EFTA00070126¶
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix¶
SDNY/NY Supreme Court Judges et al:¶
The interconnectedness of my claims on display AGAIN¶
Per my 2013 TCR criminally obstructed by McKessy/Norberg et al: WHY do $50 billion Swiss banks trade OTCM Pink penny and fractional penny stocks? The record is irrefutable: FINRA/SEC/FINCEN using my information: these publicly traded shells are the perfect money laundering vehicle. Absolutely IRREFUTABLE. WHY do firms like NITE and CDEL trade the same OTCM Pink shells? Abusive, illegal naked shorting to facilitate this illegal activity. Virtually riskless. VERY profitable. NONE of this happens without a willing executing criminal BD like NITE converting worthless certs to real money and dumped on the investing public the SEC is MANDATED to protect. ACTIVELY facilitated and perpetuated by the grossly corrupt SEC: reverse splits, no CAT, Obligation Warehouse: circumvent close outs of Rule 204, rarely revoked registrations, outsourcing the entire OTCM to the BD SRO FINRA, etc etc etc. I made the link between the money laundering and the illegal, abusive naked shorting. This is and always has been the core business at Knight/KCG/VIRT:NITE. ALL money laundering can be reverse engineered from the executing BD/MM level. The cash register.¶
What we are seeing in GME is a rounding error compared to the fails and illegal naked shorting in the OTCM.¶
EFTA00070127¶
As I have also repeatedly said: the only difference between a money laundering OTCM Pink shell and a NASDAQ SPAC is the amount of money being laundered. Also on display real time as I have detailed. As with Swiss banks and penny/fractional penny stocks: WHY do giant Quant Hedge Funds like AQR facilitate so many fraud blank check shell transactions? CERTAINLY does not fit the investment thesis of a firm run by Phd’s.¶
WHY does giant PE/Real Estate firm Apollo play Fisker SPAC? WHY did Goldman,JPM,Jefferies et al bail out NITE more than once? WHY has the SEC repeatedly bailed out criminal NITE?¶
The most recent Earnings call for NITE was remarkable: SELL SIDE is actually doing what it’s supposed to do and questioning NITE/Cifu lack of transparency particularly in the last few years. This has been going on for some time detailed by me and blessed by the SEC. This lack of transparency is designed to conceal from the public the true nature of the core NITE business: illegal, abusive naked shorting OTCM publicly traded shells to facilitate money laundering. Until now, the Sell Side turned a blind eye/ also intentionally misled the public by omitting these share volumes from their models. These share volumes have been the subject of other SEC/FINRA actions. But, somehow NITE has avoided such actions. INEXPLICABLE. The SEC/FINRA have done everything in their power to protect NITE. WHY? Because they bailed out a known criminal entity in 2012 and have been criminally and corruptly covering up this irrefutable fact ever since. As a result: The illegal activity has continued un abated. Then in 1Q2021, the activity hit a level not even dreamt of. It has been a well orchestrated and massive SEC facilitated fraud on the public the SEC is mandated to protect. A key player in this massive fraud is the corrupt SEC IG Carl Hoecker who not only has criminally and corruptly obstructed an investigation of my extremely serious allegations, Hoecker has also criminally obstructed Congress from executing its oversight of the SEC.¶
These corrupt, criminal, ongoing frauds have also found their way into the SDNY and NY Supreme Courts as I have detailed. Mr Kamensky is most definitely NOT on the SEC/DoJ “Do not investigate list”. This can also be observed in real time. Per my correspondence: MI Acquisition: Magna/Sason: 40 Wall St with AQR/“payment processing” and felon Tommy Priore: ICP:SDNY.¶
There is a straight and direct line between ICP/Priore and the Degenerate Milken as well as the corrupt SEC/SDNY Kamensky “sting” that goes beyond the degenerate Milken flunkie Handler/Jefferies. Where¶
Praised the work of the SEC. As I have previously detailed: Ares Management: Neiman Marcus: Tony Ressler: Milken/ Drexel degenerate flunkie has built quite the monstrosity. A little PE. A little Real estate. But the 800lb gorilla at Ares: Credit. Ressler’s sister is married to Fat Leon Black. Close knit bunch for sure. Ares:¶
EDGAR Search Results (sec.gov)¶
Massive CLO manager/originator. 1 stop shop. Because as I detailed previously: now a direct lender to fraud money laundering entities like Priore/Sason/AQR et al: PRTH.¶
Because securitization drives the lending and is not a biproduct of sound credit analysis: Junk is junk REAL TIME.¶
I applaud Chair Waters and her efforts to reign in illegal trading practices detailed in my extensive record. However: non bank lenders like the massive Ares pose a systemic risk to the US financial system. CLO’s are a massive fraud on the public developed by the Milken degenerates like the sub prime and S&L’s. The SEC actually brought a complaint recently: IIG which described using CLO’s as a money laundering vehicle. The Caymans have recently cracked down also. Greensill: Credit Suisse: Milken: is another example of securitization as money laundering vehicle in sub prime factoring: Jim Justice. SBNY is also a securitization fraud: SBA.¶
