EFTA00196560¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
01/27/01;13:44 001¶
EFTA00196561¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $402,989.85 |
| Securities Sold | 87,653.22 |
| Funds Deposited | 44,707,021.63 |
| Dividends/Interest | 7,277.46 |
| Amount Credited | $44,801,952.31 |
| Miscellaneous | -45,044,521.00 |
| Amount Debited | $-45,044,521.00 |
| Net Cash Activity | -242,568.69 |
| Closing Balance | $160,421.16 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 402,989.85 | 160,421.16 |
| Net Cash Balance | $402,989.85 | $160,421.16 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Credit Balance Int. | 7,277.46 | 7,277.46 |
| Total | $7,277.46 | $7,277.46 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 160,421 | |
| Equities | 117,240 | 15,016,583 |
| Total | $117,240 | $15,177,004 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| STATEMENT PERIOD | December 30, 2000 |
|---|---|
| THROUGH | January 26, 2001 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | 660-56-7418 |
| LAST STATEMENT | December 29, 2000 |
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
01/27/01;13:44 001¶
EFTA00196562¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME |
| CASH BALANCE | 160,421 | ||||
| TOTAL CASH & CASH EQUIVALENTS | $160,421 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| CHILDRENS PLACE RETAIL STORES INC | PLCE | CASH | 60,000 | 20.7500 | 1,245,000 | ||
| TELIGENT INC-CL A | TGNT | CASH | 60,000 | 3.0000 | 180,000 | ||
| VECTOR GROUP LTD | VGR | CASH | 710,671 | 19.1250 | 13,591,583 | 1,137,074 | 8.3660 |
| CALL VECTOR GROUP FEB 019 AMEX ADJ 5% STOCK DIVIDEND EXP 02/17/2001 | GVXB19 | CASH | -1,020 | 1.0620 | -113,740 | ||
| CALL VECTOR GROUP MAY 020 AMEX EXP 05/19/2001 | VGRE20 | CASH | -20 | 1.7500 | -3,500 | ||
| Total Equities& Options | $14,899,343 | $1,137,074 | |||||
| TOTAL EQUITIES | $14,899,343 | $1,137,074 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $1,137,074 |
| YOUR PRICED PORTFOLIOHOLDINGS | $15,059,764 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD December 30, 2000¶
FINANCIAL TRUST COMPANY INC¶
THROUGH January 26, 2001¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER 660-56-7418¶
| LAST STATEMENT | December 29, 2000 |¶
| :--- | :--- |¶
027¶
01/27/01;13:44 001¶
EFTA00196563¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
5 of 7¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
STATEMENT PERIOD December 30, 2000¶
INVESTMENT ACTIVITY¶
THROUGH January 26, 2001¶
| LAST STATEMENT | December 29, 2000 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/16/01 | 01/12/01 | SOLD | CALL VECTOR GROUP MAY 020 AMEX EXP 05/19/2001 UNSOLICITED CUSIP NUMBER TO FOLLOW. OPEN CONTRACT | -20 | 1.37500 | 2,677.40 | ||
| 01/19/01 | 01/18/01 | SOLD | CALL VECTOR GROUP FEB 019 AMEX ADJ 5% STOCK DIVIDEND EXP 02/17/2001 UNSOLICITED OPEN CONTRACT | QGVXB19 | -20 | 0.93750 | 1,906.18 | |
| 01/23/01 | 01/22/01 | SOLD | CALL VECTOR GROUP FEB 019 AMEX ADJ 5% STOCK DIVIDEND EXP 02/17/2001 UNSOLICITED OPEN CONTRACT | QGVXB19 | -1,000 | 0.81500 | 83,069.64 |
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/11/01 | FUNDS REC | FNDS WIRED TO CITIBANK FROM CTC NJ | 25,000,000.00 | |
| 01/18/01 | FUNDS REC | FNDS WIRED TO CITIBANK FROM GOLDMAN SACHS , CO | 3,527,760.91 | |
| 01/23/01 | FUNDS REC | FNDS WIRED TO CITIBANK FROM CTC NJ | 16,179,260.72 | |
| TOTAL | $44,707,021.63 | |||
027¶
01/27/01;13:44 001¶
EFTA00196564¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
6 of 7¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD December 30, 2000¶
INTEREST¶
THROUGH January 26, 2001¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER 660-56-7418¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/22/01 | INTEREST ON CREDIT BALANCE AT 6,000% 12/29 THRU 01/02 | 6.0000 | 335.82 | |||
| 01/22/01 | INTEREST ON CREDIT BALANCE AT 6,000% 12/21 THRU 12/28 | 6.0000 | 455.67 | |||
| 01/22/01 | INTEREST ON CREDIT BALANCE AT 5 1/2% 01/03 THRU 01/20 | 5.5000 | 6,485.97 | |||
| TOTAL | $7,277.46 | |||||
| LAST STATEMENT | December 29, 2000 |¶
| :--- | :--- |¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/12/01 | JOURNAL | TO | 25,044,521.00 | |
| 01/23/01 | JOURNAL | TO | 20,000,000.00 | |
| TOTAL | -45,044,521.00 | |||
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/29/01 | 01/26/01 | SOLD | CALL VECTOR GROUP MAR 020AMEX | -350.00 | 1 0179 | 34,397.81 | ||
| 01/30/01 | 01/25/01 | SOLD | ASIA GLOBAL CROSSING LTD CL A | AGCX | -15,000.00 | 8 2858 | 124,280.35 |
027¶
01/27/01;13:44 001¶
EFTA00196565¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/31/01 | 01/26/01 | SOLD | ASIA GLOBAL CROSSING LTD CL A | AGCX | -25,000.00 | 9 0525 | 226,302.45 | |
| TOTAL | $0.00 | $384,980.61 | ||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement*******¶
027¶
01/27/01;13:44 001¶
EFTA00196566¶