Deutsche Asset & Wealth Management¶
Contacts¶
As of April 30, 2016¶
CUSTODY OFFICER¶
ARTHUR TENDLER¶
60 Wall Street¶
| Account Name: | JEFFREY EPSTEIN |
| Account Number: | |
| Base Currency: | USD |
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| Asset Class | Adjusted Cost Basis in USD | Market Value in USD | % of Category |
|---|---|---|---|
| Cash and Cash Equivalents | 61,313.77 | 63,057.76 | 100.00% |
| Total | 61,313.77 | 63,057.76 | 100.00% |
| Account Name: | JEFFREY EPSTEIN |
| Account Number: | |
| Base Currency: | USD |
| Current Period | |
|---|---|
| Estimated Annual Income | 0.05 |
| Total | 0.05 |
| Market Value Reconciliation in USD | Current Period | Year to Date |
|---|---|---|
| Opening Balance as of April 1, 2016 | 85,572.30 | 112,041.56 |
| Addition/Withdrawal | ||
| Cash Disbursement | (22,790.99) | |
| Net Addition/Withdrawal | (22,790.99) | (51,471.51) |
| Income | ||
| Dividend | 11.80 | |
| Interest | (23.10) | |
| Change in Accrued Income | (11.80) | |
| Net Income | (23.10) | (89.71) |
| Realized Currency Gain/Loss | 399.63 | 2,506.50 |
| Change in Unrealized Currency Gain/Loss | (100.08) | 70.92 |
| Closing Balance as of April 30, 2016 | 63,057.76 | 63,057.76 |
Note: Market Values Include Accrued Income¶
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Regional Diversification¶
As of April 30, 2016¶
| Allocation by Region | Cash and Cash Equivalents in USD | Fixed Income in USD | Equity in USD | Alternative Investments in USD | Market Value in USD* | % of Category |
| Europe | 63,041.35 | 0.00 | 0.00 | 0.00 | 63,041.35 | 99.97% |
| United States/Canada | 16.41 | 0.00 | 0.00 | 0.00 | 16.41 | 0.03% |
| Total | 63,057.76 | 0.00 | 0.00 | 0.00 | 63,057.76 | 100.00% |
- Excludes Foreign Exchange Contracts
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Currency Diversification¶
As of April 30, 2016¶
| Allocation by Currency | Cash and Cash Equivalents in USD | Fixed Income in USD | Equity in USD | Alternative Investments in USD | Foreign Exchange in USD | Market Value in USD | % of Category |
| US Dollar(USD) | 16.41 | 0.00 | 0.00 | 0.00 | 0.00 | 16.41 | 0.03% |
| Euro(EUR) | 63,041.35 | 0.00 | 0.00 | 0.00 | 0.00 | 63,041.35 | 99.97% |
| Total | 63,057.76 | 0.00 | 0.00 | 0.00 | 0.00 | 63,057.76 | 100.00% |
| USD 1 = EUR | 0.87332 | EUR 1 = USD 1.14505 |
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Detailed Portfolio Information¶
As of April 30, 2016¶
List of Holdings - Cash and Cash Equivalents¶
| Quantity | Security Description | % of Category | Local Unit Cost | Price in USD Local Price | Adjusted Cost Basis in USD | Market Value in USD | Accrued Income in USD | Estimated Annual Income in USD | Yield to Maturity % | ||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash | 55,055.52 | EURO | 99.97% | EUR 1.000 | USD 1.145 EUR 1.000 | 61,297.38 | 63,041.35 | ||||
| Total Cash | 99.97% | 61,297.36 | 63,041.35 | ||||||||
| 16.41 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES | 0.03% | USD 1.000 | 1.000 | 16.41 | 16.41 | 0.30% |
| Total United States | 0.03% | 16.41 | 16.41 | 0.30% | ||
| Total Cash Management | 0.03% | 16.41 | 16.41 | |||
| Total Cash and Cash Equivalents | 100.00% | 61,313.77 | 63,057.76 |
Total Cash and Cash Equivalents Including Accrued Income¶
Adjusted Cost Basis column reflects Tax Cost for those clients who subscribe to our tax cost services, for an owner client, we report Average Cost. For Cash Management vehicles and Money Market Funds, Annual Yield is reported in the Yield to Maturity column.¶
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Transaction Summary¶
April 1, 2016 to April 30, 2016¶
| US Dollar (USD) | ||
|---|---|---|
| Amount | Amount Year to Date | |
| Transaction Category | ||
| Opening Balance as of April 1, 2016 | ||
| Cash Management | 4.61 | 2.33 |
| Cash | 85,555.89 | 112,039.23 |
| Addition/Withdrawal | ||
| Cash Disbursement | (22,790.99) | (831,471.51) |
| Cash Receipt | 0.00 | 780,000.00 |
| Not Addition/Withdrawal | (22,790.99) | (51,471.51) |
| Investment Income | ||
| Dividend | 11.80 | 14.08 |
| Interest | (23.10) | (103.75) |
| Not Investment Income | (11.30) | (89.71) |
| Realized FX Gain/Loss on Cash | 399.63 | 2,508.50 |
| Unrealized FX Gain/Loss on Cash | (100.08) | 70.92 |
| Closing Balance as of April 30, 2016 | ||
| Cash Management | 16.41 | 16.41 |
| Cash | 63,041.35 | 63,041.35 |
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| Euro (EUR) | US Dollar (USD) | US Dollar (USD) | Grand Total in Base CCY (USD) | |
|---|---|---|---|---|
| Transaction Category | ||||
| Opening Balance as of April 1, 2016* | 75,187.54 | 85,555.89 | 4.61 | 85,580.50 |
| Addition/Withdrawal | (20,111.54) | (22,790.99) | (22,790.99) | |
