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Court filing · July 18, 2023

JPMorgan's fourth supplemental initial disclosures in Doe v. JPMorgan, July 2023

Court filing listing JPMorgan witnesses, including a public figure, with knowledge of the bank's relationship with Jeffrey Epstein and Jes Staley's involvement.Machine-written summary

EXHIBIT 55

IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK

JANE DOE 1, individually and on behalf of all others similarly situated,

Case No. 22-cv-10019-JSR

Plaintiff,

v.

JPMORGAN CHASE BANK, N.A.,

Defendant/Third-Party Plaintiff.

JPMORGAN CHASE BANK, N.A.,

Third-Party Plaintiff,

v.

JAMES EDWARD STALEY,

Third-Party Defendant.

JPMORGAN CHASE BANK, N.A.‘S FOURTH SUPPLEMENTAL INITIAL DISCLOSURES

Pursuant to Federal Rule of Civil Procedure 26(aX1) and the Civil Case Management Plan, Dkt. 16, Defendant/Third-Party Plaintiff JPMorgan Chase Bank, N.A. (“JPMorgan”) makes the following fourth supplemental initial disclosures to Plaintiff Jane Doe 1 (“Doe” or “Plaintiff’) and Third-Party Defendant James Edward Staley (“Staley” or “Third-Party Defendant”).

The disclosures made herein are based upon information reasonably available to JPMorgan at the present stage of this litigation and the issues as currently defined by the complaint. JPMorgan reserves the right to supplement, revise, or otherwise amend the

information contained herein as discovery continues.

By making these disclosures, JPMorgan does not represent that it is identifying every document, tangible thing, or witness that may be relevant to the issues in this action, or on which JPMorgan may rely in support of its claims or defenses. Nor does JPMorgan waive its rights to object to production of any document or tangible thing disclosed on the basis of any valid objection (including but not limited to any privilege, the work-product doctrine, relevancy, hearsay, undue burden, or any other proper ground) or its rights to object to the use of any information disclosed for any purpose, in whole or in part, in any subsequent proceeding in this action or in any other action. JPMorgan also reserves the right to object on any and all proper grounds to any other discovery request or proceeding involving or relating to the subject matter of these disclosures consistent with the Federal Rules of Civil Procedure and the Local Rules for the United States District Court for the Southern District of New York.

JPMorgan’s disclosures represent its good faith effort to identify information it reasonably believes is required by Fed. R. Civ. P. 26(a)(l). The disclosures set forth below are made subject to the above objections and qualifications.

I. INDIVIDUALS WITH KNOWLEDGE

Based on information reasonably available at this time, JPMorgan identifies the following individuals who may be likely to have discoverable information that JPMorgan may use to support its claims or defenses, unless such use is solely for impeachment. In making these disclosures, JPMorgan does not waive its right to object, pursuant to any applicable Federal Rule of Civil Procedure or Local Rule, to the deposition or trial testimony of any of the individuals listed below.

JPMorgan does not consent to or authorize communication by the Plaintiff with the individuals identified below. Each of the individuals identified below can be reached through counsel for JPMorgan.

Because discovery, investigation, and analysis of these matters is ongoing, JPMorgan reserves the right to supplement this information if additional information later becomes known and to designate and/or call further witnesses at trial. JPMorgan also reserves the right to seek discovery from, and relating to, other persons that may subsequently become known as persons likely to have discoverable information relevant to the disputed facts.

NameSubject Matter
Corporate representative of JPMorgan Chase Bank, N.A.JPMorgan’s onboarding, retention, and exit of Jeffrey Epstein’s accounts and accounts related to Jeffrey Epstein.
Corporate representative of JPMorgan Chase Bank, N.A.JPMorgan’s policies and procedures relating to the private bank’s recruitment, onboarding, and retention of clients.
Corporate representative of JPMorgan Chase Bank, N.A.JPMorgan’s policies and procedures relating to monitoring and reporting account activity of private banking clients.
Corporate representative of JPMorgan Chase Bank, N.A.JPMorgan’s Anti-Money Laundering (“AML”) Compliance program and AML Compliance policies and procedures.
Mary Erdoes (CEO Asset & Wealth Management)JPMorgan’s private banking client relationship with Jeffrey Epstein.