Chair Waters and her Committees see the Credit Ratings Agency/SEC fraud I have also detailed.¶
My Coronavirus/repo virus: CLO correspondence: The SEC corruptly didn’t downgrade massive CLO debt in 2020. The result: issuance exploded in 2021. Non bank lenders like Ares as well as Apollo,Jefferies, Ted Virtue etc have reaped tens of millions in management fees. Who told the SEC to obstruct the proper role of the¶
EFTA00070128¶
Credit Agencies to downgrade massive CLO’s in 2020? Mr Clements knows. His garbage CLO “report” late in 2020 set the stage for the “all clear” to the SEC.¶
Oh Mr Kamensky! I only hope you sue these corrupt scumbags who ruined your life while they are treated with ZERO implications for their illegal activity by the grossly corrupt SEC/DoJ.¶
Cheers!¶
From: Chris Dilorio <¶
Sent: Tuesday, May 4, 2021 7:15 PM¶
EFTA00070129¶
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix¶
Mr “Not so Transparent” Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended. 2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS pressed @dougielarge on his lack of transparency. What is Dougie Cifu hiding? Something about “what percentage of those 4+ trillion shares of OTCM money laundering shells did NITE trade?” made Dougie squirm like the snake most already know he is.¶
Love the parting shot to Kramm/UBS:¶
“your firm would love to have our business”¶
Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript | The Motley Fool¶
Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript | The Motley Fool¶
Virtu Financial Inc (NASDAQ:VIRT) Q1 2021 Earnings Call May 4, 2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions and Answers; Call Participants; Prepared Remarks: Operator. Good day, and …¶
I fell off my chair laughing.¶
Still no questions on the balooning/insolvent balance sheet. But, hey it’s a start.¶
Ms Mehraban, Mr Williams: your former Paul Weiss colleague Dougie Cifu is feeling some heat. I know you will be gentle with him.¶
be gentle with him¶
Mr Gensler: in case you missed it: Dougie sends his best¶
Cheers!¶
Chris¶
From: Chris Dilorio <¶
Sent: Monday, May 3, 2021 2:03 PM¶
EFTA00070130¶
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix¶
SDNY/NY Supreme Court Judges.¶
I once challenge the best and brightest the SEC/DoJ/FBI/IRS CI/FINCEN have to offer. Tear me to shreds. Make an example. I haven’t been wrong about 1 single thing. NOT EVEN 1.¶
The record is simply irrefutable:¶
The latest edition of “The SEC is a grossly corrupt, criminal organization actively facilitating¶
multiple,massive,ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them:MEӦ
I refer you to the SEC Office of the Whistleblower FAQ¶
Of course, I have multiple forms copied should you prefer¶
SEC.gov | Office of the Whistleblower¶
SEC.gov | Office of the Whistleblower¶
- What information can I submit to the SEC? The SEC conducts investigations into possible violations of the federal securities laws. In general, the more specific, credible, and timely a whistleblower tip, the more likely it is that the tip will be forwarded to investigative staff for further follow-up or investigation.
EFTA00070131¶
AGAIN AGAIN AGAIN IG Hoecker et al: the “summary disposition” aka Christopher J Dilorio rule corruptly enacted by Norberg/Clayton et al was/is COMPLETE FRAUD¶
per FAQ #12 from the grossly corrupt SEC/OWB website:¶
“ALL TIPS, complaints, and referrals received by the SEC are FULLY REVIEWED BY OUR ENFORCEMENT STAFF…”¶
FURTHER¶
“Complaints that relate to an EXISTING INVESTIGATION are FORWARDED TO the STAFF WORKING ON THE MATTER.”¶
New line of inquiry.¶
I don’t see how it could be ANY MORE CLEAR IG Hoecker et al.¶
In addition to annual reports to Congress ACKNOWLEDGING the OWB as the primary contact for whistleblowers to the Commission at large, this is damning. The summary disposition rule aka Christopher J Dilorio Rule: “SEC staff never saw Mr Dilorio’s information” is complete and total FRAUD. Designed to use my information to both bring and obstruct thorough investigations while screwing me out of rightfull compensation.¶
IG Hoecker, I’m still looking forward to our first interview given the 3 (THREE) complaints I have filed with your office. The UBS Reg SHO Denial was complete fraud. The UBS FINRA/FINCEN, SEC AML Denial was complete fraud. The Opco Denial was complete fraud. ALL must be reversed. The Summary Disposition Rule/aka Christopher J Dilorio rule must be nullified RETROACTIVE to its passage as it is clearly contrary to the SEC Rules ITSELF.¶
I look forward to speaking with you Carl¶
Cheers!¶
Chris¶
From: Chris Dilorio¶
Sent: Thursday, April 22, 2021 5:57 AM¶
To:¶
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix¶
so sorry for incorrect e mail¶
From: Chris Dilorio <¶
Sent: Thursday, April 22, 2021 5:44 AM¶