EFTA00082723¶
Have a GREAT long weekend! Christopher J Dilorio Whistleblower Extraordinaire¶
From: Chris Dilorio <¶
Sent: Friday, May 28, 2021 7:25 AM¶
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix¶
Ms Pasqinelli,¶
EFTA00082724¶
There have been 3 (THREE) SEC actions CLEARLY based on my information that also CLEARLY qualify for OWB Award eligibility.¶
Sason/Keener/Salviola et al: NewLead¶
Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019) (sec.gov)¶
Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019)¶
SEC Files Charges in Elaborate Microcap Stock Fraud Litigation Release No. 24403 / February 15, 2019 Securities and Exchange Commission v. Joshua Sason, et al.¶
John Fife¶
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC (Release No. LR-24886; Sep. 3, 2020) (sec.gov)¶
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC (Release No. LR-24886; Sep. 3, 2020) - SEC.gov¶
The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC.¶
Justin Keener/JMJ¶
Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020) (sec.gov)¶
Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020)¶
- SEC.gov | HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)¶
ALL: My information.¶
Yet NONE of these actions have been posted to the OWB Award Eligible website SEC.gov | Office of the Whistleblower¶
SEC.gov | Office of the Whistleblower¶
EFTA00082725¶
NOTICE: Until further notice, any Whistleblower Award Applications submitted by mail should be sent to the following address due to the mandatory telework posture at the SEC’s Washington, DC headquarters: 14420 Albemarle Point Place, Suite 102, Chantilly, VA 20151-1750.¶
SEC IG Hoecker: HOW IS THIS REMOTELY PLAUSIBLE??¶
There is only 1 explanation: SEC criminal obstruction and corruption.¶
Like the Dick Best/FINRA BBH complaint: also my information. No mention of executing broker dealers/MM’s. OR as the SEC would like us to believe: “Penny stock trading fairies”¶
NO!¶
The SEC in ALL of these actions is protecting the criminal enterprise which has been bailed out on multiple ocassions: Knight/KCG/VIRT:NITE¶
Automatically placing this criminal enterprise on the SEC “Do not investigate list”.¶
As a result, the SEC has KNOWINGLY, ACTIVELY facilitated countless, ongoing frauds on the public it is mandated to protect. ALL of the illegal activity I have detailed is ongoing in May 2021. NITE is again/still insolvent. Cifu in the latest attempt to conceal this massive ilegal activity has once again limited transparency for the investing public. The NITE Q1 earnings call: May 4, 2021¶
Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript | The Motley Fool¶
Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript | The Motley Fool¶
Virtu Financial Inc (NASDAQ:VIRT) Q1 2021 Earnings Call May 4, 2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions and Answers; Call Participants; Prepared Remarks: Operator. Good day, and …¶
Cifu: “April volumes were a hair under 10 billion shares per day…”¶
So, the last 10Q filed by KCG/Knight as a stand alone company was 1Q 2017. The VIRT acquisition closed on July 31, 2017. Cifu won’t disclose and the SEC let him KCG 2Q2017 financials. BLATANT fraud. Cifu/ the SEC wrote down more than $4 billion in fails.¶
EDGAR Search Results (sec.gov)¶
The 1Q2017 KCG 10Q¶
Document (sec.gov)¶
pg 49¶
| Market Making stats. Cifu no longer discloses in SEC reviewed filings |
| Avg daily OTC BB and OTC Market shares traded(millions) 9,096 |
| Avg daily NYSE AND NASDAQ shares traded(millions) 986 |
| Per my consistent correspondence with the SEC: Knight/KCG:NITE derived 80-90%+ of their equity Market making share volumes from OTCM .This is why VIRT acquired KCG/Knight. This is and always has been the core business at NITE. This is what Cifu conceals from the investing public.In May 2021. |