Mr. Staley’s involvement in JPMorgan’s banking relationship with Jeffrey Epstein. {sup}1 | | William Langford* (former Director (Global Anti-Money Laundering); Global Head (Compliance); Head (Enterprise Financial Crimes Compliance); and General Counsel (Global Compliance and Regulatory Management)) | AML compliance work that JPMorgan performed relating to Jeffrey Epstein’s accounts and accounts related to Jeffrey Epstein.

Mr. Staley’s involvement in JPMorgan’s banking relationship with Jeffrey Epstein. | | [REDACTED] McHugh (Executive Director, JPMorgan Private Bank) | Transaction information relating to Jeffrey Epstein’s account activity at JPMorgan and accounts related to Jeffrey Epstein. |

JPMorgan has identified those individuals who, at this point in the litigation, may have information uniquely related to its breach of fiduciary duty and faithless servant claims against Mr. Staley. All witnesses may have information related to the underlying claims of Doe for which JPMorgan seeks contribution or indemnity. JPMorgan does not waive its rights to further amend or supplement these disclosures through discovery.

NameSubject Matter
Mary (Managing Director, PrivateJPMorgan’s private banking client relationship
Jonathan * (Former GeneralMr. Staley’s involvement in JPMorgan’s
Counsel, Investment Bank)banking relationship with Jeffrey Epstein.

{sup}\* These individuals no longer work at JPMorgan and may be separately represented. To the extent these individuals are separately represented, JPMorgan will provide contact information for their counsel when available.

Catherine Keating* (former CEO, Private Bank)Mr. Staley’s involvement in JPMorgan’s banking relationship with Jeffrey Epstein.
John Duffy* (former CEO, Private Bank) Anne Verdon (former General Counsel, Private Bank)Mr. Staley’s involvement in JPMorgan’s banking relationship with Jeffrey Epstein. Mr. Staley’s involvement in JPMorgan’s banking relationship with Jeffrey Epstein.
Jane Doe I (Plaintiff) Jane Doe I (Plaintiff in Case No. 22-cvMr. Staley’s alleged sexual abuse of Jane Doe 1 and others through his relationship with Jeffrey Epstein. Mr. Staley’s alleged sexual abuse of Jane Doe 1
10018)and others through his relationship with Jeffrey Epstein.
U.S. Customs and Border ProtectionInformation concerning passengers on Jeffrey Epstein’s aircraft and visitors to his residence
Federal Bureau Of Investigation United States Attorney’s Office For The Southern District Of New York United States Attorney’s Office For The Southern District Of FloridaInformation concerning law enforcement actions and investigations into Epstein and related entities. Information concerning law enforcement actions and investigations into Epstein and related entities. Information concerning law enforcement actions and investigations into Epstein and related entities.
Palm Beach Sheriff’s OfficeInformation concerning law enforcement actions and investigations into Epstein and related entities.
Palm Beach Police DepartmentInformation concerning law enforcement actions and investigations into Epstein and related entities.
Virgin Islands Department Of JusticeInformation concerning law enforcement actions and investigations into Epstein and related entities.
Santa Fe County Sherriff’s OfficeInformation concerning law enforcement
New York Police DepartmentInformation concerning law enforcement
Manhattan District Attorney’s OfficeInformation concerning law enforcement
The Epstein EstateInformation concerning Epstein and related

In addition to the above-named individuals, all persons deposed in this case and other persons identified in the documents described in Section II below may have discoverable information that JPMorgan may use to support its claims or defenses. JPMorgan reserves the right to modify and supplement the foregoing list and to identify and call as witnesses additional persons if, during the course of discovery and investigation relating to this case, JPMorgan learns that such additional persons have knowledge or information that JPMorgan may use to support its claims or defenses.

