EFTA00196714¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN,IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Your Messages | 6 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR * |
| 6100 RED HOOK SUITE B-3 |
| QUARTERS #2 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
TAXPAYER NUMBER On File¶
Your Portfolio at a Glance¶
ACCOUNT NUMBER¶
| LAST STATEMENT | February 28, 2003 |¶
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FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD March 1, 2003¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 25,676,963 |
| NET DEBIT BALANCE | -4,955,323 |
| NET EQUITY THIS PERIOD | $20,721,640 |
| NET EQUITY LAST STATEMENT | 19,767,115 |
| CHANGE SINCE LAST STATEMENT | 954,525 |
THROUGH March 28, 2003¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
FINANCIAL TRUST COMPANY INC¶
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EFTA00196716¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | -5,102,196.09 |
| Miscellaneous | 157,203.20 |
| Amount Credited | $157,203.20 |
| Dividends/Interest Charged | -10,330.26 |
| Amount Debited | -10,330.26 |
| Net Cash Activity | 146,872.94 |
| ClosingBalance | -4,955,323.15 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 1,557.55 | 1,557.55 |
| Margin | -5,320,253.90 | -5,173,129.96 |
| Short | 216,500.26 | 216,249.26 |
| Net Cash Balance | $-5,102,196.09 | $-4,955,323.15 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 0.00 | 3,274.51 |
| Substitute Payment | 157,203.20 | 157,203.20 |
| Credit Balance Int. | 0.00 | 674.89 |
| Total | $157,203.20 | $161,152.60 |
| Margin Int. Paid | -10,330.26 | -19,218.16 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 4,955,323 | |
| Equities | 205,250 | 25,882,213 |
| Total | $5,160,573 | $25,882,213 |
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| STATEMENT PERIOD | March 1, 2003 |
| THROUGH | March 28, 2003 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | February 28, 2003 |
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196717¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | -4,955,323 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $-4,955,323 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| FLEXTRONICS INTERNATIONAL LTD | FLEX | MRGN | 100,000 | 9.1500 | 915,000 | ||
| GALYANS TRADING INC | GLYN | MRGN | 150,000 | 12.9000 | 1,935,000 | ||
| HOLLINGER INTERNATIONAL INC CL A | HLR | SHRT | -25,000 | 8.2100 | -205,250 | -5,000 | 2.4361 |
| MBNA CORP | KRB | MRGN | 1,000,000 | 15.4800 | 15,480,000 | 320,000 | 2.0672 |
| TYCO INTERNATIONAL LTD | TYC | MRGN | 100,000 | 13.0700 | 1,307,000 | 5,000 | 0.3826 |
| VECTOR GROUP LTD | VGR | MRGN | 393,008 | 11.6500 | 4,578,543 | 628,813 | 13.7339 |
| SENTIGEN HOLDING CP RSTD | CASH | 333,334 | 5.0000 | 1,666,670 | |||
| Total Equities& Options | $25,676,963 | $948,813 | |||||
| TOTAL EQUITIES | $25,676,963 | $948,813 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $948,813 |
| YOUR PRICED PORTFOLIO HOLDINGS | $20,721,640 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD March 1, 2003¶
THROUGH March 28, 2003¶
FINANCIAL TRUST COMPANY INC¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 28, 2003 |¶
| :--- | :--- |¶
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V642¶
EFTA00196718¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
5 of 6¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
SUBSTITUTEPAYMENTS¶
STATEMENT PERIOD March 1, 2003¶
THROUGH March 28, 2003¶
ACCOUNT NUMBER¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 03/28/03 | VECTOR GROUP LTD SUBST PAY ON SHS | VGR | 157,203.20 | |||
| TOTAL | $157,203.20 | |||||
| LAST STATEMENT | February 28, 2003 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 03/21/03 | FROM 02/21 THRU 03/20 @21/2% BAL 5297,503 AVBAL 5312,705 | 2.5000 | 10,330.26 | |||
| TOTAL | -10,330.26 |
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 03/03/03 | JOURNAL | MARK TO MARKET | 3,500.00 | |
| 03/03/03 | JOURNAL | MARK TO MARKET SHORT POS | 3,500.00 | |
| 03/10/03 | JOURNAL | MARK TO MARKET | 6,750.00 | |
| 03/10/03 | JOURNAL | MARK TO MARKET SHORT POS | 6,750.00 | |
| 03/17/03 | JOURNAL | MARK TO MARKET | 12,500.00 | |
| 03/17/03 | JOURNAL | MARK TO MARKET SHORT POS | 12,500.00 | |
| 03/24/03 | JOURNAL | MARK TO MARKET | 22,499.00 | |
| 03/24/03 | JOURNAL | MARK TO MARKET SHORT POS | 22,499.00 | |
| TOTAL | -45,249.00 | $45,249.00 | ||
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EFTA00196719¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
6 of 6¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
At November 30, 2002 and January 31, 2003, the Company’s net capital of approximately $2.4 billion and $2.4 billion was approximately 7% and 7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $716.3 million and $684.1 million by approximately $1.7 billion and $1.7 billion, all respectively.¶
Your messages¶
Bear, Stearns Securities Corp. Net Capital and Net Capital Requirements:¶
A complete copy of the Bear, Stearns Securities Corp. Statement of Financial Condition is available on the web site www.bearstearns.com . Alternatively, to request a free printed copy please call - toll free - 1-866-299-9331.¶
| STATEMENT PERIOD | March 1, 2003 |¶
| :--- | :--- |¶
| THROUGH | March 28, 2003 |¶
| ACCOUNT NUMBER | |
|---|---|
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | February 28, 2003 |
Customers of Bear, Stearns & Co. Inc. may request information on any order executed within the prior six months from the time of the request. Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders.¶
******* End of Statement*******¶
Pursuant to SEC Rule 11Ac1-6, please note the following:¶
Bear Stearns & Co, Inc. will post its quarterly routing statistics at the following web link: http://www.bearstearns.com/.¶
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