EFTA00069601¶
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK¶
- FACTUAL BACKGROUND 13. At all times relevant to this Complaint, Defendant Parallax was a publicly traded company with the ticker symbol PRLX and was require d to file periodic reports with the
Parallax¶
| fka Endeavor Power/EndeavorUranium/VB Tradea money laundering shell kept up and running for more than a decadeEDGAR Search Results(sec.gov) |
A June 2019 approved offering is chock full of info. Pre COVID of course Form S-1 Registration (sec.gov)¶
Selling shareholders include:¶
EMA: detailed by me as a prolific Bag Men/women in extensive correspondence with the SEC: the record¶
EMA: 40 Wall Street: Trump¶
EDGAR Search Results (sec.gov)¶
Ionic Ventures¶
EDGAR Search Results (sec.gov)¶
Ionic is Keith Coulston. Formerly Ironridge¶
The SEC knows Ironridge well¶
Ironridge Global Partners, LLC and Ironridge Global IV, Ltd. (sec.gov)¶
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 ADMINISTRATIVE PROCEEDING ORDER INSTITUTING ADMINISTRATIVE AND CEASE -AND - DESIST PROCEEDINGS PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF I. ,URQULGJH*OREDO3 DUWQHUV //& $ ^3 $ ,URQULGJH ’ II. - SEC.gov¶
3 Ironridge Develops a Finance Model Based on the Registration Exemption Contained in Section 3(a)(10) of the Securities Act 7. In relevant part, Section 3(a)(10) of the Securities Act provides an¶
| Ironridge: like Ionic: Prolific Bag Men |
| EDGAR Search Results(sec.gov) |
| Ionic also in the AQR money laundering shell CIS/Delta/Urban Tea/Bit Bros |
| EDGAR Filing Documents for 0001753926-20-000178(sec.gov) |
EFTA00069602¶
EDGAR Filing Documents for 0001753926-20-000178¶
business address huakun times plaza, room 1118, floor 11 no. 200, erduan, east xiang fu road yuhua district, changsha city f4 410014 86 511-8673-3102¶
| Central to my AQR TCR: Russian spies and Chinese Nationals. Up and running TODAY |
| Ironridge was involved in ANOTHER AQR money laundering blank check shell in my TCR: Cereplast |
| EDGAR Filing Documents for 0001144204-12-040024(sec.gov) |
| Cereplast has also been kept up and running and has been reincarnated after bankruptcy as ANOTHER Chinese money laundering shell |
| Ironridge also NITE top traded fraud VelaTel |
| EDGAR Filing Documents for 0001144204-15-009142(sec.gov) |
| AND ANOTHER SEC fraud on the SDNY: NewLead Holdings for which I filed a separate but related TCR |
| EDGAR Filing Documents for 0001144204-14-014312(sec.gov) |
Other selling shareholders:¶
Harbor Gates Capital LLc¶
Michael Sobeck and Christina Avila: Puerto Rico¶
Sobeck is a Prolific Bag Men formerly Tangiers¶
Highlighted by me with a few NITE top traded shells like NYXIO EDGAR Search Results (sec.gov)¶
Another seller in the SEC approved Parallax S1:¶
The Cobran LLC¶
Controlled by Richard Rosenblum also Harborview Advisors NJ¶
and¶
David Stefansky.¶
Stefansky also in money laundering shell Aquamed Technologies now Nexgel EDGAR Search Results (sec.gov)¶
Stefansky controlled Aquamed/Nexgel with Nachum Stein¶
Stein is CEO/Chairman of American European Insurance¶
About | American European Insurance Group (aeiginsurance.com)¶
Aquamed/Nexgel?????¶
For his part Rosenblum is involved in OTC bb shell Innovative Payment Solutions: IPSIFka Asiya Pearls Inc, fka QPAGOS¶
EDGAR Search Results (sec.gov)¶
IPSI CTO is formerly CTO at Cyprus based/NASDAQ listed QIWI: related to my NetElement TCR. An “Investor” in IPSI is Robert Klimov/Bellridge Capital¶
| Klimov/Bellridge also in the money laundering shell Black Cactus Global Inc |
| FKA Envoy Group |
| Now BLGI Inc |
EFTA00069603¶
EDGAR Search Results (sec.gov)¶
Klimov/Bellridge/Black Cactus involved in some Paid P&D https://www.sec.gov/Archives/edgar/data/1575345/000116169718000269/exhibit_99-1.htm¶
Another seller in Parallax:¶
Digital Power Lending LLc¶
Contact – Digital Power Lending¶
Contact – Digital Power Lending¶
Get in Touch with Us. Fill out the contact form below and one of our courteous professionals will get back to you as soon as possible.¶
digitalpowerlending.com¶
DPL is a subsidiary of DPW Holdings now Ault Group Controlled by Milton Ault EDGAR Search Results (sec.gov)¶
| investor" in DPW: |
| Esousa: Michael Wachs/his ex wife: Net Element: RBL with Crede: Peizer: Wachs partner. Peizer: |
| FreeSeas/TopShips. AND Milken obstruction of justice with David"djdsol" Solomon: current CEO Goldman Sachs |
EDGAR Filing Documents for 0001104659-20-087614 (sec.gov)¶
EDGAR Filing Documents for 0001104659-20-087614¶
