085 Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002¶
ChR7026535553 1116 X135 Y1 0¶
Resource Management Account¶
November 2016¶
GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308¶
Account name: GHISLAINE MAXWELL¶
Friendly account name: Ind:Cash/Saving¶
Account number¶
Your Financial Advisor: SCOTT STACKMAIWLYLE CASRIEL Phone: 212.821.7000/800-308-3140¶
Questions about your statement?¶
account 029023575.¶
Call your financial Advisor or the Value of your account¶
| ub m/ fin cia lse rvic ww w. sco an es | f Va lue t o yo ur ac co un | 51 ,69 9 ,17 3. 12 5 | $ 1 ,46 8 ,13 4.7 9 |
|---|---|---|---|
| Vis it o bs ite ur vn : | Yo lia bil itie ur s | 0.0 0 | 0.0 0 |
| t 0 29 02 35 75 ac co un | Yo ts ur as se | 15 ,69 9 ,17 3. 12 | 1 ,46 8 ,13 4.7 9 |
| A R line RM at 80 0-R MA -10 00 es ou rce , | Oc tob (5 ) 31 on er | No mb 30 (V on ve er |
Member SIPC CNP7C008005535553 67000185219 00005 1116 030575004 Y123575550 101010 Page 1 of 8¶
f60,493.47 $7,017.74¶
*UBS Resource Management Account November 2016¶
Account name: GHISLAINE MAXWELL Friendly account na g Account number:¶
Your Financial Advisor: SCOTT STACKNIAWLYLE CASWEL 2124321-7000/800-308-3140¶
Your account balance sheet¶
Summary of your assets¶
| V al ue on N mb ( S ) 3 0 ove er | P of ent erc a ge nt yo ur acc ou | |||
|---|---|---|---|---|
| A | C h d y b al as an m on e an ce s | 0 .0 0 | 0 .0 0 % | Y nt t l l i at ou r c ur re as se a oc on |
| B | al i C h t t er na ve s as | 1 ,4 6 8 ,1 3 4 .7 9 | 1 0 0 .0 0 % | |
| C | E i i t qu es | 0 .0 0 | 0 .0 0 % | |
| D | F i d i xe nc om e | 0 .0 0 | 0 .0 0 % | |
| E | N rad i i al -t t on on | 0 .0 0 | 0 .0 0 % | |
| F | C d i i t om mo es | 0 .0 0 | 0 .0 0 % | |
| G | O h t er | 0 .0 0 | 0 .0 0 % | |
| T ot | al t as se s | S A 1 6 8 ,1 3 4 .7 9 | 1 0 0 .0 0 % |
Value of your account¶
$1,468,134.79¶
Eye on the markets¶
| P d ent erc a ge un ge | |||
|---|---|---|---|
| i nd ex | N mb 2 0 1 6 ove er | Y o d t at ear e | |
| S & P 5 0 0 | 3 .7 0 % | 9 .7 9 % | |
| R l l 3 0 0 0 us se | 4 .4 8 % | 1 0 .5 8 % | |
| M S C I E , A ral i a & F E t t uro pe us ar as - | -1 .9 8 % | -1 .8 6 % | |
| C .S B l pi al U . A e B d I nd t t arc a ys a g gre ga on ex | -2 .3 % 7 | 2 .5 0 % |
Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62%¶
Resource Management Account November 2016¶
Account name: GHISLAINE MAXWELL Friendly account nom intCashrSavinci Account number:¶
Your Financial Advisor: SCOTT STACKMAN&YLE CASRIEt. 212-821-7000(800-308-3140¶
Change in the value of your account¶
| No mb 20 16 ve er (5 ) | Ye to da te ar (S ) | |
|---|---|---|
| O ni l nt pe n g a cc ou va ue | $ 1 5 ,6 9 9 ,1 7 3 .1 2 | $ 6 ,1 4 4 ,7 3 1 .5 8 |
| D si , i l ud i g i t t nt e po nc s n nv es me s t sf red i ran er n | 1 1 ,5 7 0 .9 1 | 1 4 ,8 4 7 ,7 9 2 .8 6 |
| W i h d al t nd f raw s a ee s , i l ud i g i t sf nt s t red nc n nv es me ran er t ou | -1 4 ,2 5 0 ,0 0 0 .0 0 | -1 9 ,5 9 1 ,9 0 0 .8 6 |
