Account Number • JEFFREY EPSTEIN¶
2002 New York. NY 10154-1002¶
JPMorgan Private Bank¶
Confidential Page 1 of 9¶
Asset Account Portfolio¶
September I - September 30, 2002¶
Table of Contents¶
| Page | |
|---|---|
| Portfolio Summary | 2 |
| Cash and Short Term | 3 |
| Trade Activity | 5 |
| Account Transactions | 6 |
Account Officers¶
Service Specialist RILEYIHORNBECKER¶
000000 0000 00 0000000000000020 COX00 JEFFREY E EPSTEIN C/O FINANCIAL TRUST COMPANY ATTN JEANNE BRENNAN¶
ST THOMAS VI 00802¶
JPM-SDNY-00005505¶
Confidential Treatment Requested by JPMorgan Chase¶
JPMorgan Private Bank¶
Account Number: JEFFREY EPSTEIN Asset Account Portfolio September 01, 2002 - September 30, 2002 Page 2 of 9¶
Portfolio Summary¶
Except for the Deposit Account (if elected), and the cash in your Asset Account, which are insured deposits with JPMCB, none of the investments referred to in this statement of your Asset Account, including mutual funds, are FDIC insured or bank deposits obligations of or guaranteed by JPMCB or any of its bank or thrift affiliates (unless otherwise indicated). Such securities and other investments are subject to investment risks, including possible loss of the principal amount invested. See Information about your JPMSI Brokerage Account® at the end of this Asset Account Partfolio¶
Overview¶
| Market Value USD Sep 30 | Market Value USD Aug 31 | Tax Cost USD | Estimated Annual Income USD | Yield ట్టిని |
|---|---|---|---|---|
| 6,838,687.24 | 14,816,643.79 | 6,838,687.24 | 109,416.12 | 1.6 |
| 6,838,687.24 | 14,816,643.79 | 6,838,687.24 | 109.416.12 | 1.6 |
| 11,992.75 | 22,043.45 | |||
| 6,850,679.99 | 14.838,687.24 | |||
Asset Allocation¶
Income Summary¶
| This Period USD | Year to Date USD* | |
|---|---|---|
| Taxable Interest | 949.99 | 949.99 |
| U.S. Tax Exempt Dividends | 21,093.46 | 21.475.74 |
| Total | 22,043.45 | 22.425.73 |
JPM-SDNY-00005506¶
JPMorgan Chase Bank New York, NY 10154-1002¶
JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Asset Account Portfolio Page 3 of 9¶
JPMorgan Private Bank¶
Cash and Short Term¶
| Summary by Maturity | ||
|---|---|---|
| Current Starner Value | Estimated Annual Income | |
| USO | USO | |
| Cash | 957.08 | 12.44 |
| Less Than 3 Months | 6,837,730.16 | 109,403.68 |
| Total | 6,838,687.24 | 109,416.12 |
Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature.¶
| Cash and Short Term by Type | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| Oescription CusipSeanatoody’s Rating | dummy | Quantify | Warded( ni d Original | Marker Price | Tax Cost nd Original | CUMIN Marker Wks USD ACCILIOCI MIMS( USO | Unrearae4 ON/14.055 USO | Estimated Annual Income USD | Current YMIM VIM % |
| Cash | |||||||||
| JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) 7-Day Annualized Yield: 1.27% | USD | 957.08 | 1.00 | 1.00 | 957.08 | 957.08 0.83 | 12.44 | 1.30 | |
| Short Term by Maturity | |||||||||
| J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) 7-Da Annualized Yield: 1.52% | USD | 6,837,730.16 | 1.00 | 1.00 | 6,837,730.16 | 6,837,730.16 11,991.92 | 109,403.68 | 1.60 |
JPMorgan Chase Bank , New York, NY 10154-1002¶
JPMorgan Private Bank¶
Account Number: JEFFREY EPSTEIN Asset Account Portfolio September 01, 2002 - September 30, 2002¶
Page 4 of 9¶
| Cash and Short Term by Type | continued | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Description Cusip/S&P/Moody’s Rating | Currency | Quantity | Unit Cost Adjusted Original | Market Price | Tax Cost Adjusted Original | Current Market Value USD Accrued Interest USD | Unrealized Gain/Loss USD | Estimated Current Annual Yield/ Income USD YTM % | |
| Total Cash and Short Term | 6,838,687.24 | 6,838,687.24 11,992.75 | 0.00 | 109,416.12 | 1.60 |
