Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix¶
Date: Wed, 28 Jul 2021 16:15:45 +0000¶
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; OpcoDenial.pdf; Cifu.jpg; Blostein.jpg; KCGMarch2017.jpg; FINRA.jpg¶
SDNY/NY Supreme Court/NJ Judges et al Speaking of fraud mergers¶
EFTA00070950¶
The SEC/Jefferies/Goldman/JP Morgan et al fraud merger between Virtu and KCG never should have happened. In addition to my extensive correspondence: the record detailing this massive SEC facilitated fraud:¶
Clayton/Sull Crom/Jared Fishman conflicts not disclosed. Clayton SHOLD have recused himself AND the fact that Cifu never “published” the KCG 2Q2017 financials even though KCG was an SEC reporting company until the transaction closed on 7/31/2017. Information certainly material to the investing public in evaluating the transaction. Of course, the SEC let Cifu do this. WHY? Because Cifu, with the blessing of the SEC wrote down more than $4 BILLION in leverage from the KCG balance sheet: open naked short fails. half of which were fraudulently booked as “assets”. See my TCR attached¶
MORE SEC facilitated fraud related to the VIRT/KCG fraud transaction: NO S4 filed by either KCG OR VIRT. WHY? Because Cifu would have had to “publish” those KCG 2Q 2017 financials showing where this “leverage” was written down.¶
Again: the SEC is a grossly corrupt, criminal organization actively facilitating multiple, massive, ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME¶
KCG¶
EDGAR Search Results (sec.gov)¶
VIRT¶
EDGAR Search Results (sec.gov)¶
NO S4¶
I’ve attached the corrupt SEC OWB OpCo preliminary denial issued in April 2020:¶
“SEC staff never saw Mr Dilorio’s information”¶
a blatant and egregious lie for several reasons detailed by me. Not just impossible. But: ILLEGAL¶
| OpCo implicates NITE and UBS. This is why the corrupt OWB: Norberg denied my UBS award application as well: my information. UBS was NEVER in compliance with the terms of the cross border DoJ DPA when they dropped charges in 2010. This was acknowledged by the SEC,FINRA,and FINCEN in the complaint. SEC enforcement/SEC NY had my information well in advance of the complaint being filed. AND 2 IRS CI Agents: Vikas Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me in April 2016.The SEC LA had no jurisdiction.UBS San Diego:K2 was a canard to deny my award. There were NO individuals in the UBS San Diego:K2 office in ANY of the complaints.SEC NY had jurisdiction.Sec NY had my information.In addition to Kevin Goodman and the OWB as well as others. |
1 1/2 years later: I have STILL not received an appeal determination in OpCo.¶
“Staff never saw Mr Dilorio’s information” in both OpCo and UBS is a criminal act. Blatant and egregious.¶
No S4 filed in the VIRT/KCG transaction is further evidence of corrupt, criminal SEC fraud.¶
Cheers!¶
Christopher J Dilorio¶
Whistleblower Extraordinaire¶
From: Chris Dilorio¶
Sent: Sunday, February 28, 2021 7:24 AM¶