Correspondence

Whistleblower email to a federal judge on SEC's handling of a company review

A self-described whistleblower appeals to a federal judge about the SEC's handling of a covered action and a company's filings.Machine-written summary

EFTA00067943¶

Cheers! Christopher J Dilorio Whistleblower Extraordinaire¶

Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix¶

Judge Engelmayer:¶

Simply put: RIOT exists in SEC filings only. Multiple Honig money laundering shells: Aspenbio/Venaxis/Bioptix involving Russian Government entity: Rusnano¶

RIOT world HQ in Castle Rock is 15 minutes from my home. Apparently Mr Gottschall can’t seem to find Castle Rock on a map. There is no RIOT at SEC filing address.¶

An ISP: Clear Connect and a Pakistani BPO entity: NASDAQ traded IBEX.¶

Who did Mr Gottschall deliver his “no further investigation” letter to exactly? It sure as hell wasn’t RIOT.¶

BTW: as a result of said Gottschall letter/determination as result of his incredibly THOROUGH investigation, the SEC chose not to review a RIOT offering in December 2020¶

Riot Blockchain, Inc. S-3 Letter.pdf (sec.gov)¶

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE -SEC.gov¶

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Whistleblower email to a federal judge on SEC's handling of a company review

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE -SEC.gov¶

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