Important Information about Pricing and Valuations¶
Prices, some of which are provided by pricing services which we deemreliable, are not guaranteed for acuracy or as realizable values.¶
JPM-SDNY-00005508¶
Account Number. JEFFREY EPSTEIN¶
2002 New York, NY 10154-1002¶
Asset Account Portfolio September 01, 2002 - September 30, 2002¶
JPMorgan Private Bank¶
Page 5 of 9¶
Trade Activity¶
| Realized Gain/Loss Summary | |
|---|---|
| Amount USD | |
| Short Term Gain/Loss | 0.00 |
| Long Term Gain/Loss | 0.00 |
Note: S incicates Short Term Realized Gain/Loss¶
L indicates Long Term Realized Gain/Loss¶
Capital gains and losses on sales with missing or incomplete tax cost are identified with WA.¶
| Trade Activity by Type | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| Trade Care | Semement Clare | Type | OeungifIon | Currency | Quantify | P/1OVUM Name CostoProcels | Tax COW | Realized Gainless 050 | |
| Settled | |||||||||
| Aug 30 Sep 3 | Purchase | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 84O) | USD | 21,086 37 | 1.00 | - 21,086.37 | |||
| Sep 10 Sep 10 Sale | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) | USD | - 2,000,000 | 1.00 | 2,000,000.00 | - 2,000,000.00 | |||
| Sep 16 Sep 16 Sale | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) | USD | - 1,000,000 | 1.00 | 1,000,000.00 | - 1,000,000.00 | |||
| Sep 18 Sep 18 Sale | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) | USD | - 5,000,000 | 1.00 | 5,000,000.00 | - 5,000,000.00 |
JPMorgan Chase Bank New York. NY 10154-1002¶
JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Asset Account Portfolio Page Got 9¶
JPMorgan Private Bank¶
Account Transactions¶
| Cash Activity Summary | ||
|---|---|---|
| Amount1MS Penod USD | Amount Year to Date USD’ | |
| Beginning Balance | .00 | |
| Credits | ||
| Dividends | 21,093 46 | 21.475 74 |
| Taxable Interest | 949.99 | 949.99 |
| Sweep Account Sales | 48,998.65 | |
| Sales, Maturities, Redemptions | 8,000,000.00 | 18,000,000.00 |
| Miscellaneous Receipts | 24,767,645.14 | |
| Debits | ||
| Sweep Account Purchases | - 957.08 | - 1,339.36 |
| Purchases of Securities | - 21,086.37 | - 24,837,730.16 |
| Miscellaneous Disbursements | - 8,000,000.00 | - 18,000,000.00 |
| Ending Balance | .00 |
*Year to date information is calculated on a calendar year basis.¶
| Activity by Date | ||||||
|---|---|---|---|---|---|---|
| Settlement are | Type | Quantity Descnplton | Amount USD | |||
| Sep 3 | Dividend | JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) | 7.09 | |||
| Sep 3 | Interest | INTEREST FOR AUG. @ 1.4% ON NET AVERAGE COLLECTED BALANCE $798,956.29 AS OF 09/01/02 | 949.99 |
JP111organ Chum: Bank 2002 New York, NY 10154-1002¶
JEFFREY EPSTEIN September 01, 2002 • September 30, 2002 Asset Account Portfolio Page 7 of 9¶
q1PMorgan Private Bank¶
| Activity by Date | continued | ||||
|---|---|---|---|---|---|
| Sealentenz One | TYPe | Gummy DeSCOMM | Amount VW | ||
| Sep 3 | Dividend | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) | 21,086 37 | ||
| Sep 3 | Purchase | 21,086.37 | J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) INCOME DIVIDEND REINVESTED a $1.00 J.P.MORGAN SECURITIES INC AS AGENT TRADE DATE 08/30/02 | - 21,086.37 | |
| Sep 3 | Purchase | 957.08 JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) | - 957.08 | ||
| Sep 10 | Sale | - 2,000,000 J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/10/02 | 2,000,000 00 | ||
| Sep 10 | Misc. Disbursement | TRANSFERRED BY WIRE TO PALM BEACH NATL BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT | - 2,000,000.00 | ||
| Sep 16 | Sale | - 1,000,000 J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/16/02 | 1,000,000 00 |
JPMorgan Chas: Bank¶
