EFTA00087169¶
JPMorgan Chase Bank¶
New York, NY 10154-1002¶
Account Number: JEFFREY EPSTEIN¶
JPMorgan Private Bank¶
Confidential¶
Page 1 of 9¶
Asset Account Portfolio¶
September 1 - September 30, 2002¶
| Page | |
| Portfolio Summary | 2 |
| Cash and Short Term | 3 |
| Trade Activity | |
| Account Transactions | 6 |
Account Officers¶
Service Specialist: RILEY/HORNBECKER¶
000000.0000.00.0000.0000.00000000.000000¶
JEFFREY E EPSTEIN¶
C/O FINANCIAL TRUST COMPANY¶
ATTN: JEANNE BRENNAN¶
ST THOMAS VI 00802¶
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00005505¶
EFTA00087170¶
Account Number:¶
JEFFREY EPSTEIN¶
JPMorgan Private Bank¶
JPMorgan Chase Bank¶
, New York, NY 10154-1002¶
Except for the Deposit Account (if elected), and the cash in your Asset Account, which are insured deposits with JPMCB, none of the investments referred to in this statement of your Asset Account, including mutual funds, are FDIC insured or bank deposits, obligations of or guaranteed by JPMCB or any of its bank or thrift affiliates (unless otherwise indicated). Such securities and other investments are subject to investment risks, including possible loss of the principal amount invested. See “Important Information about your JPMSI Brokerage Account” at the end of this Asset Account Portfolio.¶
Portfolio Summary¶
Page 2 of 9¶
Asset Account Portfolio¶
September 01, 2002 - September 30, 2002¶
Overview¶
| Market Value USD Sep 30 | Market Value USD Aug 31 | Tax Cost USD | Estimated Annual Income USD | Yield % | |
| Cash & Short Term | 6,838,687.24 | 14,816,643.79 | 6,838,687.24 | 109,416.12 | 1.6 |
| Total | 6,838,687.24 | 14,816,643.79 | 6,838,687.24 | 109,416.12 | 1.6 |
| Accrued Income | 11,992.75 | 22,043.45 | |||
| Total Portfolio Value | 6,850,679.99 | 14,838,687.24 |
Asset Allocation¶
Income Summary¶
| This Period USD | Year to Date USD* | |
| Taxable Interest | 949.99 | 949.99 |
| U.S. Tax Exempt Dividends | 21,093.46 | 21,475.74 |
| Total | 22,043.45 | 22,425.73 |
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00005506¶
EFTA00087171¶
JPMorgan Chase Bank¶
, New York, NY 10154-1002¶
Account Number: JEFFREY EPSTEIN¶
JPMorgan Private Bank¶
Asset Account Portfolio September 01, 2002 - September 30, 2002¶
Page 3 of 9¶
Cash and Short Term¶
| Current Market ValueUSD | Estimated Annual IncomeUSD | |
| Cash | 957.08 | 12.44 |
| Less Than 3 Months | 6,837,730.16 | 109,403.68 |
| Total | 6,838,687.24 | 109,416.12 |
Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature.¶
| Description | Currency | Quantity | Unit Cost Adjusted Original | Market Price | Tax Cost Adjusted Original | Current Market Value USD Accrued Interest USD | Unrealized Gain/Loss USD | Estimated Annual Income USD | Current Yield/YTM % |
|---|---|---|---|---|---|---|---|---|---|
| Cash | |||||||||
| JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) 7-Day Annualized Yield: 1.27% | USD | 957.08 | 1.00 | 1.00 | 957.08 | 957.08 0.83 | 12.44 | 1.30 | |
| Short Term by Maturity | |||||||||
| JP MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS7-Day Annualized Yield: 1.52% | USD | 6,837,730.16 | 1.00 | 1.00 | 6,837,730.16 | 6,837,730.16 11,991.92 | 109,403.68 | 1.60 | |
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00005507¶
EFTA00087172¶
JPMorgan Chase Bank¶
New York, NY 10154-1002¶
Account Number:¶
JEFFREY EPSTEIN¶
JPMorgan Private Bank¶
Asset Account Portfolio¶
September 01, 2002 - September 30, 2002¶
Page 4 of 9¶
| Cash and Short Term by Type continued | |||||||||
| DescriptionCusip/S&P/Moody's Rating | Currency | Quantity | Unit CostAdjustedOriginal | MarketPrice | Tax CostAdjustedOriginal | CurrentMarket Value USDAccrued Interest USD | UnrealizedGain/Loss USD | EstimatedAnnualIncome USD | CurrentYield/YTM% |
| Total Cash and Short Term | 6,838,687.24 | 6,838,687.2411.992.75 | 0.00 | 109,416.12 | 1.60 | ||||
Important Information about Pricing and Valuations¶
Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values.¶
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00005508¶
EFTA00087173¶
JPMorgan Chase Bank¶
, New York, NY 10154-1002¶
Account Number: JEFFREY EPSTEIN¶
Asset Account Portfolio September 01, 2002 - September 30, 2002¶
JPMorgan Private Bank¶
Page of 9¶
Trade Activity¶
| Realized Gain/Loss Summary | Amount USD | |
| Short Term Gain/Loss | 0.00 | |
