Whistleblower email to SEC staff on microcap fraud tips and award claims

EFTA00089594¶

IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF FLORIDA SECURITIES AND EXCHANGE COMMISSION No. COMPLAINT SUMMARY - sec.gov¶

5. Justin W. Keener, age 45, resides in San Juan, Puerto Rico.During the Relevant Period, Keener was a resident of Miami Beach, Florida. Keener registered the name “JMJ Financial” as a fictitious name in Florida in 2008 and used it to conduct the business described

www.sec.gov¶

In February 2019, the SEC brought an action against Joshua Sason/NewLead I told the SEC about Magna/ Sason ALSO in my 2013 TCR.¶

https://www.sec.gov/litigation/litreleases/2019/lr24403.htm¶

Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019)¶

Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings.¶

www.sec.gov¶

AND, I filed separate but related NewLead and FreeSeas TCR’s in 2015¶

Then there’s the UBS AML complaint.¶

ALSO my claims. For which I sent 10 (TEN) separate Award applications from a commercial fax machine in April/May 2019. AND I have YET to receive even a preliminary determination from the OWB/Norberg¶

IG, I see your “investigation” into my very very serious accusations of Obstruction related to my information was thorough. In short, the SEC has and still is ripping me off.¶

Janey, be a hun and update my TCR’s/Awards cited in this e mail.¶

And Ms Welshhans, a couple of questions for you:¶

1. Have you read the FINRA WTFC Keener complaint? Fictitious notes Ring a bell?

Same MO as Sason/Magna/NewLead/FreeSeas etc etc etc¶

2. WHO executed the Keener OTCM trades in your complaint? Penny stock trading fairies?

YES, NITE was a top trader in BOTH FreeSeas and NewLead¶

The core business at NITE/VIRT is and ALWAYS has been: abusive naked shorting OTCM (and other) shells to facilitate money laundering.¶

In short Ms Welshhans, NITE/VIRT converts these worthless certs into real money. NONE of¶

JMJ/Sason/IBC/Ironridge/Asher etc etc etc activity takes place without a willing,corrupt, criminal, executing BD/MM like NITE/VIRT,CDEL etc¶

Finally, The Keener SEC complaint is FURTHER evidence that FINRA has NO business enforcing US securities LAWS. When FINRA “invited” Keener to a disciplinary hearing almost 7 years ago, Keener told them to “fuck off”. FINRA bar meant nothing the last 7 years. EXCEPT JMJ/Keener/NITE ripping off more investors.¶

Obviously the SEC has/is using my information. I expect to be compensated.¶

Cheers!¶

Christopher Dilorio¶