JEFFREY EPSTEIN September 01, 2002 • September 30, 2002 Asset Account Portfolio Page Sof 9¶
2002 New York, NY 10154-1002 q1PMorgan Private Bank¶
| Activity by Date | continued | |||
|---|---|---|---|---|
| Sealenteen One | type | Gummy Descraalon | Amounr USD | |
| Sep 16 | Misc. Disbursement | TRANSFERRED BY WIRE TO PALM BEACH NATI BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT | - 1,000,000 00 | |
| Sep 18 | Sale | - 5,000,000 J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/18/02 | 5,000,000 00 | |
| Sep 18 | Misc. Disbursement | TRANSFERRED BY WIRE TO PALM BEACH NATL BK 8 TR CO FAO GHISLAINE MAXWELL LETTER FROM CLIENT | - 5,000,000.00 |
Account Number: JEFFREY EPSTEIN JPMorgan Chase Bank New York, NY 10154-1002¶
Asset Account Portfolio September 01, 2002 - September 30, 2002¶
Private Bank¶
Page 9 of 9¶
In Case of Errors or Questions About Your Electronic Transfers.¶
Contact you her your learner on the her d this calament writes at $0.0 Salent Christian Read, 10°S, News (CE $17.2-2017 a son a your chily por callenent’s world this your of on the statement. No not he very on the PRS Calanent on with the error problem ground (1) The use new accuse in species (1) The pur reasonal never of the annual parts of any you can in you belevel in nera a why you need more of the upposited on all you consecure of you consecure of you consist of succession in willing with if business on roder op invelope complet of will concerner of the 12 bained one to be hit (20 by to purbaseuiry por all crock in the macher and the includes of the encurrent to the incorporation in the use of money during the time it takes us to complete our investigation.¶
In case of errors or questions about your statement, including your line of credit.¶
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It you with ; plass or wie the claim (1) your neme and encom (1) the collection and (1) a description a the error and croating in you can why you can why you can why you rece more information, you must describe the item you are unsure about.¶
The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century Funds¶
( P Morgan Furds Clarks) ( in the distributed to Centry investment Series to: it the distribly in the Analian of the Arenar Centry Firist. (Flergan mestment Management he an invel advance to the researched from the largest and any being propertiently, or their prememently, or the CCC. Rein and steen to when the may one one oncern in Michael of en nony market from a stable ne assements of the will contine book on the estimal book on . The stimal come and drived from and alled from and alled from of model look materior¶
If you have chosen on the weep multing in the Pine Manel Sweet First represent holdings in the PMagan Pines Marel Ford, policis in the Field, polices in the Field, collow in ecreeeer holdings in the JPMagan Federal Money Market Sweep First Every Morey Market Sweet Fund represent hotel in the JPMergen Tax. Every Marker Furd¶
(Phonop Pirate Book is the naving consisted by J. P. Morgan Chees Co. frozen its usedianes vertivity. (Platgra Chanes . P. Morgan Chance, I.P. Mogan Courier .. P. Mogan Couri¶
(PHS) is a nember of the Securities (SPC), a n.Ac-s golf members) populars (Jocopration Indial of Includes registered with the Scuiter and and and and and and and and and and PHS are protected up to a not $50,000 d protection which includes up $ $10,000 de prosided by SPC. The belance of the probecion, wich includes up on additions $00,000 probeci for and is readed by a equality of one by Toneler Cassaft and Sundy of America This SPC and excess on protection deserved problection in the water on fielded in the water o custody by JPMCB are not subject to SIPC coverage¶
JPM-SDNY-00005513¶