| Investment Income | (20.48) | (23.10) | 11.80 | (11.30) |
| Investment Activity | ||||
| Capital Gains Distribution | ||||
| Currency Exchange | ||||
| Realized FX Gain/Loss on Cash | 399.63 | 399.63 | ||
| Unrealized FX Gain/Loss on Cash | (100.08) | (100.08) | ||
| Closing Balance as of April 30, 2016 | 55,055.52 | 63,041.35 | 16.41 | 63,057.76 |
- Opening and closing currency balances include sweeps
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| Trade Date Settlement Date | Transaction Type | Description Security ID | Quantity | Amount in Local CCY Amount in USD | Cost in Local CCY Cost in USD | Realized Gain/Loss in USD |
|---|---|---|---|---|---|---|
| Transactions for US Dollar (USD) | ||||||
| 04/01/2018 04/01/2016 | Dividend | CASH DIVIDEND DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES | 11.80 | |||
| 04/01/2018 04/01/2016 | Regular Sweep Purchase | PURCHASE OF SECURITY DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES | 11.80 | (11.80) | ||
| Transactions for Euro (EUR) | ||||||
| 04/05/2018 04/05/2016 | Cash Disbursement | DISBURSEMENT OF FUNDS FUNDS TRANS TO SOCIETE GENERALE SSB REF# SCMS18040484449 (IBAN FR783002032715000504827133 SWIFT REF# 18040509963 FX RATE: 0.8792 | (2,000.00) | (2,000.00) (2,277.40) | 50.65 FX | |
| 04/05/2018 04/05/2016 | Cash Disbursement | DISBURSEMENT OF FUNDS FUNDS TRANS TO SEB BANK SSB REF# SCMS18040484449 (IBAN LT117044000903842361 SWIFT REF# 18040509965 FX RATE: 0.8792 | (5,000.00) | (5,000.00) (5,693.50) | 126.63 FX | |
| 04/07/2016 04/07/2016 | Cash Disbursement | DISBURSEMENT OF FUNDS FUNDS TRANS TO BNP PARIBAS SSB REF# SCMS180409847999 (IBAN FR783002040870000508743949 SWIFT REF# 18040988CK1 FX RATE: 0.8794 | (4,000.00) | (4,000.00) (4,548.80) | 95.31 FX | |
| 04/08/2016 04/08/2016 | Cash Disbursement | DISBURSEMENT OF FUNDS FUNDS TRANS TO BNP PARIBAS SSB REF# SCMS180407843997 (IBAN BE58001408700179 REF: INV 1610 (MARCH 2016) SWIFT REF# 18040788324 FX RATE: 0.8772 | (1,650.00) | (1,650.00) (1,881.08) | 44.01 FX | |
| 04/13/2016 04/13/2016 | Interest | NEGATIVE IDLE CASH INTEREST FX RATE: 0.8895 | (20.48) | (20.48) (23.10) | 0.30 FX | |
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| Trade Date Settlement Date | Transaction Type | Description Security ID | Quantity | Amount in Local CCY Amount in USD | Cost in Local CCY Cost in USD | Realized Gain/Loss in USD |
|---|---|---|---|---|---|---|
| Transactions for Euro (EUR) | ||||||
| 04/22/2018 04/22/2018 | Cash Disbursement | DISBURSEMENT OF FUNDS FUNDS TRANS TO SOCIETE GENERALE SSB REF# SCMS180421748490 (IBAN: FR7830003032900005054038502 SWIFT REF# 18042204253 FX RATE: 0.8910 | (5,000.00) | (5,000.00) (5,611.75) | 44.88 FX | |
| 04/26/2018 04/26/2018 | Cash Disbursement | DISBURSEMENT OF FUNDS FUNDS TRANS TO CREDIT LYONNAIS SSB REF# SCMS180425788002 (IBAN: FR23300200490000506289Q70 SORT CODE: 30002 RIB CODE: 0009117CODE GUCHET: 00449 KEY CODE: 20 SWIFT REF# 18042598 FX RATE: 0.8859 | (2,461.54) | (2,461.54) (2,778.48) | 37.85 FX | |
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Disclaimer As of April 30, 2016¶
| Account Name: | JEFFREY EPSTEIN |
| Account Number: | |
| Base Currency: | USD |
Disclosure Notice¶
IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas (“Deutsche Bank”).¶
Account Statement Information: This statement is being furnished pursuant to an agreement between the account holder and Deutsche Bank. This statement is for the exclusive use of the account holder pursuant to such agreement and may not be relied upon by third parties. Neither Deutsche Bank, nor its affiliates or subsidiaries, assume responsibility to any person other than the named account holder for information contained in this account statement. Deutsche Bank, and its affiliates and subsidiaries, make no representation, warranty or guarantee, express or implied, in connection with the information provided in this account statement. Please note that this account statement may reflect investments directed solely by the account holder and assets that are not held at Deutsche Bank.¶
Valuation of assets:¶
The prices and valuations of assets presented in this account statement may be based upon the most current available prices provided by the third party pricing service used for each asset at the time this statement was printed. The prices or values of assets stated herein may not reflect the actual proceeds that would be obtained upon the disposition of any such asset and do not constitute either a bid or offer to unwind any investment or transaction. Prices shown should only be used as a general guide to portfolio value. The prices of certain securities may represent approximations based upon such securities’ relationships to other securities, price quotes from broker-dealers dealing in same or similar securities or certain valuation formulas. Please note: S/E/SIC refers to “Sealed Envelopes Said to Contain”. Information for these assets and for securities and other assets that are illiquid or not publicly traded may have been obtained from the account holder, agents of the account holder, or other sources that may or may not be reliable.¶
