Morgan Guaranty Trust Company of New York¶
Account Number:¶
FINANCIAL TRUST COMPANY, INC.¶
Confidential¶
JPMorgan¶
Gift Processing¶
Page 1 of 7¶
Asset Account Portfolio¶
October 1 - October 31, 1999¶
The holiday season will soon be here. If you plan to make securities gifts this year, please notify us before December 1, 1999. This will provide us with sufficient time to process your request and meet the year-end deadline.¶
| Table of Contents | |
| Page | |
| Portfolio Summary | 2 |
| Cash and Short Term | 3 |
| Trade Activity | 4 |
| Account Transactions | 5 |
Account Officers¶
Service Specialist: SCOTT/DENCKER¶
FINANCIAL TRUST COMPANY, INC.¶
C/O AMERICAN YACHT HARBOR¶
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00036863¶
EFTA00084830¶
10¶
Morgan Guaranty Trust Company of New York¶
Account Number:¶
FINANCIAL TRUST COMPANY, INC.¶
JPMorgan¶
Asset Account Portfolio October 01, 1999 - October 31, 1999¶
Page 2 of 7¶
Portfolio Summary¶
| Market Value USD Oct 31 | Tax Cost USD | Estimated Annual Income USD | Yield % | |
| Cash&Short Term | 6,700,000.00 | 6,700,000.00 | 361,800.00 | 5.4 |
| Total | 6,700,000.00 | 6,700,000.00 | 361,800.00 | 5.4 |
| Accrued Income | 75,196.71 | |||
| Total Portfolio Value | 6,775,196.71 |
EUR Conversion Rates as of January 1, 1999¶
| Currency | Exchange Rate |
| AST | 13.7603 |
| BEF | 40.3399 |
| DEM | 1.9558 |
| ESP | 166.386 |
| FIM | 5.9457 |
| FRF | 6.5596 |
| IEP | 0.7875 |
| ITL | 1,936.2700 |
| LUF | 40.3399 |
| NLG | 2.2037 |
| PTE | 200.4820 |
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00036864¶
EFTA00084831¶
Morgan Guaranty Trust Company of New York¶
Account Number:¶
FINANCIAL TRUST COMPANY, INC.¶
JPMorgan¶
Asset Account Portfolio October 01, 1999 - October 31, 1999¶
Page 3 of 7¶
Cash and Short Term¶
| Summary by Maturity | ||
| Current Market ValueUSD | Estimated Annual IncomeUSD | |
| Less Than 3 Months | 6,700,000.00 | 361,800.00 |
| Total | 6,700,000.00 | 361,800.00 |
Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature.¶
| Description Cusip/S&P/Moody’s Rating | Currency | Quantity | Unit Cost Adjusted Original | Market Price | Tax Cost Adjusted Original | Current Market Value USD Accrued Interest USD | Unrealized Gain/Loss USD | Estimated Annual Income USD | Current Yield/YTM % |
|---|---|---|---|---|---|---|---|---|---|
| Short Term by Maturity | |||||||||
| J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND 7-Day Annualized Yield: 5.34% 616918-20-7 | USD | 6,700,000 | 1.00 | 1.00 | 6,700,000.00 | 6,700,000.00 75,196.71 | 361,800.00 | 5.40 | |
| Total Cash and Short Term | 6,700,000.00 | 6,700,000.00 75,196.71 | 0.00 | 361,800.00 | 5.40 | ||||
Important Information about Pricing and Valuations¶
Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values.¶
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00036865¶
EFTA00084832¶
Morgan Guaranty Trust Company of New York¶
Account Number: FINANCIAL TRUST COMPANY, INC.¶
JPMorgan¶
Asset Account Portfolio October 01, 1999 - October 31, 1999¶
Page 4 of 7¶
Trade Activity¶
| Realized Gain/Loss Summary | |
| Amount USD | |
| Short Term Gain/Loss | 0.00 |
| Long Term Gain/Loss | 0.00 |
Note: S indicates Short Term Realized Gain/Loss L indicates Long Term Realized Gain/Loss¶
| Trade Activity by Type | |||||||||
| Trade Date | Settlement Date | Type | Description | Currency | Quantity | Price/Unit | Market Cost/Proceeds | Tax Cost | Realized Gain/Loss USD |
| Settled | |||||||||
| Oct 1 | Oct 1 | Purchase | J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND | USD | 20,000,000 | 1.00 | -20,000,000.00 | ||
| Oct 4 | Oct 4 | Purchase | J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND | USD | 5,000,000 | 1.00 | -5,000,000.00 | ||
| Oct 19 | Oct 19 | Sale | J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND | USD | -18,300,000 | 1.00 | 18,300,000.00 | -18,300,000.00 | |
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00036866¶
EFTA00084833¶
10¶
Account Number: FINANCIAL TRUST COMPANY, INC.¶
Morgan Guaranty Trust Company of New York¶
JPMorgan¶