DPW Holdings, Inc. (Subject) CIK: 0000896493 (see all company filings) IRS No.: 941721931 | State of Incorp.:DE | Fiscal Year End: 1231 Type: SC 13G | Act: 34 | File …¶
Digital Power Lending: Newport Beach CA.¶
Oh, did I forget to mention Parallax CEO Paul Arena is well known to the SEC as well as the New Mexico Securities regulator?¶
augmecorresp041911.htm (sec.gov)¶
OTHER Paul Arena money laundering shells:¶
Augme¶
fka HipCricket,Innerspace,Modavox,Surfnet¶
Now: EPMLive. Kept up and running by the SEC¶
EDGAR Search Results (sec.gov)¶
EFTA00069604¶
Geos Communications: fka Digital Data Networks, I2 Telecom International EDGAR Search Results (sec.gov)¶
Revoked by the SEC as a shell¶
and¶
Cerus Technology Partners fka AIM Group Inc¶
EDGAR Search Results (sec.gov)¶
“COVID Disclosures”¶
ALL of the activity detailed in my claims is very much on going in July 2021 thanks to SEC criminal obstruction/corruption on display once again in the SDNY with this complaint. This complaint is yet ANOTHER fraud on the SDNY Courts and is irrefutable evidence of my serious allegations:¶
The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, massive,ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblowe who caught them: ME¶
Per the PR announcing the Parallax COVID disclosure complaint:¶
“The Commission appreciates the assistance provided by the Financial Industry Regulatory Authority”¶
Kevin Goodman: SEC OCIE BD’s was made Chief Overlord of FINRA: Goodman new title:¶
OCIE FINRA and Securities Industry Oversight (FSIO) group¶
Report from FINRA Board of Governors Meeting – September 2019 | FINRA.org¶
Report from FINRA Board of Governors Meeting – September 2019 | FINRA.org¶
WASHINGTON – FINRA’s Board of Governors met on Sept. 24-26 at FINRA’s offices in New York, where it approved six rule proposals and received several operational updates from FINRA staff.. The Board continued its engagement with key stakeholders by meeting with two officials from the Securities and Exchange Commission (SEC): Pete Driscoll, Director of the SEC’s Office of Compliance …¶
FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD’s like NITE/CDEL who own the SEC/FINRA and their PFOF/Best execution “requirements”¶
Regulatory Notice 21-23 | FINRA.org¶
Regulatory Notice 21-23 | FINRA.org¶
Summary FINRA is issuing this Notice to remind member firms of longstanding Securities and Exchange Commission (SEC) and FINRA rules and guidance concerning best execution and payment for order flow, which the SEC has defined very broadly to refer to a wide range of practices including monetary payments and discounts, rebates, or other fee reductions or credits.¶
EFTA00069605¶
No doubt a deterrent from the BD SRO FINRA where the salaries of employees are paid by the criminals they “oversee”.¶
What an absolute farce of an enforcement deterrent the BD SRO FINRA is. Goodman is the PERFECT fit as the FINRA Overlord at the SEC. This bullshit “COVID 19 disclosure” complaint brought by the SEC/FINRA/Goodman et al is yet another example of SEC obstruction and corruption. Like “front running”, “order handling”, “market access”, “stand alone P&D”, etc etc etc. NOT a deterrent. Intentionally. So the criminal activity can continue. Because the criminals OWN the SEC/FINRA. This is why the SEC has outsourced the entire OTCM to FINRA. Including short interest reporting, issuer corporate actions: reverse splits, and compliance with the BSA. Judge Oetken et al: The reason SEC IG Hoecker and his “bosses” at the SEC don’t want to meet with me despite my many offers to do so (same goes for DoJ/FBI): I would absolutely HUMILIATE them.¶
Cheers!¶
Christopher J Dilorio¶
Whistleblower Extraordinaire¶
From: Chris Dilorio¶
Sent: Tuesday, June 22, 2021 5:31 AM¶
EFTA00069606¶
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix¶
SDNY Judges: which one of you will be the lucky recipient of still MORE SEC fraud on your courts?¶
Complaint - OFER ABARBANEL (sec.gov)¶
As is SOP for the SEC¶
More OMMISSIONS than submissions¶
EDGAR Search Results (sec.gov)¶
| per the Welshans et al SEC "complaint"
“NALR is a shell company…”¶ Full stop. NALR/Alaska/New York/State was at ALL times a FULLY REPORTING SEC company¶ Are we clear?¶ Further:¶ “From March 2019 through November 2020, Abarbanel and the( FULLY SEC REPORTING SHELL) Fund transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS” |
the COO of State Funds/New York Alaska is Nicholas Abbate A former “independent” Market Maker at Knight Capital UNITED STATES (sec.gov)¶
| Guess who controlled(for others) 40% of the State Fund receiving the $102,000,000 investor Funds?
