 0,060000 | CELG | -25,000.00 | 39.3030 | 982,528.92 | |
| TOTAL | $0.00 | $982,528.92 | ||||||
The above trades do not appear in any other section of this statement.¶
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