EFTA00195569¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| ACCOUNT EXECUTIVE | GNMA GOVT BOND |
| VISIT OUR WEBSITE | www.bearstearns.com |
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| FINANCIAL TRUST CO INC |
| C/O JEFFREY EPSTEIN |
| 6100 RED HOOK QUARTER |
| ST B3 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
FINANCIAL TRUST CO INC¶
Your Portfolio at a Glance¶
STATEMENT PERIOD September 28, 2002¶
| LAST STATEMENT | September 27, 2002 |¶
| :--- | :--- |¶
| NET CREDIT BALANCE | 11,458 |
| NET EQUITY THIS PERIOD | $11,458 |
| NET EQUITY LAST STATEMENT | 1,529 |
| CHANGE SINCE LAST STATEMENT | 9,929 |
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
THROUGH October 25, 2002¶
| SIPC | This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. |
|---|---|
| 027 | 10:26/02;10:07 001 |
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $1,528.53 |
| Securities Sold | 15,600,000.00 |
| Miscellaneous | 49.00 |
| Amount Credited | $15,600,049.00 |
| Securities Bought | -15,541,406.25 |
| Dividends/Interest Charged | -45,402.53 |
| Miscellaneous | -3,311.00 |
| Amount Debited | $-15,590,119.78 |
| Net Cash Activity | 9,929.22 |
| Closing Balance | $11,457.75 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Margin | 1,528.53 | 11,457.75 |
| Net Cash Balance | $1,528.53 | $11,457.75 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Bond Purchase Int. | -36,260.19 | -65,981.66 |
| Margin Int. Paid | -0.75 | -0.75 |
Portfolio Composition¶
| Cash/Cash Equivalent | 11,458 |
| Total | $11,458 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
| STATEMENT PERIOD | September 28, 2002 |
|---|---|
| THROUGH | October 25, 2002 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | September 27, 2002 |
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00195572¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
4 of 6¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 11,458 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $11,458 |
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD September 28, 2002¶
| YOUR PRICED PORTFOLIOHOLDINGS | $11,458 |
|---|
Repurchase and Reverse Repurchase Transactions¶
| THROUGH | October 25, 2002 |¶
| :--- | :--- |¶
AGCOUNT NUMBER¶
with Bear, Stearnsand Co. Inc. outstanding as of date of statement¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 27, 2002 |¶
| :--- | :--- |¶
| PURCHASE/ START DATE | REPURCHASE DATE | PRICING RATE | PURCHASE PRICE/ PRINCIPAL | ACCRUED REPO INTEREST* | QUANTITY (FACE AMOUNT) | CUSIP | DESCRIPTION | ||
|---|---|---|---|---|---|---|---|---|---|
| YOU SOLD (REPO) | 10/15/02 | OPEN | 0.450 | -15,600,000 | -4,333 | -15,000,000 | USTR | 4.3750 08/15/12 | |
| TOTAL REVERSE REPURCHASE TRANSACTIONS | $0 | $0 | |||||||
| TOTAL REPURCHASE TRANSACTIONS | -15,600,000 | -4,333 | |||||||
As of statement date¶
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
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FINANCIAL TRUST CO INC¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 10/15/02 | 10/11/02 | BOUGHT | UNITED STATES TREASURY NOTE DUE 08/15/2012 04,375% FA 15 YIELD 3,752 % TO MATURITY GVER REF # | 5,000,000 ACCR. INT. | 105.07813 | 5,253,906.25 36,260.19 | ||
| 10/15/02 | JOURNAL | UNITED STATES TREASURY NOTE FITG 4,375 DUE 08/15/12 RP TERM TERM REPO AGREEMENT | 10,000,000 | 10,287,500.00 | ||||
| 10/15/02 | JOURNAL | UNITED STATES TREASURY NOTE FITG 4,375 DUE 08/15/12 RP OPEN REPO AGREEMENT | -15,000,000 | 15,600,000.00 | ||||
| TOTAL | -15,577,666.44 | $15,600,000.00 | ||||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 09/30/02 | AVG BAL 338RT 3.803 021 OFFICE INTEREST 0902 | 0.75 | ||||
| 10/15/02 | UNITED STATES TREASURY NOTE FITG 4,375 DUE INITIAL RE TERM REPO INTEREST | 4.3750 | 9,141.59 | |||
| TOTAL | -$9,142.34 | |||||
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Transaction Detail (continued)¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 10/04/02 | JOURNAL | FITG TO FITM | 1,527.00 | |
| 10/09/02 | JOURNAL | SEPT 02 CLEARING FEES | 50.00 | |
| 10/10/02 | JOURNAL | FITM TO FITG | 49.00 | |
| 10/21/02 | JOURNAL | FITG TO FITM | 1,734.00 | |
| TOTAL | -3,311.00 | $49.00 | ||
******* End of Statement*******¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD September 28, 2002¶
| THROUGH | October 25, 2002 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 27, 2002 |¶
| :--- | :--- |¶
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