| D i vi d i d d nt i t en an er es nc om e | 7 ,3 9 0 .7 6 | 6 0 ,4 9 3 .4 7 |
| C h i k l et an ge n m ar va ue | 0 .0 0 | 7 ,0 1 7 .7 4 |
| C l i l nt os n g a cc ou va ue | $ 1 ,4 6 8 ,1 3 4 9 .7 | $ 1 ,4 6 8 ,1 3 4 9 .7 |
Dividend and interest income earned¶
For purposes of this statarnent taxatelity of interest and dividend income ha been determined from a US tax reporting perspective. Based upcn the residence of the account holder, axount type. or product type, some interest andlor dividend payment may not be siMect to United States (US) ardfor Puerto Rico (PR) income Mel the (bent monthly statement is not attended to be used and carrot be relied upon for tax Purposes Clients should refer to the appkabk tax reporting forms they receive from UBS amualy, such as the Forms 1099 and the Forms 480, for tax reporting information. It is the practice of UBS to file the amicable tax reportag kerns with the US Internal Revenue Service and PR Treasury Department. and in such farm accurately classify drndends andbr interest as tax exempt or taxable income. Please consult your individual tax preparet¶
| No mb (S 20 16 ) ve er | Ye to da te ar (S ) | |
|---|---|---|
| e d T ab l i vi d d ax en s | 7 3 8 9 .9 3 | 5 8 ,2 8 2 .1 2 |
| T ab l e i nt t ax er es | 0 .8 3 | 3 .6 7 2 |
| T al ot nt cu rre y ea r | $ ,3 9 7 0 .7 6 | $ 5 8 ,3 1 9 .7 4 |
| P ri ad j t nt or ye ar us me | 0 .0 0 | 2 ,1 7 3 .7 3 |
| T d i vi d al d & i ot nt t en er es | $ 7 ,3 9 0 6 .7 | $ 6 0 ,4 9 3 .4 7 |
Cash activity summary¶
See Account activity Oa month for details. Balances in your Sweep Options are included in the OfeninP and dosing balances value. FDIC insurance apples may to deposits at uBS Bar* USA. not to deposits at UBS AG, Stanford Branch or bar* deposit placed through the UBS International DepOS4 Account program. SIPC protection applies to money market sweep fund holdings but not bat deposits. See Invariant info:mantel about sour statement on the last two pages of this document for details¶
| No mb 20 16 ve er | o d t at V Ye e ar |
|---|---|
| 5 0 .0 0 | ( $ 2 ,0 1 0 ,2 9 4 .6 2 |
| 1 1 0 .9 7 1 | 1 4 ,8 4 7 ,7 9 2 .8 6 |
| 7 9 0 .7 6 | 60 ,49 3.4 7 |
| 1 0 1 1 9 6 9 .7 | 2 8 ,0 0 5 ,9 5 5 .0 6 |
| 1 0 3 0 5 8 .4 6 | $ 4 2 ,9 9 5 ,2 4 1 .3 9 |
| 0 .0 0 | -3 ,0 0 0 ,0 0 0 .0 0 |
| -1 0 1 1 9 6 9 .7 | -1 3 ,0 3 5 ,3 9 7 .6 5 |
| -1 8 6 1 7 | -2 8 ,9 1 6 ,1 3 8 .3 6 |
| 1 0 3 0 5 8 .4 6 | -$ 4 4 ,9 6 9 ,5 3 6 .0 1 |
| $ 0 .0 0 | -$ 2 ,0 1 0 ,2 9 4 .6 2 |
| 0 .0 0 | $ 0 .0 0 |
| (5 ) ,5 ,3 ,7 ,4 $ ,7 ,4 ,7 ,4 ,9 .6 -$ ,7 ,4 $ |
L UBS Resource Management Account November 2016¶
Account name: GHISUONE MAXWELL Friendly account nor •Intl c anon Account number:¶
Your Financial Advisor. SCOTT STACKMAN&YLE CASRIEL 212-821-7000/800-308-3140¶
UBS Bank USA Deposit Account APY¶
Interest period Oct 7 - Nov 6¶
| O nin BS g U Ba nk U SA pe D it b ala e O ct 7 ep os nc | $0 .00 |
|---|---|
