EFTA00169449¶
SOUTHERN FINANCIAL LLC¶
ISDA: PLM Contract No. 640310¶
GMRA: PLM Contract No. 739190¶
SOUTHERN TRUST COMPANY INC¶
| ISDA: PLM Contract No. 640330 | GMRA: PLM Contract No. 752070 |¶
| :--- | :--- |¶
Roddy Moore¶
Business Risk Management¶
Deutsche Bank Wealth Management¶
(P)¶
From: Roddy Moore¶
| From: | Koddy Moore |
| Sent: | Monday, November 21, 2016 2:10 PM |
| To: | CMNY Margin |
| Cc: | Keith Buckholz; Andrew Xu |
| Subject: | FW: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I] |
Classification: For internal use only¶
Can you confirm that the following 2 cptys have no exposure/acct balance. They have to hear it from you, apparently.¶
Moddy Moore¶
Business Risk Management¶
Deutsche Bank Wealth Management¶
(P)¶
From: Daniel Sabba¶
| Sent: | Monday, November 21, 2016 2:07 PM |
| To: | Katherine Milligan; Sebastian Marcilese; Keith Buckholz; Roddy Moore; Andrew Xu |
| Cc: | Bethany Wagner |
| Subject: | RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I] |
Classification: For internal use only¶
Keith/Roddy/Andrew – could you maybe please assist? Many thanks, Daniel¶
| From: | Katherine Milligan |
| Sent: | Monday, November 21, 2016 2:04 PM |
| To: | Daniel Sabba; Sebastian Marcilese |
| Cc: | Bethany Wagner |
| Subject: | FW: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I] |
| Importance: | High |
Classification: For internal use only¶
Daniel/Sebastian,¶
3¶
CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e)¶
| USAO_001813 |
| DB-SDNY-0000853 |
| EFTA_00019723 |
EFTA00169450¶
I am unable to proceed with termination until CMV confirms below. I will be out of the office the remainder of this week and have asked my colleague Bethany (copied) to process these terminations if CMV confirmation is provided in my absence.¶
Please reach out if you have any questions or concerns. Many thanks!¶
Best Regards,¶
Katherine¶
Classification: For internal use only¶
CMV:¶
Following up on the below, kindly confirm if these accounts have 0 account balances so that we may proceed with termination of the same. Thank you.¶
SOUTHERN FINANCIAL LLC¶
ISDA: PLM Contract No. 640310¶
GMRA: PLM Contract No. 739190¶
SOUTHERN TRUST COMPANY INC¶
ISDA: PLM Contract No. 640330¶
GMRA: PLM Contract No. 752070¶
Best Regards,¶
Katherine¶
4¶
CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e)¶
USAO_001814 DB-SDNY-0000854 EFTA_00019724¶