Further, JPMorgan also reserves the right to call as witnesses individuals in addition to those identified herein to the extent such witnesses are required to authenticate an exhibit offered into evidence or to establish chain of custody of an exhibit offered into evidence. JPMorgan also may rely on expert witnesses, to be disclosed in accordance with Federal Rule of Civil Procedure 26(aX2) and the Civil Case Management Plan, Dkt. 16, to support its claims or defenses. JPMorgan specifically reserves the right to call any deponent or declarant in this action as a trial witness to testify regarding matters covered in his/her deposition or declaration and/or to rely on any such testimony in support of its claims or defenses in this case. JPMorgan further specifically reserves the right to call any individual(s) identified in the Plaintiff’s disclosures, including as amended.

U. CATEGORIES OF RELEVANT DOCUMENTS

At present, JPMorgan believes that the following documents, electronically stored information, and tangible things may be used to support JPMorgan’s claims or defenses, unless such use is solely for impeachment. This disclosure does not include documents solely within the Plaintiff’s or the Third-Party Defendant’s possession, custody, or control. This disclosure does not include expert materials that may be or have been developed, which will be disclosed pursuant to Federal Rule of Civil Procedure 26(a)(2). This disclosure does not constitute an admission as to the existence, relevance, or admissibility of the identified materials or a waiver of any attorney- client privilege, work product protection, or other applicable privilege or immunity.

  • I) Documents, communications, and electronically stored information relating to JPMorgan’s AML compliance program and other policies and practices.
    1. Documents, communications, and electronically stored information relating to Jeffrey Epstein’s accounts and accounts related to Jeffrey Epstein at JPMorgan.
    1. Documents, communications, and electronically stored information relating to James Staley’s employment, compensation, and duties at JPMorgan, including JPMorgan policies and codes of conduct.
    1. Documents, communications, and electronically stored information relating to James Staley’s communications with or about Jeffrey Epstein.

JPMorgan will make the foregoing documents available for inspection or copying at a time and place to be mutually agreed upon by the parties, subject to any applicable privacy or other restrictions and to the extent they are non-privileged and in JPMorgan’s possession, custody, and control. JPMorgan has produced Mr. Staley’s personnel file which includes Mr. Staley’s Code of Conduct affirmations and information regarding Mr. Staley’s compensation, and points Mr. Staley to the following documents in support of its claims:

JPM-SDNYLIT-00178143-JPM-SDNYLIT-00178494

JPM-SDNYLIT-00202227-JPM-SDNYLIT-00204753

JPM-SDNYLIT-00204821-WM-SDNYLIT-00204836

In addition to the above-described documents, JPMorgan expects that, during the course of discovery, experts will identify documents used to support their opinions pertaining to the issues in this case. Further, JPMorgan may rely upon publicly available documents and documents that have been identified in the initial disclosures of any other party or may be obtained through discovery or are otherwise produced by the Plaintiff and/or third parties.

Because discovery, investigation, and analysis of these matters are ongoing, JPMorgan expects to discover additional documents and/or tangible things upon which it may rely to support its claims or defenses, including documents from the Third-Party Defendant. JPMorgan therefore reserves the right to supplement this information accordingly.

Notwithstanding this identification of these categories of documents, JPMorgan reserves the right to object to any of the Plaintiff’s discovery requests on related topics to the extent such requests are overly broad, unduly burdensome, and/or call for documents beyond the scope of JPMorgan’s discovery obligations under the Federal Rules of Civil Procedure or the Local Rules, and/or any other applicable basis for objection.

III. CALCULATION OF DAMAGES

Doe v..IPMorgan:

\ 0 I appl icahle.

.1P Morgan N . Staley:

As stated in its Third-Party Complaint, JPMorgan seeks the following damages from Staley:

  • I) All damages awarded to Plaintiff or any member of the purported class (together,

“Plaintiff?), as discussed in Section C of Plaintiff’s Initial Disclosures dated December 22, 2022, and the amount JPMorgan will pay to the Plaintiffs to settle this action, in the amount of $290,000,000.00.

