EXHIBIT A: LEON BLACK / ROTHSCHILD GROUP TRANSACTIONS¶
| DATE | PAYER | RECIPIENT | AMOUNT | BATES # |
|---|---|---|---|---|
| 10/15/2013 | Leon and Debra Black | Southern Trust Company, Inc. | $8,500,000 | DB-SDNY-0002962 |
| 12/18/2013 | Black Family Partners, LP c/o Apollo Management | Southern Trust Company, Inc. | $10,000,000 | DB-SDNY-0003484 |
| 4/25/2014 | Leon and Debra Black | Southern Trust Company, Inc. | $5,000,000 | DB-SDNY-0003819 |
| 4/25/2014 | Black Family Partners, LP c/o Apollo Management | Southern Trust Company, Inc. | $5,000,000 | DB-SDNY-0003819 |
| 4/29/2014 | Leon and Debra Black | Southern Trust Company, Inc. | $15,000,000 | DB-SDNY-0003819 |
| 7/15/2014 | Narrow Holdings LLC c/o Elysium Management | Southern Trust Company, Inc. | $20,000,000 | DB-SDNY-0004009 |
| 10/16/2014 | Leon and Debra Black | Southern Trust Company, Inc. | $7,000,000 | DB-SDNY-0004172 |
| 10/16/2014 | Black Family Partners, LP c/o Apollo Management | Southern Trust Company, Inc. | $13,000,000 | DB-SDNY-0004172 |
| 10/22/2014 | Leon and Debra Black c/o Apollo Management | Southern Trust Company, Inc. | $2,000,000 | DB-SDNY-0004173 |
| 10/22/2014 | Black Family Partners, LP c/o Apollo Management | Southern Trust Company, Inc. | $3,000,000 | DB-SDNY-0004173 |
| 10/13/2015 | Leon and Debra Black c/o Apollo Management | Southern Trust Company, Inc. | $5,000,000 | DB-SDNY-0004990 |
| 10/13/2015 | Black Family Partners, LP c/o Apollo Management | Southern Trust Company, Inc. | $5,000,000 | DB-SDNY-0004990 |
| 10/14/2015 | BV70 LLC | Gratitude America, Ltd. | $10,000,000 | DB-SDNY-0004999 |
| 12/17/2015 | Edmond de Rothschild (Suisse) SA Geneva, Switzerland | Southern Trust Company, Inc. | $10,000,000 | DB-SDNY-0005122 |
| 12/18/2015 | Black Family Partners, LP | Southern Trust Company, Inc. | $10,000,000 | DB-SDNY-0005122 |
| 12/21/2015 | Benjamin Edmond de Rothschild | Southern Trust Company, Inc. | $14,999,980 | DB-SDNY-0005122 |
| 12/30/2015 | Leon and Debra Black c/o Apollo Management | Southern Trust Company, Inc. | $10,000,000 | DB-SDNY-0005123 |
| 3/31/2017 | BV70 LLC | Plan D, LLC | $22,500,000 | DB-SDNY-0006113 |
| 4/17/2017 | BV70 LLC | Plan D, LLC | $8,000,000 | DB-SDNY-0006197 |
| 4/25/2017 | Leon and Debra Black c/o Apollo Management | Southern Trust Company, Inc. | $8,000,000 | DB-SDNY-0006240 |
| 10/2/2018 | Plan D, LLC | BV 70th LLC¹ | $10,000,000 | DB-SDNY-0007669 |
1 Please note that the account statement for this transaction lists the entity as “BV 70th LLC” instead of “BV70 LLC.¶
EFTA00080260¶
EXHIBIT B: TRANSACTIONS INVOLVING HEDGE / INVESTMENT FUNDS¶
| DATE | PAYER | RECIPIENT | AMOUNT | BATES # |
|---|---|---|---|---|
| 5/2/2014 | Southern Financial LLC | Boothbay Multi Strategy Fund LP | $10,000,000 | DB-SDNY-0003845 |
| 5/14/2014 | Southern Financial LLC | Barack Ferrazzano Kirschbaum and Nagelberg Client Fund² | $99,999 | DB-SDNY-0003846 |
| 7/2/2014 | Southern Financial LLC | Joichi Ito | $250,000 | DB-SDNY-0003972 |
| 8/4/2014 | Tudor Futures Fund | Southern Financial LLC | $12,826,541 | DB-SDNY-0004032 |
| 8/8/2014 | Tudor Futures Fund | Southern Financial LLC | $677,400 | DB-SDNY-0004032 |
| 9/9/2014 | Southern Financial LLC | Joichi Ito³ | $500,001 | DB-SDNY-0004084 |
| 1/21/2015 | Southern Trust Company, Inc. | Valar Global Fund II LP | $150,000 | DB-SDNY-0004346 |
| 2/12/2015 | Southern Trust Company, Inc. | Valar Global Fund II LP | $900,000 | DB-SDNY-0004412 |
| 3/12/2015 | Southern Financial LLC | Joichi Ito⁴ | $250,000 | DB-SDNY-0004441 |
| 3/30/2015 | Southern Trust Company, Inc. | Valar Global Fund II LP | $2,700,000 | DB-SDNY-0004487 |
| 4/13/2015 | Southern Financial LLC | Neoteny 3, LP | $1,000,000 | DB-SDNY-0004518 |
| 6/30/2015 | Southern Financial LLC | Boothbay Absolute Strategies Fund LP | $2,000,000 | DB-SDNY-0004675 |
| 7/24/2015 | Southern Trust Company, Inc. | Valar Global Fund II LP | $600,000 | DB-SDNY-0004790 |