| Cl in g U BS B k U SA D it b os ala e N an ep os 6 nc ov | 10 .00 |
| Nu mb of da in in te rio d er t ys res pe | 31 |
| Av da il y b ala era ge nc e | $4 7 ,83 4.0 5 |
| Int st d ere ea rne | $0 .83 |
| An al yi eld nta d nu pe rce ge ea rne | 0.0 2% |
Your investment objectives:¶
You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document.¶
Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration • None selected¶
Your account instructions¶
• Your account cost bash default closing method is FIFO, First In, first Out.¶
Resource Management Account November 2016¶
Account name: GNISLAINE MAXWELL Friendly account narne:Ind:Cash/Savi Account number¶
Your Financial Advisor. SCOTT STACKMANA.NIE CASFUEL 212.821-7000/800.308.3140¶
Your assets¶
Sane paces. income and patent vaues shorn may be approximate As a result. pans and losses may not be accurately reflected lee important information about acts statement at the end of this document for mare informaton¶
Cash alternatives¶
money market funds¶
Mont per share market funds are neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other government agency Institutional prune and institutional municipal finds must float their net asset values (NAV) to the nearest 1/100th of a cent (e g., Si COCO) Garemment and retail money market finds will ciontrtue to transact at a stable SI 00 net asset value. Although money market funds seek to present the vale of your investment at 00 per share, it is posse* to lose money by attesting n these funds.¶
Total reinvested is the total of all reinvested dmdends It does not include any cash drriderds. It ts not a tax lot for the purposes of determining Yoking penods or cost basis The shares you receive each tine you rertvest dividends become a separate tax lot.¶
Cost basis is the total purchase cost of the securty, including reinvested dividends. The cost basis may need to be adjusted for return of captal payments in ceder to deterrexpne the adjusted cost basis for tax reporting purposes¶
linearized (taid gain or loss is the difference between the current vat-mend the cost basis and would genera, X your taxable gain or loss if the security was sold on the date The unrealized (tax) gun a loss may need to be adjusted for return of capital payments inorder to deteonne the realized gain or loss for tax reporting purposes.¶
Investment return is the anent value minus the amount you invested. It does not include shares that are not reflected on your statement. including shares that have been realized as either a gain a a loss It also does not include cash *Mends that were not reinvested¶
| 143 kluN g | Nu mb er of sha res | Pur cha pric e/ se Ave rice rag e p sh (S ) per are | Ca ere inv (5 ) est nt me | Co st bas s (S ) | Pnc har e p er s e at Nov 30 (S ) | Va lue on Nov 30 | Un lize d rea gai r lo n o | stm ent idd in rwe r g |
|---|---|---|---|---|---|---|---|---|