EFTA00082726¶
As I have also detailed over the last several years: FINRA share stats data is complete fraud. This ALSO continues in May 2021¶
Market Statistics - Equity Trading Data Monthly (finra.org)¶
At the top of the page: “Last month statistics: April-2021 Share volume 44+BILLION shares” Yet below that under April share volumes:TOTAL SHARES:928+BILLION¶
The Knight/KCG/VIRT: NITE balance sheet in 1Q 2021 filed with the SEC in May 2021 The balance sheet is AGAIN exploding Inline XBRL Viewer (sec.gov)¶
NOT HFT related where holding time is seconds¶
Tangible book after properly classifying naked short fails: booked as an asset: receivable due to self clearing: insolvent. By a VERY wide margin.¶
ALL as a direct result of ONGOING SEC criminal obstruction and corruption.¶
So, Ms Pasquinelli: who was the executing BD/MM converting all of these fraud notes into worthless certs and dumped on the investing public where they are converted to real money? WHY would ANY BD/MM execute these trades? HOW do OTCM money laundering shells trade to trip zeroes? More buyers than sellers? NOPE: illegal naked shorting to facilitate money laundering. That is why none of these actions have been posted to the OWB website. Even though they CLEARLY are eligible actions: My information.¶
Cheers!¶
Chris¶
From: Chris Dilorio <¶
Sent: Thursday, May 27, 2021 5:49 AM¶
EFTA00082727¶
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix¶
More Honig/Stetson et al SEC facilitated ONGOING fraud on the public¶
| David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member and his own money laundering shell: FSD Pharma: HUGE with Pakistani's |
| Had a BINDING LOI to acquire Israeli Therapix. |
| FSD Pharma Responds to Therapix Termination of Binding LOI | Business Wire |
Not so binding. I caught them. Plan B¶
Therapix: An Israeli money laundering shell where Stetson was “investor”¶
EDGAR Filing Documents for 0001493152-17-003810 (sec.gov)¶
and never shut down by the SEC as is typical of many Honig money laundering shells EDGAR Search Results (sec.gov)¶
Today, Therapix is now Sci Sparc Ltd SEC approved offerings done By Aegis SEC FORM D¶
Yes: that Aegis: also very much up and running in May 2021. New York: SDNY jurisdiction We don’t need no stinkin’ SAR’s. Aegis prolific OTCM/NASDAQ shell money launderer Aegis Capital Corporation (sec.gov)¶
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No. 3-18412 ORDER INSTITUTING ADMINISTRATIVE PURSUANT TO SECTIONS 15(b) AND 21C¶
EFTA00082728¶
OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(e) OF THE INVESTMENT ADVISERS ACT OF 1940, - SEC.gov | HOME¶
3 As a result of the foregoing, Aegis willfully 2 violated Exchange Act Section 17(a) and Rule 17a-8 thereunder. RESPONDENT Aegis is a dually-registered investment adviser and broker-dealer with multiple branches¶
Well known to the SEC/FINRA: WHO were the customers?¶
Who were the executing BD/MM’s? MORE SEC “penny stock trading fairies” of course. NOPE: NITE. WHY are all entities once again UN Named?¶
Robert_Eide.pdf (finra.org)¶
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS - FINRA.org¶
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DISCIPLINARY PROCEEDING NO. 2011026386002 HEARING OFFICER: MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the¶
Orders Accepting Offers of Settlement - Aegis Capital Corp., Charles Smulevitz, Kevin McKenna (finra.org)¶
Complainant, Hearing Officer Rochelle S. Hall Department of Enforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital Corp. SETTLEMENT Date: August 3, 2015 Respondents. INTRODUCTION - FINRA.org¶
another F11”4RA member and registered with FINRA, through the firm, in several capacities, including as a GSR and GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses¶