    1. Damages for breach of fiduciary duty, including the amount JPMorgan will pay to the Plaintiffs to settle this action, in the amount of $290,000,000.00, and all costs of defending the Jane Doe 1 v. JPMorgan Chase Bank; N.A. litigation.2
    1. All compensation paid by JPMorgan to Staley from 2006 through 2013, which JPMorgan has calculated at this time based on the documents it has produced (see supra) to be approximately not less than $140,000,000.00.
    1. Punitive damages in an amount to be determined at trial.

IV. INSURANCE

Insurance agreements under which an insurance business may be liable to satisfy all or part of a possible judgment in this action or to indemnify or reimburse for payments made to satisfy any judgment in this action have been made available for inspection and copying and can be found at the following numbers:

{sup}2 JPMorgan is currently determining the damages it has suffered and will suffer as a result of this litigation and will amend these disclosures when it has a reasonable calculation of those damages.

JPM-SDNYLIT-00762790 JPM-SDNYLIT-00763672 JPM-SDNYLIT-00764462 JPM-SDNYLIT-00762803 JPM-SDNYLIT-00763693 JPM-SDNYLIT-00764463 JPM-SDNYLIT-00762885 JPM-SDNYLIT-00763718 JPM-SDNYLIT-00764464 JPM-SDNYLIT-00762920 JPM-SDNYLIT-00763729 JPM-SDNYLIT-00764465 JPM-SDNYLIT-00762932 JPM-SDNYLIT-00763736 JPM-SDNYLIT-00764466 JPM-SDNYLIT-00762944 JPM-SDNYLIT-00763749 JPM-SDNYLIT-00764467 JPM-SDNYLIT-00762958 JPM-SDNYLIT-00763750 JPM-SDNYLIT-00764468 JPM-SDNYLIT-00762974 JPM-SDNYLIT-00763751 JPM-SDNYLIT-00764470 JPM-SDNYLIT-00763005 JPM-SDNYLIT-00763752 JPM-SDNYLIT-00764496 JPM-SDNYLIT-00763064 JPM-SDNYLIT-00763782 JPM-SDNYLIT-00764511 JPM-SDNYLIT-00763075 JPM-SDNYLIT-00763823 JPM-SDNYLIT-00764521 JPM-SDNYLIT-00763086 JPM-SDNYLIT-00763942 JPM-SDNYLIT-00764536 JPM-SDNYLIT-00763104 JPM-SDNYLIT-00763945 JPM-SDNYLIT-00764548 JPM-SDNYLIT-00763127 JPM-SDNYLIT-00763970 JPM-SDNYLIT-00764561 JPM-SDNYLIT-00763149 JPM-SDNYLIT-00763997 JPM-SDNYLIT-00764575 JPM-SDNYLIT-00763184 JPM-SDNYLIT-00764006 JPM-SDNYLIT-00764582 JPM-SDNYLIT-00763199 JPM-SDNYLIT-00764013 JPM-SDNYLIT-00764587 JPM-SDNYLIT-00763222 JPM-SDNYLIT-00764043 JPM-SDNYLIT-00764593 JPM-SDNYLIT-00763224 JPM-SDNYLIT-00764046 JPM-SDNYLIT-00764713 JPM-SDNYLIT-00763225 JPM-SDNYLIT-00764063 JPM-SDNYLIT-00764832 JPM-SDNYLIT-00763231 JPM-SDNYLIT-00764100 JPM-SDNYLIT-00764950 JPM-SDNYLIT-00763244 JPM-SDNYLIT-00764101 JPM-SDNYLIT-00765068 JPM-SDNYLIT-00763257 JPM-SDNYLIT-00764102 JPM-SDNYLIT-00765186 JPM-SDNYLIT-00763288 JPM-SDNYLIT-00764103 JPM-SDNYLIT-00765305 JPM-SDNYLIT-00763326 JPM-SDNYLIT-00764104 JPM-SDNYLIT-00765434 JPM-SDNYLIT-00763337 JPM-SDNYLIT-00764105 JPM-SDNYLIT-00765587 JPM-SDNYLIT-00763352 JPM-SDNYLIT-00764106 JPM-SDNYLIT-00765588 JPM-SDNYLIT-00763353 JPM-SDNYLIT-00764133 JPM-SDNYLIT-00765721 JPM-SDNYLIT-00763357 JPM-SDNYLIT-00764156 JPM-SDNYLIT-00765735 JPM-SDNYLIT-00763373 JPM-SDNYLIT-00764188 JPM-SDNYLIT-00765864 JPM-SDNYLIT-00763375 JPM-SDNYLIT-00764308 JPM-SDNYLIT-00765871 JPM-SDNYLIT-00763388 JPM-SDNYLIT-00764332 JPM-SDNYLIT-00765876 JPM-SDNYLIT-00763395 JPM-SDNYLIT-00764341 JPM-SDNYLIT-00765880 JPM-SDNYLIT-00763408 JPM-SDNYLIT-00764366 JPM-SDNYLIT-00765886 JPM-SDNYLIT-00763526 JPM-SDNYLIT-00764397 JPM-SDNYLIT-00766054 JPM-SDNYLIT-00763564 JPM-SDNYLIT-00764414 JPM-SDNYLIT-00766187 JPM-SDNYLIT-00763565 JPM-SDNYLIT-00764440 JPM-SDNYLIT-00766193 JPM-SDNYLIT-00763566 JPM-SDNYLIT-00764443 JPM-SDNYLIT-00766336 JPM-SDNYLIT-00763596 JPM-SDNYLIT-00764444 JPM-SDNYLIT-00766362 JPM-SDNYLIT-00763599 JPM-SDNYLIT-00764451 JPM-SDNYLIT-00766379 JPM-SDNYLIT-00763608 JPM-SDNYLIT-00764452 JPM-SDNYLIT-00766403 JPM-SDNYLIT-00763615 JPM-SDNYLIT-00764453 JPM-SDNYLIT-00766410 JPM-SDNYLIT-00763632 JPM-SDNYLIT-00764454 JPM-SDNYLIT-00766484 JPM-SDNYLIT-00763652 JPM-SDNYLIT-00764455 JPM-SDNYLIT-00766569