| UO S P RIM E R ES ER S VE | (5 ) | ss ( S ) | retu rn ( S ) Pe nd | |||||
| FU ND | ||||||||
| 1,4 68 ,13 4.7 90 | ---T his inf | ati aila ble orm on wa s u nav | ||||||
| EA I: 5 7,3 27 Cu yie ld: nt 0.5 0% rre | --- | 1.0 00 0 | 1,4 68 ,13 4 7 9 |
Your total assets¶
| To ta l | $1 ,46 8,1 34 .79 | 1 0 0 .0 0 % | $ 7 ,3 2 7 .0 0 | |||
|---|---|---|---|---|---|---|
| Ca rd sh thr oe ma es | • M ke t fu nd on ey m ar s | 1,4 68 ,13 4.7 9 | 10 0.0 0% | 7,3 27 .00 | ||
| Va be No 0 IS ) on v 3 | Per f ta cen ge o r xC Ou nt you | Co st bas is ;S ) | ESt ime ted ual int e (5 ) ann on | Un kze d rea gai r lo ss ( S ) n o |
• Missing cost basis information¶
Account activity this month¶
| Da te | Ac tmt y | De i ptio scr n | |||
|---|---|---|---|---|---|
| De sit nd he r fu ot nd red ite po s a d s c | No v 1 | Tra nsf er | JO UR NA L F RO M Y1 23 572 GH ISL AJ NE MA XW EL L | Am t D I oun | |
| No v 1 | Tra nsf er | JO UR NA L F RO M Y1 23 GH 568 ISL AIN E M AX WE LL | 83 .29 80 6.5 2 | ||
| nti ed xt co nu ne pa ge |
C*70008005535557 NP7000185219 00005 1116 030575004 Y123575550101010 Page S of 8¶
Account name: GHISLAJNE MAXWELL Friendly account na :Ind Ca Account number:¶
Your Financial Advisor: SCOTT STACKMANAYLE CASRIEL 212-821 -7000/800.308 -3140¶
Account activity this month (continued)¶
| Dat e | Act ivit y | De otio scn n | Am | |
|---|---|---|---|---|
| De sit nd he ot r fu nd red po ite d s a s c | (co nti ) ed nu | (S ) t oun | ||
| No v 1 | Tra nsf er | JO RO UR NA L F M Y1 GH 23 574 ISI AIN E M AX WE LL | 10 0.7 0 | |
| No v 9 | Tra nsf er | JO UR NA L F RO M Y I 23 67 9 P OT & KE TT LE , LL C | ,68 0.0 5 | |
| No v9 | Tra nsf er | JO UR NA L F RO M ’I 1 23 69 21 16 EA ST 65T H S TR EET LL C | 0.3 5 | |
| To tal de | sit nd he ot po s a | r fu nd red ite d s c | $1 1 ,57 0.9 1 | |
| Dat e | Act ivit y | De sap pon | Ar S nt I ) ro. | |
| Div ide nd d i nte t in an res co me | ||||
| Ta xab le d ivid ds en | No v 1 | Div ide nd | PU TN AM SH OR T D UR AT ION IN CO ME FU ND S O VA F 1 (0 1/1 6 | 2 ,46 3.5 7 |
| No v 3 0 | Div ide nd | S P RIM E R UB ESE RV ES FU ND | 4 ,92 6 3 6 | |
| To tal ta | ble di vid ds xa en | $7 ,38 9.9 3 | ||
| Ta xab le i nte t res | No v 7 | Int st ere | UB S B AN K U SA DE PO SIT AC CO UN T A S O F 1 1/0 4/1 6 | 0.8 3 |
| To tal ta | ble In ter t xa es | |||
| To tal di | vid d a nd in ter en | t In es co me | $0 .83 $7 ,39 0.7 6 | |
| Da te | Act re,t y | De pte scr n | Am | |
| Ot he r fu nd s d eb ite d | No v 2 1 | Wi thd al raw | FE DE RA L F UN DS T O H ad do n. M d F AT W S F ELL AR GO org an an ore ma n, BA NK , N A | (S ) t oun -50 ,00 0.0 0 |
| No v 2 8 | Tra nsf er | TO V I 3 65 12 21 00 | -10 1 6.7 | |
| To tal ot | he r fu nd s d eb | ite d | ,66 ,49 9 41 0 ,71 1A 96 .79 |
Investment transactions¶
For more information about the your statement at the end of this price/value shown for restncted secunties, see Important rnformanon about document¶