Kevin Mckenna and Robert Eide (sec.gov)¶
Kevin Mckenna and Robert Eide - SEC.gov | HOME¶
3 As a result of the foregoing, McKenna willfully 2 aided and abetted and caused Aegis’ violations of Exchange Act Section 17(a) and Rule 17a-8 thereunder and Eide was a cause of Aegis’ violations.¶
EFTA00082729¶
Stetson: Honig side kick. Therapix now SciSparc. Still Israel Beginning on pg 10 of the SciSparc SEC approved and reviewed registration¶
https://www.sec.gov/Archives/edgar/data/1611746/000121390021022427/ea139707-¶
f1_scisparcltd.htm#a_009¶
20 Raul Wallenberg Street, Tower A, Tel Aviv 6971916, Israel. Tel: (+972) (3) 610-3100 : Puglisi & Associates.¶
850 Library Ave., Suite 204. Newark, DE 19711¶
Sellers include:¶
Aegis CEO Robert Eide Pension Plan: NOW that is f’n funny¶
Hoboken restraunteur Rohit Bawa¶
NYC Restaurateur Revamping Former Liberty Bar Site | Jersey Digs¶
NYC Restaurant Revamping Former Liberty Bar Site | Jersey Digs¶
The building itself was designed by Minervini Vandermark and will be four stories of concrete construction. The residential component will consist of three separate 3-bedroom, 2-bathroom units, each occupying one floor.¶
jerseydigs.com¶
Connecticuit distributor Michael Bozzuto¶
Contact | Bozzutos.com¶
Contact | Bozzutos.com¶
Connect With One of Our Teams. We value your feedback. Let us know what’s on your mind and how we can serve you better. Please select a department on the left to send a message directly to the team you would like to reach.¶
and, prolific Bag Man Michael Bigger¶
Bigger Capital¶
EDGAR Search Results (sec.gov)¶
AND many more¶
AND many more¶
More on New York based Bigger Capital coming¶
Of course, Aegis has a BOOMING wealth Management business¶
| EFTA00082730 | | :--- | :--- |¶
This is a simple Markdown document with no headings or paragraphs. It contains just one line of text.¶
How many related party transactions in this SEC reviewed Therapix F1?¶
https://www.sec.gov/Archives/edgar/data/1611746/000121390016017994/ff12016_therapixbio.htm#a_017¶
| Next up: SciSparc |
| Aegis "Investment banking" has ties to Israeli military |
| Isaac Livni-EIDE: related? |
| Investment Banking Team - Aegis Capital Corp.(aegiscapcorp.com) |
Aegis just did an SEC approved offering for Meten EdtechX Education Group China¶
EDGAR Search Results (sec.gov)¶
Brought to the US public/NASDAQ by the same Bag Man who brought Hwang/Archegos money laundering shell GSX to the US/NASDAQ¶
Puglisi and Associates:Delaware¶
https://www.sec.gov/Archives/edgar/data/1796514/000121390020018525/ea124386-f1_metenedtech.htm¶
Form F-1.(sec.gov)¶
Some reports I’ve read suggest the SEC won’t investigate Archegos/Hwang because it lacks “jurisdiction”. Perhaps Ms Hodgman/Strzok can clarify for us.¶
Recall: Honig,Stetson/Frost/Alpha Cap (my TCR). As I REPEATEDLY told the SEC: multi BILLIONAIRE Frost didn’t risk it all to make a few million. He/they were laundering¶
8 (EIGHT) YEARS after submitting my NITE/UBS TCR with the SEC, Alpha Capital Anstalt is very much up and running in 2021¶
EDGAR Search Results (sec.gov)¶
For His part: Frost bought Ladenberg from Icahn/Lorber/ et al: Vector/New Valley AFTER Ladenberg had bought Icahn’s former firm Gruntal. Gruntal: SAC,Sater,Feinberg, Icahn: MILKEN¶
| Archegos and Greensill: Credit Suisse. |
| Credit Suisse is controlled by Milken flunkies. Including the Risk Officer who quietly stepped down. |
| Greensill: Jim Justice: Magna/Sason/Saviola/Sichenzia: SDNY/NY Supreme Court |
| I suspect there will be no SEC investigation of Credit Suisse. Ms Hodgman Strzok is an expert at criminal obstruction. |
| Pretty good, eh? |
| It's a gift really |
Cheers!¶
Christopher J Dilorio¶
Whistleblower Extraordinaire¶