EFTA00169765¶
Current Classification: (click here for help) Internal¶
Re: BSO Exception Request - DB POA Form [I] Zia Memon to: Zbynek Kozelsky, Vahe Stepanian Cc: Jay Lipman, Tazia Smith, Fran M Wickman, Amanda Kirby¶
10/22/2013 07:54 AM¶
| Sender | Date | Subject |
| Vahe Stepanian | 10/21/2013 08:47 AM | BSO Exception Request |
| Zbynek Kozelsky | 10/22/2013 07:49 AM | Re: BSO Exception |
| Zia Memon | 10/22/2013 07:54 AM | Re: BSO E |
Classification: For internal use only¶
CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e)¶
USAO_002139 DB-SDNY-0001179 EFTA_00020049¶
EFTA00169766¶
Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below).¶
As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mm+ liquid across his accounts.¶
A few items that we’re requesting exceptions for:¶
-
Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would like his assistants to have FULL POA over accts. Cannot use LTA in this situation.
-
Approval of Full POA for professional relationship (to agent) - requires BSO Approval
-
The signatures were notarized by one the Agents being appointed power of attorney - Client’s assistant is notary. Assistant is NOT notarizing his own signature, just Jeanne’s (other assistant).
I’ve CC’ed Fran here who can correct if I’ve misstated or left anything off. Please let me know if you have any questions.¶
We’re meeting with the client tomorrow morning, so we would appreciate if you could please review at some point today.¶
Thanks in advance for your help.¶
Vahe¶
----- Forwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM -----¶
| From: | Fran M Wickman/db/dbcom |
| To: | Vahe Stepanian/db/dbcom@DBAmericas, Jay Lipman/db/dbcom@DBAMERICAS, |
| Cc: | Zbynek Kozelsky/db/dbcom@DBAmericas, MO CIP |
| Date: | 10/18/2013 02:52 PM |
| Subject: | POA Issues [I] |
Classification: For internal use only¶
&¶
- DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for trusts & corporations.
N4G-024968 - Professional relationship to Agent requires BSO approval.¶
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.¶
Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations & LLCs.¶
is not a valid acct #.¶
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.¶
The signatures were notarized by one the Agents being given power of attorney.¶
Kind regards,¶
Fran Wickman¶
CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e)¶
USAO_002140 DB-SDNY-0001180 EFTA_00020050¶
EFTA00169767¶
Fran Wickman¶
Deutsche Bank Securities Inc.¶
Private and Institutional Client Services (PICS)¶
Passion to Perform¶
CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e)¶
USAQ_002141 DB-SDNY-0001181 EFTA_00020051¶
EFTA00169768¶