“Note 9. Control and Ownership”¶ Brown Brothers Harriman¶ The penny stock money launderer FINRA/Dick Best all entities un named |
Guess who controlled (for others) 57% of the State Fund/NARL receiving the $102,000,000 investor funds? Bahamas/Toronto based Old Fort/Mosaic Ltd Mosaic Financial (mosaic-financial.com)¶
EFTA00069607¶
Mosaic Financial¶
For more than 50 years, our team has built on expertise in private banking for UHNW individuals and families to serve larger and more complex accounts in financial technology. To serve our clients better, we provide a turnkey asset management platform that simplifies custody, execution, accounting, reporting, research,¶
mosaic-financial.com¶
Yet, somehow/ some way: no mention of COO Abbate, BBH, OR Mosaic/Old Fort¶
AND¶
Of course: absolutely ZERO reference to AML.¶
ANOTHER fraud SEC complaint coming to the SDNY Courts¶
The SEC is a grossly corrupt, criminal organization bought and paid for by criminals ACTIVELY facilitating¶
multiple, massive, ongoing frauds on the public while screwing the whistleblower who caught them: ME Cheers!¶
Chris¶
From: Chris Dilorio <¶
Sent: Friday, June 11, 2021 5:59 AM¶
EFTA00069608¶
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix¶
to say the SEC is a grossly corrupt ,criminal enterprise ACTIVELY facilitating multiple, massive, ongoing frauds on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: me. The real world implications of this irrefutable FACT are staggering. REAL lives changed/ruined. Staggering losses for “main street investors” as Clayton referred to them. Because, for ANYONE spending more than an hour or 2 on a trading desk: Gordon Gekko was right: “It’s a zero sum game. Somebody wins, somebody loses”. The Grossly corrupt SEC has rigged the game in favor of the criminals over the public it is mandated to protect. Mr Paley, did your Micro Cap Fraud Task Force actually accomplish ANYTHING? How did 4+ TRILLION shares of OTCM money laundering shells trade in 1Q 2021? Are prolific Bag Men like Kramer and Honig etc etc etc actually “out of business”?¶
Mr Gensler, Chair Waters/Congress made repealing the grossly corrupt Clayton, Peirce, Roisman Rule in the summer of 2020 that exempts 90% of current 13 F filers a priority. Will you execute the stated will of Congress? As the Corrupt POS Paley et al know: NONE OF THESE CRIMINALS are out of business in 2021. In Fact, business is BOOMING¶
SEC.gov | SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today’s Equities Markets¶
SEC.gov | SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today’s Equities Markets¶
The Securities and Exchange Commission today announced that it has proposed to amend Form 13F to update the reporting threshold for institutional investment managers and make other targeted changes.¶
Speaking of Prolific Bag Man Honig: As you are all aware, I made the connection between Honig, Russian entities,Signature Bank: SBNY, and the criminal law firm of Sichenzia Ross. Mr Gottschall: Have you been able to locate Castle Rock on a map yet?¶
Here are just a few of the recently filed RIOT Blockchain filings with the SEC¶
EFTA00069609¶
Detailing a few “transactions”¶
With the likes of The Bejing China Bitcoin mining company Bitmain where RIOT bought the “mining machines” at the Rockdale Texas 1gig+ “HPC” data center. It doesn’t look like Bitmain has much of a future in China. But Rockdale Texas is a growth market for sure.¶
https://www.sec.gov/Archives/edgar/data/1167419/000107997321000272/ex99x1.htm¶
SEC.gov | HOME¶
Hash Rate Growth . By Q4 2022, Riot expects a total hash rate capacity of 7.7 EH/s with a fleet of approximately 81,146 Antminers, 95% of which will be the latest generation S19 series model.¶
Another “transaction” involves the RIOT acquisition of a Data Center in Rockdale Texas owned by a German entity called Northern Data/Northern Bitcoin/Whinstone¶
Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG¶
Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG¶
