Emails from a whistleblower alleging SEC corruption and money laundering, July 2021

EFTA00080688¶

From: Chris Dilorio <¶

Sent: Friday, July 23, 2021 6:45 AM¶

Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix¶

SDNY, NY Supreme Court, NJ Judges et al¶

EFTA00080689¶

still MORE examples of SEC criminal obstruction and corruption. Carefully designed “complaints” that tell only part of the story INTENTIONALLY guaranteeing the illegal activity continues. Also designed to cover up SEC corruption while screwing the whistleblower who caught them: ME. Recall: the above referenced Oppenheimer AML preliminary Denial of award by Norberg et al: “SEC Staff never saw Mr Dilorio’s information” only AFTER using my information for 5 (FIVE) years. Not just impossible but criminal as well.¶

More¶

Dick Best, Ms Mehtaban: SEC New York bullshit Cemtrex/Govil et al complaint ripped to shreds by yours truly: $7 million in “mis appropriated funds yet just $670k disgorgement: Money laundering acknowledged. Of course: no mention of money laundering in the complaint.¶

No mention of the Cemtrex PUBLIC announcement with SEC filings unsolicited “take over” of contract manufacturer Key Tronic in September 2017. AND, Key Tronic public announcement with SEC filings response. Where Key Tronic details Cemtrex as an out right fraud.¶

Related party transactions with NY based Vicon Industries: buying a position already sold in another SEC reviewed offering. ALSO Money laundering¶

Prolific Bag Man Fife and Bag Man Ayrton: MY INFORMATION “investing” in Cemtrex in 2019: They BOTH knew Cemtrex was a money laundering shell. As did the other sophisticated “investors” like Cerberus and several others I detailed below: money laundering¶

Then there’s this SEC filing for Cemtrex filed in August 2018: almost 1 year after the scathing Key Tronic public response:¶

ANOTHER public offering¶

https://www.sec.gov/Archives/edgar/data/1435064/000149315218012460/ex99-2.htm¶

SEC¶

Cemtrex Announces Pricing of Public Offering of Common Stock . Farmingdale, NY (August 22, 2018) – Cemtrex, Inc. (NASDAQ: CETX, CETXP, CETXW), a leading technology and manufacturing company, announced today the pricing of its previously announced underwritten public offering of 1,000,000 shares of common stock at a public offering price of $1.65 per share for total gross proceeds of $1,650,000.¶

www.sec.gov¶

This offering was the result of a shelf Cemtrex filed and the SEC approved on June 5 2017 EDGAR Filing Documents for 0001493152-17-006182 (sec.gov)¶

This shelf like hundreds others I have detailed should have been pulled by the SEC given the Key Tronic public response to Cemtrex in September 2017. IF the SEC was actually interested in protecting the public as it is mandated to do.¶

NOPE¶

WHO underwrote the August 2018 Cemtrex public offering?¶

Aegis¶

SEC.gov | Broker-Dealer Admits It Failed to File SARs¶

SEC.gov | Broker-Dealer Admits It Failed to File SARs¶

Broker-Dealer Admits It Failed to File SARs. FOR IMMEDIATE RELEASE 2018-50 Washington D.C., March 28, 2018 —¶

EFTA00080690¶

www.sec.gov¶

In march 2018, Aegis ADMITTED to facilitating money laundering in publicly traded shells.¶

5 months later, they do an offering in Cemtrex. 1 year later, Fife, Ayrton, Cerberus et al do more “investing” in Cemtrex. How many AML red flags were ignored by Fife et al when they “invested” in Cemtrex? How many AML red flags did Best,Mehraban et al intentionally omit from their Cemtrex/Govil “complaint”?¶

WHO executed the Aegis and other trades in Cemtrex,Vicon etc ?¶

From the carefully constructed Best,Mehrban, SEC NY complaint the track record clearly points to Mehraban Paul Weiss mentor Dougie Large and Knight/KCG/VIRT: NITE.¶

and NOT the “penny stock trading fairies”. A page out of the BBH AML complaint as well as the UBS and Opco corrupt SEC playbook. Because as my irrefutable evidence: the record clearly shows: the core business at Knight/KCG/VIRT:NITE is and always has been: illegal naked shorting OTCM (and other) publicly traded shells to facilitate money laundering and tax evasion.¶