Asset Account Portfolio October 01, 1999 - October 31, 1999¶
Page 5 of 7¶
Account Transactions¶
| Cash Activity Summary | ||
| Amount this Period USD | Amount Year to Date USD* | |
| Beginning Balance | .00 | |
| Credits | ||
| Sales, Maturities, Redemptions | 18,300,000.00 | 18,300,000.00 |
| Miscellaneous Receipts | 25,000,000.00 | 25,000,000.00 |
| Debits | ||
| Purchases of Securities | -25,000,000.00 | -25,000,000.00 |
| Miscellaneous Disbursements | -18,300,000.00 | -18,300,000.00 |
| Ending Balance | .00 | |
*Year to date information is calculated on a calendar year basis.¶
| Settlement Date | Type | Quantity | Description | Amount USD |
|---|---|---|---|---|
| Oct 1 | Purchase | 20,000,000 | J.P. MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND J.P.MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 10/01/99 | - 20,000,000.00 |
| Oct 1 | Misc. Receipt | FUNDS TRANSFERRED TO BRKRG AC# (PRN) FROM BRKRG AC# (PRN) | 20,000,000.00 |
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00036867¶
EFTA00084834¶
10¶
Morgan Guaranty Trust Company of New York¶
Account Number & Tissue Code:¶
FINANCIAL TRUST COMPANY, INC.¶
Asset Account Portfolio¶
October 01, 1999 - October 31, 1999¶
JPMorgan¶
Page 6 of 7¶
| Activity by Date | continued | |||
|---|---|---|---|---|
| Settlement Date | Type | Quantity | Description | Amount USD |
| Oct 4 | Purchase | 5,000,000 | J.P. MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND J.P. MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 10/04/99 | - 5,000,000.00 |
| Oct 4 | Misc. Receipt | FUNDS TRANSFERRED TO BRKRG AC# (PRN) FROM BRKRG AC# (PRN) | 5,000,000.00 | |
| Oct 19 | Sale | - 18,300,000 | J.P. MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND J.P. MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 10/19/99 | 18,300,000.00 |
| Oct 19 | Misc. Disbursement | TRANSFERRED BY WIRE TO BEAR STEARNS FAO GHISI AINE MAXWELL | - 18,300,000.00 | |
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00036868¶
EFTA00084835¶
Morgan Guaranty Trust Company of New York¶
Account Number:¶
FINANCIAL TRUST COMPANY, INC.¶
JPMorgan¶
Asset Account Portfolio October 01, 1999 - October 31, 1999¶
Page 7 of 7¶
In Case of Errors or Questions About Your Electronic Transfers.¶
Telephone us at 1 (800) 576-6221 or write us at 500 Stanton Christiana Road, 1/OPS, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement.¶
We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is in error or why you need more information. (3) tell us the dollar amount of the suspected error. If you contact us orally, you must send us your complaint or question in writing within 10 business days in order to preserve your rights. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 days for purchases using VISA Check Card or for international transactions), we will credit your account for the amount you think is in error, so that you will have the use of money during the time it takes us to complete our investigation.¶
In case of errors or questions about your statement, including your line of credit.¶
If you think that your statement is incorrect or if you need more information about a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describing the error and send it to: J.P. Morgan, Private Client Services, 345 Park Avenue, New York, NY 10154-1002. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can telephone us at 1-800-576-6221 but doing so will not preserve your rights.¶
In your letter, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about.¶
The J.P. Morgan Funds or The J.P. Morgan Institutional Funds or The American Century Funds¶
The J.P. Morgan, J.P. Morgan Institutional, and American Century mutual funds are distributed by Funds Distributor, Inc. J.P. Morgan Investment Management Inc. and American Century Investment Management serve as investment advisors to their respective fund families. Shares of the funds are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds’ most recent income dividend annualized.¶
Confidential Treatment Requested by JPMorgan Chase¶
JPM-SDNY-00036869¶
EFTA00084836¶