Alternative investments (such as hedge funds or private equity funds) may invest in highly liquid securities that may be difficult to value. In addition, the valuations presented in this report for alternative investments reflect the valuations that were available at the time of printing this report and may be significantly different from the most current valuation. The method of valuation of alternative investments and the securities in which they invest is determined by the investment manager using data supplied by the underlying fund managers and/or administrators of the alternative investments. Before making any investment decisions with respect to your alternative investments, please consult your Primary Officer to obtain the most current valuation of the alternative investment.¶
The prices or values of one or more assets may indicate “NIA” - “not available.” This does not necessarily mean that the assets are worth zero or that the assets are in default. It does mean that Deutsche Bank is currently unable to establish a value for those assets for the purpose of this account statement. If any one or more assets have an indication of “NIA” as its value, then it may affect performance reporting and unrealized gain/loss information. In addition, such assets have not been included in the Market Value Information, Summaries, or the Asset Allocation information at the beginning of this statement.¶
Debt securities subject to call features or other redemption features may be redeemed in whole or in part before maturity. Such occurrences may affect the yield represented. Please note that yield-to-maturity as represented in this statement reflects the lower of yield-to-maturity or yield-to-call. The actual yield of an asset-backed security may vary according to the rate at which the underlying receivables or other financial assets are prepaid. Information concerning redemption features and the factors that affect yield will be furnished upon written request of the account holder.¶
The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices.¶
Please note that although money market funds seek to preserve the value of your investment at $1 per share, it is possible to lose money by investing in them.¶
Due to the rounding conventions applied, summary subtotals and totals for some data columns and percentages may not equal the sum of the individual amounts displayed.¶
Assets on this Statement described as “held elsewhere”: These assets are not custodied with Deutsche Bank but are “held elsewhere” at the request of the account holder. Information provided on this statement in connection with such assets (including valuation) was not provided or verified by Deutsche Bank.¶
Exchange Rates: Exchange rates are supplied by a third party provider unrelated to Deutsche Bank and are based on interbank exchange rates at the time of the close of this account statement. Deutsche Bank does not prepare, edit, or endorse third party data. Deutsche Bank is not responsible for inaccurate, incomplete, or missing information with respect to such data.¶
Investment results may be impacted by foreign currency fluctuations.¶
Adjusted Cost Basis, Gain/(Loss), and Holding Period Information: The information provided in this account statement with respect to estimated cost basis, realized gain/loss, and holding periods may not reflect all adjustments necessary for tax reporting purposes. In addition, the designation of taxable and tax-exempt Estimated Annual Income does not reflect possible state, local, or foreign taxes that might apply. Customers should verify all information in this account statement against their own records when calculating a reportable gain or loss resulting from a sale, redemption, or exchange of an asset. Deutsche Bank is not responsible for the accuracy of such information taxpayers may be required to report to federal, state, or other U.S. or non-U.S. taxing authorities. Deutsche Bank makes no warranties with respect to, and specifically disclaims any liability arising out of a customer’s use of, or any tax position taken in reliance upon, the information contained in this account statement.¶
Deutsche Bank does not provide tax advice. This statement should not be used for tax reporting purposes.¶
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