As I have also detailed at great length in my correspondence with the SEC: NITE can NOT rely on third parties like Aegis as a substitution for its own compliance due diligence. What does NITE compliance do exactly except look the other way, also ignore glaring red flags, and NOT file ANY SAR’s. SEC NY/Best/Mehrban have been corruptly obstructing investigations into my claims for years. These massive ongoing frauds are a direct result. The corrupt and criminal denials of my award claims with the OWB also play a key role in the SEC ACTIVELY facilitating this illegal activity. It is literally IMPOSSIBLE that the SEC investigators “never saw Mr Dilorio’s information”. For several reasons:¶

The attached stated SEC procedures for handling whistleblower submissions.¶

The stated testimony to Congress that the OWB is the primary point of contact between whistleblowers and the Commission.¶

My extensive correspondence: THE RECORD.¶

SEC IG Hoecker, I am STILL eagerly waiting for your office to interview me based on stated procedures you yourself wrote in conducting thorough investigations. The evidence is irrefutable:¶

The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, massive, ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME.¶

It has been 1 1/2 years since I filed an appeal for the Oppenheimer award denial. While I was waiting,¶

Norberg/Pasquinelli et al issued a fraud denial for the FINRA/SEC/FINCEN UBS AML complaint. As I have shown, MANY within the SEC had my information. Including SEC NY. Which is why the SEC corruptly moved the handling of the complaint to the SEC LA. While never bringing ANY individual complaints against UBS San Diego brokers.¶

The UBS trading activity: My information¶

UBS acknowledged in the complaint by the SEC,FINRA,FINCEN as never shutting down its cross border business per the 2010 DoJ dropping its DPA: also mv information.¶

Not just impossible that “SEC staff never saw Mr Dilorio’s information”¶

But CRIMINAL as well.¶

Cheers!¶

Christopher J Dilorio¶

Whistleblower Extraordinaire¶

From: Chris Dilorio <¶

Sent: Tuesday, July 20, 2021 8:36 AM¶

To:¶

EFTA00080691¶

Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix¶

SDNY, NY Supreme Court, NJ judges et al¶

Welcome to my world.¶

Dick “BBH all entities un named FINRA AML Complaint” Best and Paul Weiss alumna Lara Shalov Mehraban et al: SEC NY do NOT disapoint¶

SEC.gov | SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies¶

SEC.gov | SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies¶

EFTA00080692¶

SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies. FOR IMMEDIATE RELEASE 2021-132 Washington D.C., July 19, 2021 —¶

www.sec.gov¶

Aron Govil: Cemtrex and Telidyne: "Govil flooded the market with paid for buy recommendations for cemtrex stock and made false claims about Telidyne development of mobile apps that would facilitate crypto currency transactions and help combat the coronavirus"

Let that sink in for a minute.

Telidyne: fka Americom Networks International, Highland Ridge Inc, TEC Technology Inc

EDGAR Search Results(sec.gov)

at all times: SEC reporting. with multiple approved offerings¶

Most of the time:New York based¶

Chinese money laundering shell¶

TEC Technology, Inc.: Form 10-K - Filed by newsfilecorp.com (sec.gov)¶

TEC TECHNOLOGY, INC. - sec.gov¶

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 . FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF¶

www.sec.gov¶

Cemtrex: Brooklyn based Electronics Manufacturing Services (EMS) entity EDGAR Search Results (sec.gov)¶

Did Dick Best et al SEC NY ever actually visit Cemtrex: EMS: HQ where all that contract manufacturing takes place?¶

<Bond Collective | Greenpoint¶

Bond Collective | Greenpoint¶

276 Greenpoint Ave Brooklyn, NY 11222. Spanning a floor-through of the Leviton factory building, our Greenpoint location is spacious, sun-filled and conveniently situated one block from the G train and NYC Ferry.¶

www.bondcollective.com¶

conspicuously absent from the Dick Best, Mehraban et al SEC NY complaint as usual: Money laundering In September 2017, Govil/Cemtrex announced an “acquisition” of Key Tronics. Key Tronics actually IS in the EMS space¶