| Long Term Gain/Loss | 0.00 | |
L indicates Long Term Realized Gain/Loss¶
Capital gains and losses on sales with missing or incomplete tax cost are identified with N/A.¶
| Trade Date | Settlement Date | Type | Description | Currency | Quantity | Price/Unit | Market Cost/Proceeds | Tax Cost | Realized Gain/Loss USD |
|---|---|---|---|---|---|---|---|---|---|
| Settled | |||||||||
| Aug 30 Sep 3 | Purchase | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) | USD | 21,086.37 | 1.00 | - 21,086.37 | |||
| Sep 10 Sep 10 | Sale | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) | USD | - 2,000,000 | 1.00 | 2,000,000.00 | - 2,000,000.00 | ||
| Sep 16 Sep 16 | Sale | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) | USD | - 1,000,000 | 1.00 | 1,000,000.00 | - 1,000,000.00 | ||
| Sep 18 Sep 18 | Sale | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) | USD | - ■000,000 | 1.00 | ■000,000.00 | - ■000,000.00 | ||
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00005509¶
EFTA00087174¶
JPMorgan Chase Bank¶
New York, NY 10154-1002¶
Account Number: JEFFREY EPSTEIN¶
JPMorgan Private Bank¶
Asset Account Portfolio September 01, 2002 - September 30, 2002¶
Page 6 of 9¶
Account Transactions¶
| Cash Activity Summary | ||
| Amount this Period USD | Amount Year to Date USD* | |
| Beginning Balance | .00 | |
| Credits | ||
| Dividends | 21,093.46 | 21,475.74 |
| Taxable Interest | 949.99 | 949.99 |
| Sweep Account Sales | 48,998.65 | |
| Sales, Maturities, Redemptions | 8,000,000.00 | 18,000,000.00 |
| Miscellaneous Receipts | 24,767,645.14 | |
| Debits | ||
| Sweep Account Purchases | -957.08 | -1,339.36 |
| Purchases of Securities | -21,086.37 | -24,837,730.16 |
| Miscellaneous Disbursements | -8,000,000.00 | -18,000,000.00 |
| Ending Balance | .00 | |
*Year to date information is calculated on a calendar year basis.¶
| Activity by Date | ||||
| Settlement Date | Type | Quantity | Description | Amount USD |
| Sep 3 | Dividend | JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND(92)(SWEEP DEADLINE IS 11:30 AM EST) | 7.09 | |
| Sep 3 | Interest | INTEREST FOR AUG.@1.4% ON NET AVERAGE COLLECTED BALANCE$798,956.29AS OF 09/01/02 | 949.99 | |
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00005510¶
EFTA00087175¶
09¶
JPMorgan Chase Bank¶
, New York, NY 10154-1002¶
Account Number:¶
JEFFREY EPSTEIN¶
JPMorgan Private Bank¶
Asset Account Portfolio¶
September 01, 2002 - September 30, 2002¶
Page 7 of 9¶
| Activity by Date | ||||
|---|---|---|---|---|
| Settlement Date | Type | Quantity | Description | Amount USD |
| Sep 3 | Dividend | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) | 21,086.37 | |
| Sep 3 | Purchase | 21,086.37 | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) INCOME DIVIDEND REINVESTED @ $1.00 J P MORGAN SECURITIES INC AS AGENT TRADE DATE 08/30/02 | - 21,086.37 |
| Sep 3 | Purchase | 957.08 | J P MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) | - 957.08 |
| Sep 10 | Sale | - 2,000,000 | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) J P MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 09/10/02 | 2,000,000.00 |
| Sep 10 | Misc. Disbursement | TRANSFERRED BY WIRE TO PALM BEACH NATL BK & TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT | - 2,000,000.00 | |
| Sep 16 | Sale | - 1,000,000 | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) J P MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 09/18/02 | 1,000,000.00 |
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00005511¶
EFTA00087176¶
09¶
JPMorgan Chase Bank¶
, New York, NY 10154-1002¶
Account Number:¶
JEFFREY EPSTEIN¶
JPMorgan Private Bank¶
Asset Account Portfolio¶
September 01, 2002 - September 30, 2002¶
Page 8 of 9¶
| Activity by Date | continued | |||
|---|---|---|---|---|
| Settlement Date | Type | Quantity | Description | Amount USD |
| Sep 16 | Misc. Disbursement | TRANSFERRED BY WIRE TO PALM BEACH NATL BK & TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT | - 1,000,000.00 | |
| Sep 18 | Sale | - 5,000,000 | J.P. MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 09/18/02 | 5,000,000.00 |
| Sep 18 | Misc. Disbursement | TRANSFERRED BY WIRE TO PALM BEACH NATL BK & TR CO FAO GHISLAINE MAXWELL LETTER FROM CLIENT | - 5,000,000.00 | |
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00005512¶
EFTA00087177¶