EFTA00079675¶
WASHINGTON - The Financial Industry Regulatory Authority (FINRA) announced today that it has fined three firms a total of $900,000 for failing to establish and implement adequate anti-money laundering (AML) programs and other supervisory systems to detect suspicious transactions.¶
Related to the billions of OTCM money laundering shells traded through World Trade, the BD SRO FINRA requested information from Keener related to his assignments and acquisition of bogus convertible notes including bank statements to prove the notes weren’t bogus. Keener told FINRA to ‘F Off”¶
https://www.finra.org/sites/default/files/OHODecision/p182993_0_0.pdf¶
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS¶
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA¶
FINRA barred Keener/JMJ in 2013 as a “Bad Actor”¶
The SEC was certainly aware of the FINRA action https://www.sec.gov/litigation/opinions/2012/34-68014.pdf¶
As recently as 2019 Bag Man Keener/JMJ was involved in ANOTHER money laundering shell called Blink Charging fka New Image Concepts¶
https://www.sec.gov/cgi-bin/browse-edgar?¶
action=getcompany&CIK=0001429764&owner=exclude&count=40&hidefilings=0¶
https://www.sec.gov/Archives/edgar/data/1429764/000114420419004046/0001144204-19-004046-index.htm¶
EDGAR Filing Documents for 0001144204-19-004046¶
Blink Charging Co. (Subject) CIK: 0001429764 (see all company filings) IRS No.: 030608147 | State of Incorp.:NV | Fiscal Year End: 1231 Type: SC 13G/A | Act: 34 …¶
New Image Concepts was detailed by the SEC in their Jaclin et al “Shell factory” complaint in 2016. PRIOR to Keener involvement.¶
https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf¶
Case No. 2:16-cv-03250¶
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document 1 Filed 05/12/16 Page 1 of 45 Page ID #:1 AMY JANE LONGO, Cal …¶
EFTA00079676¶
But Keener not the only 1 involved who knew New Concept was a money laundering shell. CEO of Blink is Michael Farkas. SEC knows him well from his Skyway Communications days. The SEC revoked the registration of Farkas/Skyway in 2007 https://www.sec.gov/cgi-bin/browse-edgar? action=getcompany&CIK=0001128723&owner=exclude&count=40&hidefilings=0¶
The CFO of Blink is Jonathan New. Formerly CFO of the AQR/Crede: Milken money laundering/Transaction laundering blank check shell: Cazador/Arco: Net Element¶
A director of Blink is a guy named Donald Engel who worked at Drexel with Milken.¶
New Concepts was HQ’d in Santa Monica: Milken¶
But it gets better¶
the Jaclin shell factory also linked to Honig,Stetson,Alpha Cap, Frost as well¶
http://www.teribuhl.com/2019/08/06/honigs-shell-factory-attorney-gregg-jaclin-barred-as-sec-lawyer/¶
Honig’s Shell Factory Attorney Gregg Jaclin Barred as SEC lawyer - TERI BUHL¶
Your Voice. High Times Admits SEC Filing is Wrong: Stormy Simon off the Board - L.A. Cannabis News on Text messages show Cannabis investors Defrancesco & Serruya allegedly Colluded with Clarus Securities’ Christodoulis in Multiple Stocks; High Times Admits SEC Filing is Wrong: Stormy Simon off the Board -¶
Where the SEC said multi billionaire Frost risked ALL to make a few million. NO, Frost,Alpha (also in my attached TCR), Stetson, Honig were LAUNDERING. Frost bought Ladenburg from Milken flunkie Icahn AFTER Icahn rolled Gruntal int Ladenburg. Gruntal: Icahn,Sater,SAC,Feinberg et al: Milken The SEC intentionally omitted a Honig/Stetson shell from this complaint: Millenium Bio/Inergetics linked to Trump Cleveland fundraiser and healthcare fraud felon: Brian Colleran In typical SEC “cover up”, revoked the Millenium/Inergetics registration in 2019. https://www.sec.gov/cgi-bin/browse-edgar?¶
action=getcompany&CIK=0000072170&owner=exclude&count=40&hidefilings=0¶
Finally,¶
SEVEN F’n Years AFTER FINRA barred (not exactly) Keener/JMJ and my Berger TCR filed with your office Janey, The SEC is going after Keener/JMJ related to my information AGAIN¶
17.5 BILLION shares of money laundering penny stocks.¶
https://www.sec.gov/litigation/litreleases/2020/lr24779.htm¶
Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020)¶