SEC reviewed filings and everything¶

https://www.sec.gov/Archives/edgar/data/1435064/000149315217012469/ex99-5.htm¶

EFTA00080693¶

EDGAR Filing Documents for 0001493152-17-012469 (sec.gov)¶

https://www.sec.gov/Archives/edgar/data/1435064/000149315217012469/forms4a.htm#a_014¶

What followed is absolutely astounding. Even for the grossly corrupt SEC: here is the Key Tronic official response to the Cemtrex/Govil “acquisition” announcement¶

Keytronic Comments On Cemtrex Release – Keytronic Contract Manufacturer¶

Keytronic Comments On Cemtrex Release – Keytronic Contract Manufacturer¶

KEY TRONIC CORPORATION COMMENTS ON CEMTREX RELEASE Spokane Valley, WA — September 15, 2017 — On September 13, 2017, Key Tronic Corporation (Nasdaq:KTCC), a provider of electronic manufacturing services, became aware of a press release issued by Cemtrex, Inc. (“Issuer”) on September 13, 2017 regarding its purported exchange offer for the outstanding shares of common stock of Key […]¶

www.keytronic.com¶

There is a LOT the SEC had in its possession with this release. But, I would highlight the following point:¶

“Key Tronic has never encountered Issuer (Cemtrex) in the Electronic Manufacturing Services (EMS) market space nor was Key Tronic aware of Issuer (Cemtrex) existence before Issuer (Cemtrex) filed a registration statement (with the SEC) regarding this purported offer”¶

That was September 15, 2017. WHY isn’t this little tidbit in the Dick Best/SEC NY complaint?¶

OH, but there is MUCH MUCH MORE.¶

Key Tronic is very much up and running as an independent company today:¶

EDGAR Search Results (sec.gov)¶

Then there’s this:¶

“Cemtrex acquires 46% of Vicon Industries”¶

Vicon: Hauppauge NY¶

EDGAR Search Results (sec.gov)¶

This “acquisition” took place on/around March/April 2018¶

EDGAR Filing Documents for 0001493152-18-004566 (sec.gov)¶

In January 2018 the SEC approved an offering of 9 million shares owned by an entity called NIL Funding Corp (too funny) in Vicon Industries¶

Document (sec.gov)¶

NIL is an affiliate of InterTech Group and controlled by Vicon Chairman Julian Tiederman InterTech Group¶

EDGAR Search Results (sec.gov)¶

NIL Funding/ Vicon Chairman Tiedemann supposedly loaned $5 million+ to Vicon Industries: related party transaction: which of course was converted to worthless certs and dumped on the public in an SEC approved offering.¶

EFTA00080694¶

So, HOW did Cemtrex “acquire” %46 of Vicon Industries?¶

by purchasing the NIL Vicon position AFTER it was sold to the public from NIL of course¶

https://www.sec.gov/Archives/edgar/data/310056/000149315218004566/ex99-1.htm¶

Let’s pause there to make sure EVERYONE knows what took place here:¶

Fraud related party notes converted and sold to the public in Vicon:NIL Funding: January 2018¶

Cemtrex claims %46 ownership in Vicon in March/April 2018 after purchasing the SAME NIL Funding position sold in the January 2018 SEC approved Vicon offering¶

Then,¶

Cemtrex selling the same NIL Funding position in Vicon in April 2018¶

https://www.sec.gov/Archives/edgar/data/1435064/000149315218005560/forms-3.htm#a_006¶

ANOTHER sham transaction:¶

Cemtrex buys certain assets of bankrupt German company Periscope¶

https://www.sec.gov/Archives/edgar/data/1435064/000149315217013756/ex10-1.htm¶

SEC.gov | HOME¶

a) The entire technical and commercial know-how attributable to the Seller’s business operations, all technical and commercial business and business secrets, procedures, products, product solutions and developments, the respective rights thereto and all embodiments of these rights, other technical documentation and certifications - as well as all rights to inventions (collectively referred …¶

www.sec.gov¶

Vicon Industries: a money laundering shell like Cemtrex voluntarily de registered with the SEC in 2019 https://www.sec.gov/Archives/edgar/data/310056/000149315219000779/ex99-1.htm¶

