FinCEN¶
Financial Crimes Enforcement Network United States Department of the Treasury¶
| Filing Information | |
| Filing Type(s) | Initial Report |
| Filing Date | 10/13/2019 |
| Received Date | 10/15/2019 |
| Entry Date | 10/16/2019 |
| Report for Calendar Year | 2018 |
| Submission Method | Electronic batch filing |
| Submitted by Authorized Third Party | Yes |
| Filer Information | ||
| Filer Role | Foreign account filer | |
| Filer TIN | Identification Type | SSN/ITIN |
| Identification Number | ||
| Type of Filer | Individual | |
| Filer Last Name or Organization Name | MAXWELL | |
| Filer First Name | GHISLAINE | |
| Filer Date of Birth | ||
| Filer Address | Address Type | Foreign account filer address |
| Street Address | C/O DGC, | |
| - Enhanced | ||
| City | WOBURN | |
| WOBURN - Enhanced | ||
| State | MA | |
| MA - Enhanced | ||
| ZIP Code | 01801 | |
| 01801-1121 - Enhanced | ||
| Country | US | |
| US - Enhanced | ||
| Financial Interest in 25 or More Accounts | No | |
| Signature Authority in 25 or More Accounts | No | |
| Information on Financial Account(s) Owned Separately | ||
| Account 1 of 5 | ||
| Report For Calendar Year | 2018 | |
| Filer Role | Foreign account filer | |
Page 1¶
The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311, et seq.; 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only for a purpose consistent with a criminal, tax, or regulatory investigation or proceeding, or in the conduct of intelligence or counterintelligence activities, including analysis, to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity, akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions.¶
EFTA00151444¶
FinCEN¶
Financial Crimes Enforcement Network United States Department of the Treasury¶
FBAR Transcript¶
BSA:¶
| Information on Financial Account(s) Owned Separately | |||
| Filer TIN | Identification Type | SSN/ITIN | |
| Identification Number | |||
| Type of Filer | Individual | ||
| Filer Last Name or Organization Name | MAXWELL | ||
| Account Type | Bank | ||
| Account Number or Other Designation | |||
| Maximum value of Account During Calendar Year Reported | $1,556,801 | ||
| Name of Financial Institution in which the Account is Held | BARCLAYS | ||
| Financial Institution Address | Address Type | Foreign account financial institution address | |
| Street Address | |||
| - Enhanced | |||
| City | LONDON | ||
| LONDON - Enhanced | |||
| ZIP Code | SW31QF | ||
| SW3 1QF - Enhanced | |||
| Country | GB | ||
| GB - Enhanced | |||
| Account 2 of 5 | |||
| Report For Calendar Year | 2018 | ||
| Filer Role | Foreign account filer | ||
| Filer TIN | Identification Type | SSN/ITIN | |
| Identification Number | |||
| Type of Filer | Individual | ||
| Filer Last Name or Organization Name | MAXWELL | ||
| Account Type | Bank | ||
| Account Number or Other Designation | |||
| Maximum value of Account During Calendar Year Reported | $644,686 | ||
| Name of Financial Institution in which the Account is Held | BARCLAYS | ||
| Financial Institution Address | Address Type | Foreign account financial institution address | |
| Street Address | |||
| - Enhanced | |||
| City | LONDON | ||
Page 2¶
The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311, et seq.; 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only for a purpose consistent with a criminal, tax, or regulatory investigation or proceeding, or in the conduct of intelligence or counterintelligence activities, including analysis, to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity, akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions.¶
EFTA00151445¶
FinCEN¶
Financial Crimes Enforcement Network United States Department of the Treasury¶
FBAR Transcript¶
and DCN:¶
| Information on Financial Account(s) Owned Separately | ||
|---|---|---|
| LONDON - Enhanced | ||
| ZIP Code | SW31QF | |
| SW3 1QF - Enhanced | ||
| Country | GB | |
| GB - Enhanced | ||
| Account 3 of 5 | ||
| Report For Calendar Year | 2018 | |
| Filer Role | Foreign account filer | |
| Filer TIN | Identification Type | SSN/ITIN |
| Identification Number | ||
| Type of Filer | Individual | |
| Filer Last Name or Organization Name | MAXWELL | |
| Account Type | Bank | |
| Account Number or Other Designation | ||
| Maximum value of Account During Calendar Year Reported | $41,291 | |
| Name of Financial Institution in which the Account is Held | BARCLAYS | |