| Da te | Act ivit y | Des too cnp n | Qu it ant y | Va l- e(5 1 | Pric e (V | Pro ds f cee rom inv est nt me s IS ton 1 uan sac | Fun ds wrt hdr n fo aw r inv est nts bo ugh (S ) me t | Acc d rue int t en |
|---|---|---|---|---|---|---|---|---|
| No v 1 | Re inv est nt me | PU TN AM SH OR T D UR AT ION IN CO ME FU ND Y DIV IDE ND RE INV ES TE D A T 1 0.0 5 N AV O N 10/ 31 /16 AS OF 10 /31 /16 | 24 5.1 31 | -2 ,46 3.5 7 | (S ) | |||
| No va | Bo ht ug | UB S P RIM E R ES ER VE S F UN D | 0.5 10 | |||||
| No v 3 | Bo ht ug | 08 5 P RIM E R ES ER VE S F UN D | 11 .57 0 0 00 | |||||
| No v9 | Bo ht ug | UB S P RIM E R ES ER VE S F UN D | 0.8 30 | -11 57 0.5 1 | ||||
| No v9 | Bo ht ug | 08 5 P RIM E R ES ER VE S F UN D | ||||||
| No v 1 0 | Bo ht ug | U8 S P RIM E R ES ER VE S F UN D | 0.4 00 | -0. 83 | ||||
| No v 1 0 | Bo ht ug | UB S P RIM E R ES ER VE S F UN D | -0. 40 | |||||
continued next page¶
CNP7C008005535558 NP7000185219 00005 1116 030575004 Y123575550101010 Page 6 of 8¶
EFTA00022428¶
Resource Management Account November 2016¶
Account name: GHISLAINE MAXWELL Friendly account name:Ind CasNSaving Account number:¶
Your Financial Advisor SCOTT STACKMAWLYLE CASRIEL 212-821.7000/800.308-3140¶
Account activity this month (continued)¶
Invatment transactions (continued)¶
| Da te | Ac tivi t y | De i ptio scr n | Q tit uan y | Va lue ( S ) | Pric e ft | Pro ds f cee ram inv est nt me aC tion s ( S ) uns | hin ds wit hdr n fo aw e iwe strn ent s b gM ou | Acc d rue Me t ft | |
|---|---|---|---|---|---|---|---|---|---|
| No v 2 1 | S old | UB S PR IME SE RE RV ES FU ND | •50 00 0.0 00 | 50 ,00 0.0 0 | res | ||||
| No v 2 8 | S old | LID S PR IME SE RE RV ES FU ND | -0. 79 0 | ||||||
| No v 2 8 | S old UB S PR IME SE RE RV ES FU ND | -10 ,66 1A 96 00 0 | 10 ,66 1 ,49 6/ 9 | ||||||
| No v 2 9 | Tra nsf PU TN AM SH OR T D UR AT ION er IN C OM E F UN D Y TO Y1 36 51 2 2 10 0 | -35 2 ,08 9.8 72 .3 | ,53 8 ,50 3.2 1 | ||||||
| No v 3 0 | Re inv est nt me | UB S P RIM E R ES ER VE S F UN D D NID EN D 1 .0 0 RE INV ES TE D A T NA V O N 1 1/ 30 /1 6 | 0.3 60 | -0. 36 | |||||
| No v 3 0 | Re inv est nt me | UB S P RIM E R ES ER S F VE UN D D RE INV ES TE D A T 1.0 0 N AV ON | 4 ,92 6.0 00 | -4 ,92 6.0 0 | |||||
| To tal | /1 6 | ||||||||
| S uri tie sfe s t d ec ran t rre ou | -$ | 3.5 30 50 3.2 1 | 51 07 11 ,49 6.7 9 | 41 8.9 61 .67 | |||||
| Da te | Act ivit y | De sC ri ptc o | Am t oun | ||||||
| Mo y b ala cti vit ies ne nc e a | O 31 ct | Ba lan fo ce rw | ard | $ 0.0 0 | |||||
| No v 2 | De sit po | UB S B AN | K U SA DE PO SIT AC | C O UN T | 11 57 0.5 1 | ||||
| No v 4 | Wi thd al raw | LID S B AN K U SA DE PO SIT AC C O UN S T A OF 11 / /1 03 6 | -11 ,57 0.5 1 | ||||||
| No v 3 0 | Cl in g U BS Ba nk US A D os it A nt ep os cc ou | S OH O |
The MS Bart USA Deposit Account is your primary sweep option.¶
0.70008COSS35559 NP70001852190000S 1116030575004 Y123575550101010 Page 7 of 8¶