SEC.gov | HOME¶

EXHIBIT 99.1 . Vicon Industries, Inc. Announces Plans to Deregister Common Stock with SEC . Hauppauge, New York, January 15, 2019 – Vicon Industries, Inc. (the “Company”), a publicly-traded producer of video management systems and components (OTCQB: VCON) headquartered in Hauppauge, New York, announced today that it intends to file with the Securities and Exchange Commission (“SEC …¶

www.sec.gov¶

The SEC KNOWS Cemtrex to be a money laundering shell for years also. The Key Tronic letter SHOULD have shut down Cemtrex/Govil in 2017¶

WHY didn’t it?¶

Look who “invested” in Cemtrex in June 2019:¶

IIiad: Fife: MY TCR. MY INFORMATION AGAIN¶

EDGAR Filing Documents for 0001567619-19-013717 (sec.gov)¶

Fife not the only Bag Men in Cemtrex¶

EFTA00080695¶

also: CVI/Susquehana¶

EDGAR Filing Documents for 0001104659-21-023193 (sec.gov)¶

EDGAR Filing Documents for 0001104659-21-023193¶

CVI Investments, Inc. (Filed by) CIK: 0001649553 (see all company filings) IRS No.: 981253664 | State of Incorp.:E9 | Fiscal Year End: 1231 Type: SC 13G/ASC 13G/A¶

www.sec.gov¶

and¶

Ayrton¶

EDGAR Filing Documents for 0001493152-21-003859 (sec.gov)¶

EDGAR Filing Documents for 0001493152-21-003859¶

Ayrton Capital LLC (Filed by) CIK: 0001698148 (see all company filings) IRS No.: 000000000 | State of Incorp.:DE | Fiscal Year End: 1231 Type: SC 13G/ASC 13G/A¶

www.sec.gov¶

BOTH¶

CVI/Susquehana¶

in AQR/Trump/1MDB/Astra/Navios/ORIG/DRYS/Ari Glass etc money laundering shell Phunware EDGAR Filing Documents for 0001104659-21-027253 (sec.gov)¶

EDGAR Filing Documents for 0001104659-21-027253¶

CVI Investments, Inc. (Filed by) CIK: 0001649553 (see all company filings) IRS No.: 981253664 | State of Incorp.:E9 | Fiscal Year End: 1231 Type: SC 13G¶

www.sec.gov¶

EDGAR Filing Documents for 0001493152-21-004485 (sec.gov)¶

EDGAR Filing Documents for 0001493152-21-004485¶

Phunware, Inc. (Subject) CIK: 0001665300 (see all company filings) IRS No.: 000000000 | State of Incorp.:DE | Fiscal Year End: 1231 Type: SC 13G | Act: 34 | File No …¶

www.sec.gov¶

as well as many other money laundering shells.¶

To sum up: the SEC NY: Best/Mehraban et al Govil/Telidyne/Cemtrex complaint omits more than it SUBMITS. Intentionally. No mention of money laundering: also intentionally. The scope of the “investigation”: also¶

EFTA00080696¶

INTENTIONALLY limited. This was yet another attempt to cover up a massive SEC failure made possible by criminal obstruction and corruption related to my claims.¶

Like ALL other money laundering shells: Fife, Ayrton etc etc know EXACTLY what these shells are: money¶

undering vehicles. The executing BD/MM’s like NITE,CDEL etc know also.¶

MORE irrefutable evidence that the SEC ACTIVELY facilitates massive, ongoing, multiple frauds on the public it is mandated to protect to the benefit of the criminals who own them at the expense of the public it is mandated to protect while screwing the whistleblower who caught them: ME.¶

BTW Dick Best and Ms Mehraban et al: “Govil misappropriated more than $7 million”¶

yet, disgorgement of $670K?????¶

AGAIN: money laundering explained and acknowledged.¶

More fraud on the SDNY courts. Quickly settled by SEC in cover up.¶

Cheers!¶

Christopher J Dilorio¶

Whistleblower Extraordinaire¶

From: Chris Dilorio <¶

Sent: Sunday, July 18, 2021 10:24 AM¶