Frankfurt am Main – May 27, 2021 – Northern Data AG (XETRA: NB2, ISIN: DE000A0SMU87) a leading infrastructure supplier for Bitcoin mining and other HPC infrastructure solutions, successfully completed the sale of its U.S. subsidiary Whinstone US, Inc., which operates a high-performance data center facility based in Rockdale, Texas, to Riot Blockchain, Inc. (NASDAQ: “RIOT”). The …¶
northerndata.de¶
Northern Data is a publicly traded company with ADR’s trading OTCM Pinks.¶
US Jurisdiction established¶
Half-Year-Report_2019.pdf (northerndata.de)¶
HALF-YEAR REPORT 2019 - Northern Data¶
PAGE 4 NORTHERN BITCOIN AG | HALF YEAR REPORT 2019 BITCOIN IS CHANGING THE WORLD Bitcoin is a digital finance system that cannot be manipulated.¶
northerndata.de¶
EFTA00069610¶
Investor Relations - Northern Data AG¶
Investor Relations - Northern Data AG¶
Northern Data AG develops and operates global infrastructure solutions in the field of High-Performance Computing (HPC). With its customer-specific solutions, the company provides the infrastructure for various HPC applications in areas such as bitcoin mining, blockchain, artificial intelligence, big data analytics, IoT or¶
northerndata.de¶
OTC Markets | NDTAF | Company Profile | OTC Markets¶
Northern Data is now a 12% holder of RIOT Inline XBRL Viewer (sec.gov)¶
EDGAR Filing Documents for 0001140361-21-019019 (sec.gov)¶
Northern Data/Bitcoin Frankfurt came into existence in 2015.¶
The founder is a guy named Mathis Schultz. Mr Schultz previously was a Private Banker at Julius Baer, LGT, and Elan Capital Management¶
Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides¶
Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides¶
Northern Bitcoin’s energy costs are lowered still by the climate control measures Lefdal mine features by design. As if the Norwegian climate wasn’t cool enough, the data center is situated some 656 feet below ground, so it maintains a constant temperature of 55 degrees Fahrenheit (~12.5 degrees Celsius).¶
bitcoinmagazine.com¶
Schultz picked a very interesting nobody from New Orleans to build his 1Gig+ “HPC” data center in Rockdale Texas: Chad Everett Harris¶
qualifications?¶
The Year of Chad Everett Harris - Chad Everett Harris¶
EFTA00069611¶
The Year of Chad Everett Harris - Chad Everett Harris¶
2020 will be the Year of Chad Everett Harris. This will be the year that the last 1642 days of work pays off and things get back to my normal chaotic life that I love. This year will be filled with achievement, challenges, and excitement. It will also be a year of living in the […]¶
Chad Everett Harris | Meet New Orleans Entrepreneur¶
Chad Everett Harris | Meet New Orleans Entrepreneur¶
Chad Everett Harris realized his passion for entrepreneurship very early on in his childhood. Born in Palos Verdes, California in 1969, he spent much of his young life moving between cities across the US.In his early years alone, he spent considerable time in Georgia, Michigan, and Louisiana.¶
Chad Everett Harris Archives - Page 2 of 4 - Chad Everett Harris¶
Northern Data/ Northern Bitcoin bought Whinstone in 2019.¶
Whinstone was building its Rockdale Texas 1 gig+ “HPC” data center in 2020 supervised by Chad Everett Harris¶
Northern Data/ Northern Bitcoin sells Whinstone Texas “Data center” in April 2021¶
Northern Data founded in 2015 by former Private Banker Mathis Schultz¶
RIOT has no office at SEC filings address.¶
RIOT is Honig/Russian money laundering shell¶
RIOT does “offering” with SBNY as escrow agent and the criminal law firm Sichenzia Ross.¶
Northern Data trades OTCM Pinks: no info¶
Northern Data now owns 12% of RIOT¶
RIOT is a “customer” of Beijing based Bitmain which has been effectively shut down by the PRC¶
Bitmain filed a “secret ipo” with Clayton/SEC¶
RIOT is a National security risk and ONGOING fraud on the public kept up and running by the grossly corrupt SEC: Gottschall et al¶
Bitmain¶
Mr Gottschall: And to think ALL of this is happening 15 from my home in Castle Rock Colorado. Too fucking funny.¶
Cheers!¶