EFTA00064617¶
From: Chris Dilorio <¶
Sent: Tuesday, August 11, 2020 6:53 AM¶
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight TCR & Appendix¶
Janey, Hoecker et al¶
SEC criminal obstruction virtually real time.¶
https://www.sec.gov/news/press-release/2020-178¶
SEC.gov | SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports¶
The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay an $11.5 million penalty to settle charges it repeatedly failed to file Suspicious Activity Reports (SARs) for U.S. microcap securities trades it executed on behalf of its customers.¶
| SECNY: Lara Shalov Mehraban. Ms Mehraban, I’ve asked this before: Was Dougie "Large" Cifu your boss at Paul Weiss? The IBKR "complaint" is getting very close to your former boss/colleague isn't it?
Questions Ms Mehraban doesn’t want the public to see:¶ Her former boss/colleague Dougie “Large” Cifu hired Alex Ioffe as VIRT CFO in 2019.From 2003-2019 Ioffe was CFO at IBKR. INCLUDING the period covered in Ms Mehraban’s complaint.¶ Not filing SAR’s, Microcap securities, AML red flags. No kidding.WHY are the securities un named? WHO was ultimate executing BD/MM?¶ As self clearing Ms Mehraban, isn’t Knight/KCG/VIRT(Cifu): NITE the LARGEST clearing agent of microcap securities? How many SAR’s coming out of your former boss executing BD/MM? |
EFTA00064618¶
| Per my TCR: NONE. ZILCH. NADA. How do I know that? |
| When would the criminal enterprise NITE which is run by Ms Mehraban's former Paul Weiss boss/colleague Cifu file a SAR: |
| BEFORE |
| or |
| AFTER trading billions of shares? |
| Did NITE Compliance rely on IBKR/Ioffe compliance? That would be a violation wouldn't it? |
| Ms Mehraban is the poster child of SEC corruption and criminal obstruction while screwing whistleblowers like me. Virtually real time in August 2020. Very much an ONGOING and massive fraud on the investing public. |
| Ms Mehraban, please pass along my warmest regards to your former Paul Weiss boss/colleague Dougie "Large". No doubt you "chat" often. |
| The record is overwhelming AND irrefutable. |
| Cheers! |
| Christopher J Dilorio |
| Whistleblower |
From: Chris Dilorio <¶
Sent: Monday, August 10, 2020 8:32 AM¶
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight TCR & Appendix¶
| Janey, Hoecker et al |
| speaking of NO 8K, recall the extensive record for the criminal/insolvent/fraud on the public |
| Knight/KCG/VIRT:NITE |
| The record Janey: Clayton/Sull Crom/Fishman"sale"of FCM business to other criminal firm Wedbush with NO 8K |
| 3Q2014 10Q |
EFTA00064619¶
https://www.sec.gov/Archives/edgar/data/1569391/000156939114000013/kcg2014093010-q.htm¶
KCG then CFO Bisgay resigned with 2 weeks left in the quarter and didn’t certify the financials. WHO certified along with Coleman? Sean P GALVIN.¶
Cifu, Viola, Urban, Hutchins et al getting the fraud band back together¶
https://finance.yahoo.com/news/virtu-financial-announces-changes-finance-105100941.html¶
WHY would “Cutting edge technology firm” VIRT want to go with a guy who knows how to run the books at low as low tech gets OTCM cash trading firm Knight/KCG? The core business at Knight/KCG/VIRT: NITE is and always has been: abusive naked shorting OTCM (and other) publicly traded shells to facilitate money laundering Here glitchy glitchy¶
Cheers!¶
Christopher J Dilorio¶
Whistleblower¶
From: Chris Dilorio <¶
Sent: Friday, August 7, 2020 6:20 AM¶
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix¶
The SEC facilitated fraud on the public continues unabated. MORE irrefutable evidence of SEC criminal obstruction while screwing whistleblowers like me.¶