JPM-SDNYLIT-00766574 JPM-SDNYLIT-00768892 JPM-SDNYLIT-00773356 JPM-SDNYLIT-00766657 JPM-SDNYLIT-00768963 JPM-SDNYLIT-00773476 JPM-SDNYLIT-00766798 JPM-SDNYLIT-00769341 JPM-SDNYLIT-00773595 JPM-SDNYLIT-00766805 JPM-SDNYLIT-00769423 JPM-SDNYLIT-00773713 JPM-SDNYLIT-00766857 JPM-SDNYLIT-00769443 JPM-SDNYLIT-00773831 JPM-SDNYLIT-00766877 JPM-SDNYLIT-00769474 JPM-SDNYLIT-00773949 JPM-SDNYLIT-0076701 I JPM-SDNYLIT-00769634 JPM-SDNYLIT-00774068 JPM-SDNYLIT-00767145 JPM-SDNYLIT-00769750 JPM-SDNYLIT-00774204 JPM-SDNYLIT-00767281 JPM-SDNYLIT-00769911 JPM-SDNYLIT-00774307 JPM-SDNYLIT-00767424 JPM-SDNYLIT-00769946 JPM-SDNYLIT-00774461 JPM-SDNYLIT-00767446 JPM-SDNYLIT-0077004 I JPM-SDNYLIT-00774626 JPM-SDNYLIT-00767464 JPM-SDNYLIT-00770190 JPM-SDNYLIT-00774909 JPM-SDNYLIT-00767472 JPM-SDNYLIT-00770200 JPM-SDNYLIT-00774933 JPM-SDNYLIT-00767486 JPM-SDNYLIT-00770348 JPM-SDNYLIT-00774953 JPM-SDNYLIT-00767508 JPM-SDNYLIT-00770482 JPM-SDNYLIT-00774973 JPM-SDNYLIT-00767597 JPM-SDNYLIT-00770502 JPM-SDNYLIT-00774992 JPM-SDNYLIT-00767621 JPM-SDNYLIT-00770562 JPM-SDNYLIT-0077501I JPM-SDNYLIT-00767626 JPM-SDNYLIT-00770662 JPM-SDNYLIT-00775041 JPM-SDNYLIT-00767686 JPM-SDNYLIT-00770692 JPM-SDNYLIT-00775081 JPM-SDNYLIT-00767844 JPM-SDNYLIT-00770725 JPM-SDNYLIT-00775111 JPM-SDNYLIT-00767963 JPM-SDNYLIT-00770757 JPM-SDNYLIT-00775118 JPM-SDNYLIT-00768057 JPM-SDNYLIT-00770782 JPM-SDNYLIT-00775137 JPM-SDNYLIT-00768136 JPM-SDNYLIT-00770805 JPM-SDNYLIT-00775172 JPM-SDNYLIT-00768203 JPM-SDNYLIT-00770827 JPM-SDNYLIT-00775187 JPM-SDNYLIT-00768362 JPM-SDNYLIT-00771149 JPM-SDNYLIT-00775219 JPM-SDNYLIT-00768503 JPM-SDNYLIT-00773075 JPM-SDNYLIT-00775248 JPM-SDNYLIT-00768533 JPM-SDNYLIT-00773204 JPM-SDNYLIT-00775278 JPM-SDNYLIT-00768648 JPM-SDNYLIT-00773207 JPM-SDNYLIT-00775304 JPM-SDNYLIT-00768664 JPM-SDNYLIT-00773209 JPM-SDNYLIT-00775311 JPM-SDNYLIT-00768690 JPM-SDNYLIT-00773215 JPM-SDNYLIT-00775338 JPM-SDNYLIT-00768721 JPM-SDNYLIT-00773224 JPM-SDNYLIT-00775352 JPM-SDNYLIT-00768744 JPM-SDNYLIT-00773240 JPM-SDNYLIT-00775376 JPM-SDNYLIT-00768769 JPM-SDNYLIT-00773263 JPM-SDNYLIT-00775404 JPM-SDNYLIT-00768793 JPM-SDNYLIT-00773275 JPM-SDNYLIT-00787742 JPM-SDNYLIT-00768815 JPM-SDNYLIT-00773293 JPM-SDNYLIT-00768842 JPM-SDNYLIT-00773318 JPM-SDNYLIT-00768856 JPM-SDNYLIT-00773337 JPM-SDNYLIT-00768868 JPM-SDNYLIT-00773340

