EFTA00097273¶
Christopher J Dilorio Whistleblower Extraordinaire¶
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix¶
Judge Nathan et al,¶
There is NO REAL INVESTIGATION OF MY ALLEGATIONS. The information I have provided resulted in a VERY nice plea deal for Mr Kamensky. Yet, the very same information has amounted to no real investigation by the SEC whatsoever.¶
Today, VIRT/NITE reported Q4 2020 and full year 2020 results. The balance sheet fraud is abundantly evident STILL.¶
https://www.sec.gov/Archives/edgar/data/1592386/000110465921020227/tm216148d1_ex99-1.htm¶
What is tangible book?¶
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WHY does receivable not fluctuate?¶
WHY all the trading inventory for an HFT with no DMM?¶
WHY won’t the Sell side analysts ask any questions on the balance sheet?¶
So, while Mr Kamensky is virtually a free man as the direct result of my contacting the SDNY Courts, the criminal enterprise NITE/VIRT continues to operate UNINTERRUPTED.¶
No Doubt the third NITE/VIRT CFO in just over a year Sean Galvin is keeping the fraud up and running.¶
There is NO SEC investigation.¶
Chris¶
From: Chris Dilorio <¶
Sent: Friday, November 6, 2020 7:09 AM¶
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix¶
Janey et al,¶
NITE/VIRT just released 3Q2020 earnings. A direct result of a massive, ongoing, SEC facilitated fraud on the public the SEC is mandated to protect¶
The Balance sheet fraud shell game continues.¶
https://www.sec.gov/Archives/edgar/data/1592386/000110465920122134/tm2034848d1_ex99-1.htm¶
for the sell siders to ask on the earnings Call:¶
Tangible book BEFORE we get into mechanics of the massive, ongoing accounting fraud as a direct result of illegal naked shorting OTCM (and other) shells:¶
I get les than $2/sh. Tell me where I’m wrong.¶
But, it’s MUCH MUCH MUCH worse than that;¶
Account receivable : $1.88 billion¶
Payable: $675 million¶
Difference: $1.2 billion¶
EFTA00097275¶
AR is where NITE books naked short fails as a result of self clearing. No intention/can’t deliver. More accurately: a liability¶
Further: prior commitment on this “asset”: settlement. Nothing NITE/VIRT can convert to cash for company use. Also:¶
Trading assets: the old securities owned¶
Trading liabilities: the old securities sold not yet purchased¶
Structural liability as a result of naked shorting. Propped up/off set by securities owned.¶
NITE/VIRT is grossly insolvent STILL/AGAIN/CONSTANTLY.¶
And, no breakdown of the vast driver of trading revenue: US equity market Making¶
Did NITE/VIRT exit the extremely low tech/cash OTCM trading business? NOPE¶
This illegal activity is extremely profitable. Virtually riskless in fact. AND is the driver of trading revenue. WHY the VIRT/KCG merger was done .¶
Abusive naked shorting OTCM/other shells to facilitate money laundering is and always has been the core business at NITE. The SEC knows this. Where are disclosures in SEC filings of this high AML risk business? You won’t find any. Cifu stopped reporting post merger. Not in Sell Side models either. INTENTIONALLY misleading the investing public as to the true nature of the NITE/VIRT business model.¶
In short: absolutely NOTHING has changed since the so called “glitch” as a direct result of SEC¶
corruption/obstruction. With help from the SDNY and Sell Side analists covering NITE/VIRT¶
Cheers!¶
Christopher J Dilorio¶
Whistleblower¶
From: Chris Dilorio <¶
Sent: Wednesday, October 14, 2020 9:00 AM¶
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix¶
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective “do not investigate lists”. AQR, Blackstone as well as Jay Clayton good fried Glenn Hutchins. Hutchins also worked at Blackstone with Schwarzman prior to¶
EFTA00097276¶
