| Subject: | Fw: Formal appeal for denial covered action 2015-016/Knight Capital TCR & Appendix |
| Date: | Thu, 27 May 2021 11:49:59 +0000 |
EFTA00097481¶
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf¶
More Honig/Stetson et al SEC facilitated ONGOING fraud on the public¶
| David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member and his own money laundering shell: FSD Pharma: HUGE with Pakistani's |
| Had a BINDING LOI to acquire Israeli Therapix. |
| FSD Pharma Responds to Therapix Termination of Binding LOI | Business Wire |
Not so binding. I caught them. Plan B¶
Therapix: An Israeli money laundering shell where Stetson was “investor”¶
EDGAR Filing Documents for 0001493152-17-003810 (sec.gov)¶
and never shut down by the SEC as is typical of many Honig money laundering shells EDGAR Search Results (sec.gov)¶
Today, Therapix is now Sci Sparc Ltd SEC approved offerings done By Aegis SEC FORM D¶
Yes: that Aegis: also very much up and running in May 2021. New York: SDNY jurisdiction We don’t need no stinkin’ SAR’s. Aegis prolific OTCM/NASDAQ shell money launderer Aegis Capital Corporation (sec.gov)¶
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No. 3-18412 ORDER INSTITUTING ADMINISTRATIVE PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(e) OF THE INVESTMENT ADVISERS ACT OF 1940, -SEC.gov | HOME¶
3 As a result of the foregoing, Aegis willfully 2 violated Exchange Act Section 17(a) and Rule 17a-8 thereunder. RESPONDENT Aegis is a dually-registered investment adviser and broker-dealer with multiple branches¶
| Well known to the SEC/FINRA: WHO were the customers? |
| Who were the executing BD/MM's? MORE SEC"penny stock trading fairies" of course. NOPE: NITE. |
| WHY are all entities once again UN Named? |
| Robert_Eide.pdf(finra.org) |