Statements¶
EFTA00194979¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
Financial Summary 3¶
Your Portfolio Holdings 4¶
Transaction Detail … 5¶
Your Messages … 6¶
What’s In This Statement¶
| EPSTEIN INTERESTS | |
| DTD 12/26/91 | |
| JEFFERY E EPSTEIN & MARK L | $\cdot$ |
| EPSTEIN & WILLIAM ELKUS TTEES | |
| 457 MADISON AVENUE 4TH FLR | |
| NEW YORK NY 10022-6843 | |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
TAXPAYER NUMBER On File¶
EPSTEIN INTERESTS¶
ACCOUNT NUMBER¶
THROUGH December 31, 2001¶
STATEMENT PERIOD December 1, 2001¶
| LAST STATEMENT | November 30, 2001 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
| NET CREDIT BALANCE | 1,916,563 |
| NET EQUITY THIS PERIOD | $1,916,563 |
| NET EQUITY LAST STATEMENT | 1,827,378 |
| CHANGE SINCE LAST STATEMENT | 89,184 |
| *This portfolio includes one or more unpriced securities that are not reflected in the Total Value of Securities and the Net Equity This Period. | |
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
Important Message¶
If any information regarding 2001 interest, dividends, miscellaneous income, gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099 will be mailed to you by January 31, 2002 or 1042S by March 15, 2002.¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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EFTA00194980¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 6¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
EPSTEIN INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00194981¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 6¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $1,011,878.22 |
| Securities Sold | 800,965.37 |
| Funds Deposited | 100,000.00 |
| Dividends/Interest | 3,718.92 |
| Amount Credited | $904,684.29 |
| Net Cash Activity | 904,684.29 |
| ClosingBalance | $1,916,562.51 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 1,011,878.22 | 1,916,562.51 |
| Net Cash Balance | $1,011,878.22 | $1,916,562.51 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 2,520.00 | 9,800.00 |
| Credit Balance Int. | 1,198.92 | 10,960.15 |
| Total | $3,718.92 | $20,760.15 |
Portfolio Composition¶
| Cash/Cash Equivalent | 1,916,563 |
| Total | $1,916,563 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD December 1, 2001¶
EPSTEIN INTERESTS¶
THROUGH December 31, 2001¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2001 |¶
| :--- | :--- |¶
EFTA00194982¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 6¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 1,916,563 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $1,916,563 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD(%) |
| BANPAIS SA-SPONSORED ADR REPSTG 6 SER L SHS | BPIBY | CASH | 20,000 | Unpriced | |||
| Total Equities&Options | $0 | $0 | |||||
| TOTAL EQUITIES | $0 | $0 |
| YOUR PRICED PORTFOLIOHOLDINGS | $1,916,562 |
|---|
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
EPSTEIN INTERESTS¶
STATEMENT PERIOD December 1, 2001¶
THROUGH December 31, 2001¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2001 |¶
| :--- | :--- |¶
027¶
01/03/02;08:34 001¶
EFTA00194983¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 6¶
EPSTEIN INTERESTS¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 12/24/01 | 12/19/01 | SOLD | JOHNSON & JOHNSON AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | JNJ | -14,000 | 57.27390 | 800,965.37 | |
| TOTAL | $800,965.37 | |||||||
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 12/20/01 | FUNDS REC | FNDS WIRED TO CITIBANK FROM JPMORGAN CHASE BANK | 100,000.00 | |
| TOTAL | $100,000.00 | |||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/11/01 | JOHNSON & JOHNSON REC 11/20/01 PAY 12/11/01 | JNJ | 14,000 | 0.1800 | 2,520.00 | |
| TOTAL | $2,520.00 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/21/01 | INTEREST ON CREDIT BALANCE AT 1 1/4% 12/11 THRU 12/20 | 1.2500 | 355.69 |
027¶
01/03/02;08:34 001¶
EFTA00194984¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 6¶
EPSTEIN INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD December 1, 2001¶
INTEREST (continued)¶
THROUGH December 31, 2001¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 12/21/01 | INTEREST ON CREDIT BALANCE AT 1 1/2% 11/21 THRU 12/10 | 1.5000 | 843.23 | ||||
| TOTAL | $1,198.92 | ||||||
| LAST STATEMENT | November 30, 2001 |¶
| :--- | :--- |¶
Your messages¶
As part of the National Association of Securities Dealer’s (NASD) Investor Education Program, you may obtain information on the NASD’s Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the internet address which is www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request.¶
******* End of Statement*******¶
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