| 7/28/2015 | Southern Financial LLC | Boothbay Absolute Strategies Fund LP | $7,000,000 | DB-SDNY-0004745 |
| 8/5/2015 | Joichi Ito | Southern Financial LLC | $483,915 | DB-SDNY-0004815 |
| 9/24/2015 | Southern Trust Company, Inc. | Valar Global Fund II LP | $1,950,000 | DB-SDNY-0004924 |
| 9/28/2015 | Southern Financial LLC | Boothbay Absolute Strategies Fund LP | $4,250,000 | DB-SDNY-0004881 |
| 3/1/2016 | Southern Financial LLC | Boothbay Absolute Strategies Fund LP | $10,000,000 | DB-SDNY-0005280 |
| 3/31/2016 | Southern Financial LLC | Boothbay Absolute Strategies Fund LLP | $5,000,000 | DB-SDNY-0005281 |
| 5/31/2016 | Southern Trust Company, Inc. | Honeycomb Partners LP | $20,000,000 | DB-SDNY-0005457 |
| 6/23/2016 | Southern Trust Company, Inc. | Valar Globaal Fund III LP | $250,000 | DB-SDNY-0005526 |
| 8/18/2016 | Southern Trust Company, Inc. | Valar Globaal Fund III LP | $1,250,000 | DB-SDNY-0005667 |
| 12/2/2016 | Kyara Investments I | Southern Financial LLC | $10,000 | DB-SDNY-0005882 |
| 12/12/2016 | Southern Trust Company, Inc. | Valar Globaal Fund III LP | $3,750,000 | DB-SDNY-0005932 |
$ ^{2} $ Wire details read: “Southern Financial LLC investment in Kyara Investments LLC.” See DB-SDNY-0000478.¶
$ ^{3} $ Wire details read: “subcr to Kyara Investments III, LLC to fund Blockstream Investment.” See DB-SDNY-0000478.¶
4 Wire details read: “subcr to Kyara Investment IV, LLC to fund OH2 Laboratories.” See DB-SDNY-0000478.¶
EFTA00080261¶
| DATE | PAYER | RECIPIENT | AMOUNT | BATES # |
|---|---|---|---|---|
| 1/6/2017 | Boothbay Absolute Return Strategies LP | Southern Financial LLC | $10,000,000 | DB-SDNY-0005951 |
| 4/20/2017 | Southern Trust Company, Inc. | Valar Globala Fund III LP | $3,000,000 | DB-SDNY-0006240 |
| 5/5/2017 | Southern Financial LLC | Coatue Enterprises LLC | $500,000 | DB-SDNY-0000478 |
| 7/10/2017 | Southern Trust Company, Inc. | Honeycomb Ventures I LP | $1,000,000 | DB-SDNY-0006407 |
| 7/24/2017 | Southern Trust Company, Inc. | Valar Globala Fund III LP | $4,250,000 | DB-SDNY-0006407 |
| 10/11/2017 | Southern Trust Company, Inc. | Valar Globala Fund III LP | $2,250,000 | DB-SDNY-0006652 |
| 1/5/2018 | Southern Trust Company, Inc. | Valar Globala Fund III LP | $1,500,000 | DB-SDNY-0006901 |
| 1/12/2018 | Southern Financial LLC | Coatue Enterprises LLC | $500,000 | DB-SDNY-0006847 |
| 2/15/2018 | Southern Trust Company, Inc. | Valar Globala Fund III LP | $500,000 | DB-SDNY-0006985 |
| 2/21/2018 | Blockchain Capital IV, LP | The 2017 Caterpillar Trust | $10,500,000 | DB-SDNY-0006982 |
| 2/21/2018 | Blockchain Capital III Digital Liquid Venture Fund, LP | The 2017 Caterpillar Trust | $2,625,000 | DB-SDNY-0006982 |
| 2/21/2018 | Blockchain Capital Parallel Fund IV, LP | The 2017 Caterpillar Trust | $1,875,000 | DB-SDNY-0006982 |
| 4/20/2018 | Neoteny 3 LP | Southern Financial LLC | $30,000 | DB-SDNY-0007110 |
| 6/1/2018 | Southern Trust Company, Inc. | Valar Globala Fund III LP | $1,750,000 | DB-SDNY-0007348 |
| 6/13/2018 | Southern Financial LLC | Coatue Enterprises LLC | $500,000 | DB-SDNY-0007289 |
| 6/27/2018 | Southern Trust Company, Inc. | Honeycomb Partners LP | $10,000,000 | DB-SDNY-0007348 |
| 6/28/2018 | Southern Trust Company, Inc. | Honeycomb Partners LP | $5,000,000 | DB-SDNY-0007348 |
| 9/5/2018 | Kyara Investments I | Southern Financial LLC | $11,392 | DB-SDNY-0007568 |
| 9/28/2018 | Southern Trust Company, Inc. | Honeycomb Partners LP | $8,000,000 | DB-SDNY-0007623 |
| 11/20/2018 | Southern Financial LLC | Coatue Enterprises LLC | $500,000 | DB-SDNY-0007748 |
| 1/8/2019 | Southern Trust Company, Inc. | Valar Globala Fund III LP | $2,500,000 | DB-SDNY-0007987 |
| 3/13/2019 | The 2017 Caterpillar Trust | Honeycomb Ventures IV LP | $10,000,000 | DB-SDNY-0008151 |
| 3/28/2019 | Southern Trust Company, Inc. | Honeycomb Partners LP | $10,000,000 | DB-SDNY-0008154 |
| 4/17/2019 | Southern Trust Company, Inc. | Valar Globala Fund III LP | $1,500,000 | DB-SDNY-0008222 |