Financial record · April 8, 2014

Deutsche Bank custody fee exception form for a private banking client, April 2014

A Deutsche Bank custody fee exception form waiving fees for a private client relationship with about $220 million in assets.Machine-written summary

EFTA00165761¶

US ONSHORE CUSTODY FEE EXCEPTION FORM¶

Relationship/Account Name: Southern Financial Relationship__¶

Account Number(s): ___¶

Negotiated Custody Fee: Waived¶

Estimated Total Assets within Bank: $ 220,000,000.00___¶

Product	Assets by Product	Revenue by Product

Custody¶

KCP	~$175,000,000

Banking	~$45,000,000

Lending¶

PMIS¶

Private Banker/Client Advisor: Paul Morris__¶

Office: New York__¶

Date of Request: April 8, 2014__¶

Reason exception is being requested:¶

Daily Holding Cash¶

The above-mentioned parties have agreed to the following fee schedule (see attached).¶

International Custody:	Domestic Custody:
Authorized Signers:	Authorized Signers:
(Carsten Kahl) Barry Morris, Managing Director Deutsche Bank-AWM Custody	(Private Bankers-Chip Packard,Michael Davis or Kim Hart;Investment Management-Benjamin Pace;Alex Brown-Haig Ariyan)
Custody Product Mgmt(Barry Morris or Josh Rosen)	Custody Product Mgmt(Barry Morris or Josh Rosen)

For internal use only¶

CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e)¶

DB-SDNY-0001510 EFTA_00014984¶

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