founding Silver Lake. Hutchins bought SunGard. Then sold it to FIS. This transaction was the basis of the formation of North Island with former NASDAQ CEO Greifeld. North Island is a top shareholder of the criminal enterprise NITE/VIRT. More context: Greifeld was a Director UK/NJ company called Automated Securities Clearance Ltd¶
https://find-and-update.company-information.service.gov.uk/company/03385409/officers¶
AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Officers (free information from Companies House)¶
AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Free company information from Companies House including registered office address, filing history, accounts, annual return, officers, charges, business activity¶
find-and-update.company-information.service.gov.uk¶
Sold to SunGard. Greifeld then became CEO at SunGard. He wasn’t at SunGard very long. Then made the jump to CEO of NASDAQ. Curious to say the least. Shortly after becoming NASDAQ CEO, NASDAQ bought the BRUT ECN from SunGard. Self dealing? MUCH WORSE¶
http://ir.nasdaq.com/static-files/6b1ca278-75f0-4259-9372-5b3351126a8b¶
ir.nasdaq.com¶
1 2 1 e < 2 h” ’ 21 e < 1 6 $ 8; 1 < 7 6 = 23 $ 54 - ;; 2 (( 1 - & 2 2¶
ir.nasdaq.com¶
As you can see, current NASDAQ CEO Adena Friedman signed off on this transaction.¶
SunGard was then sold to FIS. AFTER it had developed a very interesting product converting Russian Rubles to dollars in real time.¶
https://www.finextra.com/pressarticle/49357/otkritie-capital-taps-sungard-for-automated-ruble-conversion¶
Otkritie Capital taps SunGard for automated Ruble conversion¶
Otkritie Capital (Oktritie), one of the leading financial services providers in Russia, has selected SunGard to help launch a new direct market access (DMA) service allowing for automatic real …¶
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I’ll say that again: FROM Russian rubles TO dollars in real time. Providing DMA to WHICH markets????¶
So, the marriage of Blackstone Alum Hutchins and Greifeld to form N Island and become a top investor in the criminal enterprise NITE was a natural fit. Money laundering on a MASSIVE scale. Algos and OTCM shells are very complimentary money laundering vehicles. Not to mention: Russian Mirror trades: RU ADR’s trade OTCM Pinks as well. The KCG 1Q2014 astronomical increase in OTCM volumes. Expunged from SEC reviewed filings. Attached on previous emails as part of the OWB record. NASDAQ is also the repository of the vast AQR blank check money laundering shells. FULLY SEC reporting for credibility. As with many OTCM shells. The only real difference between a NASDAQ/AQR blank check shell and an OTCM shell is the amount of money being laundered. Clayton should have been investigated and barred from SEC business pending a full and thorough investigation. So, that precludes the corrupt SEC IG Hoecker from any involvement.¶
Cheers!¶
Christopher J DiIorio¶
Whistleblower¶
From: Chris Dilorio <¶
Sent: Thursday, September 17, 2020 5:56 PM¶
To:¶
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix¶
Judge Nathan,¶
I applaud your reproof of the SDNY.¶
Now, I urge you to look at the Dan Kamensky case. I have never met Kamensky. When I saw the joint SEC/SDNY complaint I became physically ill. I am an SEC whistleblower. The SEC/SDNY have actively and continuously obstructed a thorough investigation of my extremely serious allegations. In favor of Rich Handler/Jefferies. The IB in the Kamensky case. Based on my experience with the SEC/SDNY I believe they both are withholding exculpatory evidence which impeaches the credibility of the SEC/SDNY/Handler/Jefferies. A corrupt relationship exists between the SEC/SDNY and Handler/Jefferies. In addition to others in my claims. I have contacted Judge Cave as well as Kamensky counsel. Disclosure of this corrupt relationship puts the Neiman Marcus “sting” in a whole different context. The motives of which should be investigated.¶
Respectfully,¶
Christopher J Dilorio¶
Whistleblower¶
From: Chris Dilorio <¶
Sent: Thursday, September 17, 2020 9:17 AM¶