Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix¶
Date: Fri, 19 Feb 2021 14:47:46 +0000¶
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blostein.jpg; KCGMarch2017.jpg¶
EFTA00083356¶
Happy Friday!¶
Everyone catch Chair Waters virtual hearing yesterday w/Ken Griffin/CDEL?¶
If you follow me on twitter: you’ll see a nice summary/explanation of the true issues:¶
NITE/VIRT: public company. per my TCR: Joyce joined from Broadcort/Merrill. Knight was clearing through¶
Broadcort/Merrill. Joyce saw the massive fraud from naked shorting. He was perfect fit to run Knight. First thing¶
he did: take Knight self clear. “lower costs”. The effect: KNOWINGLY mis classified liabilities as assets: massive¶
ongoing accounting fraud. Insolvency. Glitch. Who is on the hook? shareholders. SEC facilitated fraud.¶
CDEL: self clears for internal funds but NOT CDEL Securities: RH,OTCM etc¶
WHY the inconsistency? Because CDEL Securities is a private entity. LLc with Ken Griffin’s name on it. Who¶
would be on the hook for Self Clear accounting fraud/liabilities/insolvency? Ken F’n Griffin. So, the¶
inconsistency: WHY self clear for internal funds but NOT CDEL Securities? Griffin not about to be on the hook.¶
CDEL Securities clears Pershing/BoNY Mellon. The largest US correspondent clearing Broker and a HUGE¶
BoNY/Mellon balance sheet that can hide the fraud. Third party.¶
Ironically, Pershing was sister company of DLJ and Autranet where I worked. First Equitable. Then¶
Autranet/Pershing sold to BoNY Mellon. DLJ to CS First Boston.¶
Want to get a template?? start with NITE/VIRT.¶
Griffin yesterday: the SEC eliminated illegal naked shorting with Reg Sho:KNOWINGLY LIED¶
SEC fails data is DTCC/NSCC ONLY¶
Obligation Warehouse: Ex CLEARING¶
Created by the grossly corrupt SEC so criminals like NITE/CDEL can circumvent close out REQUIREMENTS of 204.¶
SEC knows EXACTLY level of naked short fails in OW/Ex Clear. They don’t disclose. Intentionally misleading the¶
public there is no illegal naked shorting.¶
Janey et al at the grossly corrupt SEC: I think I’ve read that somewhere before.¶
Cheers!¶
Christopher J Dilorio¶
Whistleblower Extraordinaire¶
From: Chris Dilorio <¶
Sent: Wednesday, February 17, 2021 3:53 PM¶