Dated: July 18, 2023

MASSEY & GAIL LLP

Is/ Leonard A. Gail

Leonard A. Gail (pro hac vice) Rachel Morse (pro hac vice) 50 East Washington Street, Suite 400 Chicago, IL 60602 (t) (312) 283-1590 Igail®masseygail.com rmorse@masseygail.com

Respectfully submitted,

WILMER CUTLER PICKERING HALE AND DORR LLP

/s/ Felicia H. Ellsworth

Felicia H. Ellsworth John J. Butts 60 State Street Boston, IN 02109 (t) (617) 526-6000 (0 (617) 526-5000 felicia.ellsworth@wilmerhale.com john.butts®wilmerhale.com

M.

Robert L. Boone 7 World Trade Center 250 Greenwich Street New York, NY 10007 (t) (212) 230-8800 (f) (212) 230-8888 robert.boone®wilmerhale.com

Ronald C. Machen 2100 Pennsylvania Avenue NW Washington, DC 20037 (t) (202) 663-6000 (0 (202) 663-6363 ronald.machen@wilmerhale.com

Attorneys for JPMorgan Chase Bank. N.A.

CERTIFICATE OF SERVICE

I hereby certify that on July 18, 2023, the foregoing document, entitled “JPMorgan Chase Bank, N.A.’s Fourth Supplemental Initial Disclosures,” was served in accordance with the Federal Rules of Civil Procedure and/or the Local Rules of the United States District Court for the Southern District of New York upon the attorneys for the Plaintiff and the Third-Party Defendant in the above-entitled action by electronic mail.

DATED: July 18, 2023 Boston,

By: /s/ Felicia H. Ellsworth

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