| Financial Institution Address | Address Type | Foreign account financial institution address |
| Street Address | ||
| - Enhanced | ||
| City | LONDON | |
| LONDON - Enhanced | ||
| ZIP Code | SW31QF | |
| SW3 1QF - Enhanced | ||
| Country | GB | |
| GB - Enhanced | ||
| Account 4 of 5 | ||
| Report For Calendar Year | 2018 | |
| Filer Role | Foreign account filer | |
| Filer TIN | Identification Type | SSN/ITIN |
| Identification Number | ||
| Type of Filer | Individual | |
| Filer Last Name or Organization Name | MAXWELL | |
| Account Type | Other | |
| Other Type of Account | PENSION | |
Page 3¶
The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311, et seq.; 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only for a purpose consistent with a criminal, tax, or regulatory investigation or proceeding, or in the conduct of intelligence or counterintelligence activities, including analysis, to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity, akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions.¶
EFTA00151446¶
FinCEN¶
Financial Crimes Enforcement Network United States Department of the Treasury¶
FBAR Transcript¶
| Information on Financial Account(s) Owned Separately | ||
| Account Number or Other Designation | ||
| Maximum value of Account During Calendar Year Reported | $48,113 | |
| Name of Financial Institution in which the Account is Held | WEALTH AT WORK LIMITED | |
| Financial Institution Address | Address Type | Foreign account financial institution address |
| Street Address | ||
| - Enhanced | ||
| City | LIVERPOOL | |
| LIVERPOOL - Enhanced | ||
| ZIP Code | L25RH | |
| L2 5RH - Enhanced | ||
| Country | GB | |
| GB - Enhanced | ||
| Account 5 of 5 | ||
| Report For Calendar Year | 2018 | |
| Filer Role | Foreign account filer | |
| Filer TIN | Identification Type | SSN/ITIN |
| Identification Number | ||
| Type of Filer | Individual | |
| Filer Last Name or Organization Name | MAXWELL | |
| Account Type | Bank | |
| Account Number or Other Designation | ||
| Maximum value of Account During Calendar Year Reported | $640,205 | |
| Name of Financial Institution in which the Account is Held | BARCLAYS | |
| Financial Institution Address | Address Type | Foreign account financial institution address |
| Street Address | ||
| - Enhanced | ||
| City | LONDON | |
| LONDON - Enhanced | ||
| ZIP Code | SW31QF | |
| SW3 1QF - Enhanced | ||
| Country | GB | |
| GB - Enhanced | ||
Page 4¶
The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311, et seq.; 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only for a purpose consistent with a criminal, tax, or regulatory investigation or proceeding, or in the conduct of intelligence or counterintelligence activities, including analysis, to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity, akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions.¶
EFTA00151447¶
FinCEN¶
Financial Crimes Enforcement Network United States Department of the Treasury¶
FBAR Transcript¶
| Signature | ||
| Signature Date | 10/13/2019 | |
| Third Party Preparer Use Only | ||
| Preparer's Last Name | BAROOSHIAN | |
| Preparer's First Name | LAURA | |
| Preparer's MI | K | |
| Preparer's TIN | Identification Type | PTIN |
| Identification Number | ||
| Phone Number | ||
| Preparing Firm's Name | DICICCO, GULMAN & COMPANY, LLP | |
| Preparing Firm's TIN | Identification Type | EIN |
| Identification Number | ||
| Preparer's Address | Address Type | Third Party Preparer Firm Address |
| Street Address | ||
| - Enhanced | ||
| City | WOBURN | |
| WOBURN - Enhanced | ||
| State | MA | |
| MA - Enhanced | ||
| ZIP Code | 01801 | |
| 01801-1121 - Enhanced | ||
| Country | US | |
| US - Enhanced | ||
Page 5¶
The enclosed information was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311, et seq.; 31 CFR Chapter X. The information is sensitive in nature and is to be treated accordingly. The information may be used only for a purpose consistent with a criminal, tax, or regulatory investigation or proceeding, or in the conduct of intelligence or counterintelligence activities, including analysis, to protect against international terrorism. See 31 U.S.C. 5311. The information cannot be further released, disseminated, disclosed, or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity, akin to confidential informant tips. Unauthorized release of information collected under the BSA may result in criminal or civil sanctions.¶
EFTA00151448¶