Grand jury subpoena to Santander Bank for account records, Aug. 19, 2019

Grand Jury Subpoena¶

United States District Court¶

SOUTHERN DISTRICT OF NEW YORK¶

TO:	Santander Bank
	Attn: Court Order Processing
	2 Morrissey Boulevard
	Dorchester, Massachusetts 02125

GREETINGS:¶

WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place:¶

Appearance Date: September 3, 2019¶

Appearance Time: 10:00 a.m.¶

to testify and give evidence in regard to an alleged violation of :¶

18 U.S.C. §§ 201, 371, 1001, 1346, 1519, 2¶

and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following:¶

Please see attached rider. Personal appearance is not required if the requested records are (1) produced on or before the return date to Assistant U.S. Attorney of the United States Attorney’s Office, 1 St. Andrew’s Plaza, New York, NY 10007. Tel: email: and (2) accompanied by an executed copy of the attached Declaration of Custodian of Records. Ref No. 2019R01059.¶

Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law.¶

DATED: New York, New York August 19, 2019¶

Goffrey S. Bermn¶

$$\omega_2$$¶

GEOFFREY S. BERMAN¶

United States Attorney for the Southern District of New York¶

Assistant United States Attorney¶

One St. Andrew’s Plaza¶

New York, New York 10007¶

Telephone:¶

Email:¶

rev. 02.01.12¶

EFTA00123509¶

RIDER¶

(Grand Jury Subpoena to Santander, dated August 19, 2019)¶

Ref. No. 2019R01059¶

REQUEST:¶

For the following account, and any other account controlled by the account holder of one of the below account:¶

• Account number

• Any account in the name of

Please provide any and all documents, to include, but not limited to those identified below, for the period January 1, 2018 until the present:¶

a. Account opening documents, including applications and signature cards;¶

b. Records of account holders for debit and credit cards liked to the accounts;¶

c. Account statements and ledgers;¶

d. Images of checks (both front and back) deposited in account;¶

e. Images of canceled checks (both front and back) drawn on account;¶

f. Images of cashier’s checks (both front and back) and depositing bank account information;¶

g. Account deposit slips, withdrawal slips, debit & credit memos, and cash tickets;¶

h. Detailed wire transfer records, ACH transfer records (including routing/account numbers funds transferred to/from), money orders, and traveler’s check records;¶

i. All credit card and line of credit records, including, but not limited to: applications, monthly statements, billing slips, and records evidencing the source of payment (copies of checks, ACH records (including routing/account numbers funds transferred to/from), or cash received slips);¶

j. Customer information associated with the account, including name(s), address(es), telephone number(s), e-mail address(es), and any other identifying or contact information.¶

INSTRUCTIONS FOR PRODUCTION OF DOCUMENTS:¶

1. All transactions-based information, include wire and ACH transfers, withdrawals/deposits, charges/payments, and bank account activity should be provided in electronic spreadsheet format (either Microsoft Excel or similarly compatible format). Specifically:

a. For wires and other types of transfers, the account holder name, account number, and bank name of both the originator and beneficiary of the transaction should be clearly stated in separate fields.¶

b. Cash and check transactions should be indicated within a transaction type field.¶

i. Check transactions should include the name of the payee in the recipient field. Additionally, check images should be attached in graphic data files in a commonly readable, non-proprietary format with the highest image quality maintained, and named in a manner that uniquely associates them with the relevant transaction record(s).¶

ii. Cash withdrawals should be indicated with CASH written in the recipient field.¶

EFTA00123510¶

iii. Cash deposits should be indicated with CASH written in the sender/originator field.¶

c. Field headers should be included for each column of data, and a data dictionary or other explanation of the contents of each column provided.¶

2. Where more than one account is being requested, each account’s transaction records should be returned in a separate file.

3. All document images are to be produced in electronic PDF format. Where images of checks, deposit slips, withdrawal slips, or cash tickets are being produced, they should be produced no more than two per page.

4. In lieu of an appearance you may comply with this subpoena by providing the requested information, along with a business records certification pursuant to Fed. R. Evid. 803(6) to Assistant U.S. Attorney of the United States Attorney’s Office, 1 St. Andrew’s Plaza, New York, NY 10007. Tel: email: