| Subject: | Fw: Formal appeal for denial covered action 2015-016/Knight Capital TCR & Appendix |
| Date: | Sat, 09 Jan 2021 20:15:29 +0000 |
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;¶
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf¶
Dan,¶
The same reason why AQR,NETE,ACIES etc etc are up and running today are the same reasons NITE is up and running today:¶
SEC Corruption.¶
The last overt action of this massive conspiracy has not yet occurred.¶
EFTA00095591¶
In furtherance of the conspiracy…¶
Let’s catch up Chris¶
From: Chris Dilorio¶
Sent: Thursday, January 7, 2021 7:39 AM¶
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix¶
Honorable SDNY judges,¶
I again offer to be thoroughly interrogated by the best and brightest the SEC,FBI,DoJ has to offer. Not only is SEC IG Hoecker guilty of criminal obstruction of Congress, he is derrilict in his dutv to “prosecute those¶
OBSTRUCTING the mission of the SEC”: ME. But, the grossly corrupt Hoecker knows interviewing me as is mandated in Rules of Investigations he himself wrote will further verify my extremely serious allegations. Yes, the SEC has committed/is committing multiple frauds on the SDNY Courts. Yes, the SEC/DoJ “Do not investigate list” is very real and VERY long.¶
Another example: Ken Griffin/Citadel. Shortly after UBSS finally exited the OTCM trading business Citadel stepped in and quickly rose to the #2 spot behind NITE. The decision of Mr Griffin to enter this arena is a very curious one for sure. But, as I have irrefutably proven with NITE: abusive naked shorting publicly traded shells to facilitate money laundering is VERY profitable. Virtually riskless in fact.¶
As evidenced by Griffin’s $240 mil condo purchase in NY. For his part, Griffin was present at the “Chyna Trade Deal” bizarre press conference Trump had at the White House. Along with Schwarzman and many other¶
EFTA00095592¶
criminals. Anyone like Tarantino films? Let’s start with the 2012 Final Rule 613: Consolidated Audit Trail: CAT Consolidated Audit Trail (sec.gov)¶
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 242 RIN 3235-AK51 AGENCY: ACTION: SUMMARY - SEC.gov¶
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 242 [Release No. 34-67457; File No. S7-11-10] RIN 3235-AK51 Consolidated Audit Trail AGENCY: Securities and Exchange Commission ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (“Commission”) is adopting Rule 613 under the Securities Exchange Act of 1934 (“Exchange Act” or “Act”) to require national¶
STILL not up and running. WHO benefits from the SEC lack of compliance with Congressional mandates? Just criminals. Everyone familiar with 2003 implementation of the CIP? Enhanced in 2016 by FINCEN? And again in the 2021 NDAA Trump vetoed and overridden by Congress? In the absence of implementing the Congressionally mandated CAT, where does the data used to enforce Securities law violations and potential AML violations come from? Ready? Blue Sheets. That’s right. In 2021, because the grossly corrupt SEC has willfully ignored the clear mandate of Congress: Blue F’n Sheets¶
In December 2018, the SEC brought a “Books and records” complaint against Citadel for “innaccurate” Blue Sheet data.¶
Citadel Securities LLC¶
Citadel Securities LLC - SEC.gov | HOME¶
4 Violations of the Federal Securities Laws 9. Section 17(a)(1) of the Exchange Act requires, among other things, that broker-dealers make and keep for prescribed periods such records, furnish such copies thereof, and¶
In 80 MILLION instances. That’s right EIGHTY MILLION instances CDEL submitted inaccurate TIME STAMP info to Blue Sheets. Looks like ANOTHER “glitch”. The implications of 80 MILLION inaccurate time stamps for executions is remarkable. Running ahead/trading against would be a logical explanation. Kenny (Pasternak) would be proud!¶
Kenneth D. Pasternak and John P. Leighton: Lit. Rel. No. 19329 / August 8, 2005 (sec.gov)¶
Kenneth D. Pasternak and John P. Leighton: Lit. Rel. No. 19329 / August 8, 2005 - SEC¶
u. s. securities and exchange commission litigation release no. 19329 / august 8, 2005 securities and exchange commission v. kenneth d. pasternak and john p. leighton, no. 05-3905 (jap) (d.n.j.) sec files¶
EFTA00095593¶
fraud charges against knight securities’ former ceo and institutional sales desk manager¶
So, how does Griffin/CDEL get a “books and records” violation slap on the wrist for something as egregious as 80 MILLION inaccurate time stamps on executions? Same way UBSS gets a “sloppy record keeping” complaint for egregious Reg SHO violations etc etc etc¶
SEC Corruption pure and simple¶
Ex-SEC official Luparello joining Citadel Securities | Reuters¶
Ex-SEC official Luparello joining Citadel Securities | Reuters¶
Stephen Luparello, a former top official at the U.S. Securities and Exchange Commission, will join Citadel Securities as general counsel in May, the firm said on Tuesday.¶
Citadel taps top SEC enforcer for chief compliance officer role | eFinancialCareers¶
Citadel taps top SEC enforcer for chief compliance officer role | eFinancialCareers¶
Glockner has led the Chicago operation of the SEC since December 2013, which is its second largest office, and left in early November. He played an instrumental role in the creation of a new cyber-security unit at the SEC, announced in September, that targets hackers, electronic trading market manipulation and¶
Knight/KCG/VIRT: McCarthy SECNY: Madoff: running ahead¶
also: David Urban,Vinny Viola,Cifu,Hutchins,Greifeld.¶
AKA “penny stock trading fairies”¶
Cheers!¶
Christopher J Dilorio¶
Whistleblower Extraordinaire¶
From: Chris Dilorio <¶
Sent: Wednesday, January 6, 2021 8:56 AM¶