A direct result of this ongoing massive fraud on the public.¶
After NITE reported its 1Q2020 results I again again, again, like the last 10 years, alerted the grossly corrupt SEC to the massive accounting fraud at NITE as a direct result of abusive naked shorting.¶
Per my 2013 TCR Janey, Hoecker, Jay et al:¶
EFTA00064620¶
NITE is in a constant state of insolvency as a result of illegal, criminal, abusive naked shorting OTCM money laundering shells. This illegal activity drives trading revenue at NITE. This illegal activity is and ALWAYS has been the core business at NITE. This very profitable albeit illegal activity is WHY Sull Crom client KCG was bought by Virtu. This illegal activity is WHY NITE has been repeatedly bailed out by GS,BX,JEF, JPM and the SEC The receivable is where NITE books naked short fails as a result of self clearing. NITE has no intention of closing/can’t close these naked short positions. NOT a legit asset. Further, the receivable isn’t a legit asset NITE can convert to cash for its own use. There are prior commitments on these “assets”: SETTLEMENT In 1Q2020, the NITE receivable grew to $2.5 BILLION. UP 90% from December 2019¶
https://www.sec.gov/Archives/edgar/data/1592386/000110465920057660/tm2018404d1_ex99-1.htm¶
SEC.gov | HOME¶
Exhibit 99.1 . Virtu Announces First Quarter 2020 Results . NEW YORK, NY, May 7, 2020 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the first quarter ended March 31, 2020.¶
Per the SEC reviewed 8k filing this am Aug 7, 2020 NITE reported 2Q2020 earnings. showing the receivable roughly flat with 1Q2020 at 2.44 BILLION¶
https://www.sec.gov/Archives/edgar/data/1592386/000110465920091707/tm2026789d1_ex99-1.htm¶
These are NOT “assets”. More accurately, these are LIABILITIES. Massive accounting fraud. After moving these fraud “assets” to the appropriate liability classification, NITE tangible book value is GROSSLY insolvent. The SEC has obstructed my allegations for several years while allowing NITE to write down this structural liability on more than 1 occasion. Further, sell side analists at the guidance of Cifu et al never question these EGREGIOUS balance sheet issues. AND, with the grossly corrupt SEC blessing, Cifu et al never disclose insolvency in any SEC filing OR investor presentation.¶
After dismal April/May REPORTED OTCM volumes on the FINRA now controlled website, June saw a dramatic spike in share volumes.¶
The Top 25 OTCM money laundering shells by share volume in June 2020 and share price¶
PLYZ .00015¶
| PVDG | .0008 |¶
| :--- | :--- |¶
RTON .00015¶
GRST .001¶
| | |¶
| :--- | :--- |¶
| RNVA | .76 (rev split) |¶
OZSC .0049¶
| EWLL | .0002 |¶
| :--- | :--- |¶
VSYM .0012¶
OPTI .14755¶
AFOM .0001¶
| SIML | .00025 |¶
| :--- | :--- |¶
IGEN .0084¶
XMET .0002¶
| GTEH | .0001 |¶
| :--- | :--- |¶
EFTA00064621¶
ABCE .0003¶
INQD .002765¶
RBNW .0005¶
HYSR .0328¶
Combined price approximately $1¶
How do stocks trade to trip zeroes? More buyers than sellers?¶
Covering/closing out naked short fails shouldn’t be an issue. ONLY explanation: abusive naked shorting:¶
MANIPULATION. NOT Bona Fide market making.¶
As a direct result of this massive, ongoing SEC facilitated fraud on the public, ABSOLUTELY NOTHING HAS CHANGED.¶
The record is irrefutable: SEC criminal obstruction while screwing whistleblowers like me to facilitae a¶
MASSIVE,ongoing fraud on the public. Key facilitator: Jay Clayton/Jared Fishman: Sull Crom¶
Cheers!¶
Christopher J Dilorio¶
Whistleblower¶
From: Chris Dilorio <¶
Sent: Thursday, July 30, 2020 9:31 AM¶