JPMorgan client review spreadsheet entry on retaining Jeffrey Epstein, Oct. 2006

EXHIBIT 134¶

Document Produced in Native Format¶

	A		B	C	D		E	F
1	Item k		Client	Reason	Date		Outcome	Additional Comments
	2	Jeffrey Epstein		Several newspaper articles were found
					10.‘17.‘2006	Retain		After internal discussions with Jes Staley.
								and Mary , it was decided that we will

1 7	A B C D E F Item # Client R n Outcome Additional Comments 5 .11.
8	6
9	7
10	8
11	9
12	10
13	11
14	12
15	13
16	14
17	15
18	16
19	17
20	18
21	19
22	20
23	21
24	22
25	23
26	24
27	25

Item #	Client	Reason	Date	Outcome	Additional Comments
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
1	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]

Item #	Client	Reason	Date	Outcome	Additional Comments

Item #	Client	Reason	Date	Outcome	Additional Comments
█	█	█	█	█	█

Item #	Client	Reason	Date	Outcome	Additional Comments
	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]
	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]
	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]
	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]
	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]
	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]
	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]
	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]
	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]
	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]

Item #	Client	Reason	Date	Outcome	Additional Comments
■	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
█	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
█	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
█	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
█	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
█	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
█	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
█	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
█	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
█	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
█	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
█	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]
█	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]	[REDACTED]

Client | C Reason | D Date | E Outcome | F Additional Comments | | --- | ------------- | ------------- | ------------- | ----------- | -------------- | -------------------------- | | 1 | | | | | | | | 2 | | | | | | | | 3 | | | | | | | | 4 | | | | | | | | 5 | | | | | | | | 6 | | | | | | | | 7 | | | | | | |¶

| ---- | -------- | -------- | -------- | ------ | --------- | --------------------- | | 1 | Item # | Client | Reason | Date | Outcome | Additional Comments | | 8 | | | | | | | | 9 | | | | | | | | 10 | | | | | | | | 11 | | | | | | | | 12 | | | | | | | | 13 | | | | | | |¶

| ---- | -------- | -------- | -------- | ------ | --------- | --------------------- | | 1 | Item # | Client | Reason | Date | Outcome | Additional Comments | | 14 | █ | █ | █ | █ | █ | | | 15 | █ | █ | █ | █ | █ | █ | | 16 | █ | █ | █ | █ | █ | | | 17 | █ | █ | █ | █ | █ | █ | | 18 | █ | █ | █ | █ | █ | █ |¶

A		B	C	D	E			F
I : li #		Client				‘. • •	• ii	• ii ii : ii
21	Jeffrey Epstein
				7/15/2008	Catherine will go back to JES to tell him

| --- | --- | --- | --- | --- | --- | --- | | 1 | ■ | ■ | ■ | ■ | ■ | ■ |¶

1 35 36	A 6 C D E It # Client son tcome
37	34
38	35
39	36
40	37
41	38
42	39

A	B	C	D	E	F	G	H	I
Item M	CIlent/Prospect	Reason	Date	OutCOm•	Additional Comments	Follow up
							i	Fill Action, due date

A	B	C	I)	E	F	G	H	I
Item I	Client/Prospect	Reason	Date	Outcome	Additional Comments	Follow up
							YIN	FN Action, due date
8						I
						I	I
						I	I
1						I	I

Reason | D Date | E Outcome | F Additional Comments | G Follow up Y/N | H Follow up Complete Y/N | I F/U Action, due date | | ---- | ------------- | ---------------------- | ------------- | ----------- | -------------- | -------------------------- | -------------------- | ----------------------------- | --------------------------- | | 1 | | | | | | | | | | | 15 | | | | | | | | | | | 16 | | | | | | | | | | | 17 | | | | | | | | | |¶

A	B	C	D	E	F	G	H	I	J
Item N	Client/Prospect	Chem/Prospect COMM	Reason	CIS	Outcome	Additional Comments	Follow up
I							I
I-								a

Client/Prospect Category | D Reason | E Date | F Outcome | G Additional Comments | H Follow up Y/N | I Follow up Complete Y/N | J F/U Action, due date | | ---- | ------------- | ---------------------- | ------------------------------- | ------------- | ----------- | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | | 1 | | | | | | | | | | | | 9 | | | | | | | | | | | | 10 | | | | | | | | | | | | 11 | | | | | | | | | | | | 12 | | | | | | | | | | | | 13 | | | | | | | | | | | | 14 | | | | | | | | | | |¶

Client/Prospect Category | D Reason | E Date | F Outcome | G Additional Comments | H Follow up Y/N | I Follow up Complete Y/N | J E/U Action, due date | | ---- | ------------- | ---------------------- | ------------------------------- | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | | 1 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | 15 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | 16 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | 17 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | 18 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | 19 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |¶

A	B	G	D		E		F	G	H	I		J
Item N	Client/Prospect	Client/Prospect Category	Reason
				—		B
							Outcome	Additional Comments	Follow op
											Fi	i n

Client/Prospect Category | D Reason | E Date | F Outcome | G Additional Comments | H Follow up Y/N | I Follow up Complete Y/N | J F/U Action, due date | | ---- | ------------- | ---------------------- | ------------------------------- | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | | 1 | 21 | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | 22 | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | 23 | 23 | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | 24 | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | 25 | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] |¶

A	B	C	D		E	F	G	H	I	J
Item N	Client/Prospect	Chant/Prospect Ca Owl,	Ram		DS	Outcome	Additional Comments	Follow up
									YIN	Fit! Action, doe date
				I	ll
I								N

I 31	A B C D E F G H I J Item N Client/Prospect Client/Prospect Category Reason Date Outcome Additional Comments Follow leP Follow I* Compote ‘ON F/ ) 0
32	30
33	31
34	32
35	33
36	34
37	35
38	36
39	37
40	38
41	39

Client/Prospect Category | D Reason | E Date | F Outcome | G Additional Comments | H Follow up Y/N | I Follow up Complete Y/N | J F/U Action, due date | | --- | ------------- | ---------------------- | ------------------------------- | ------------------------------------------------------------------------------------------------------------------------------------------------------ | ------------ | --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | ----------------------- | ----------------------------------- | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ | | 1 | 1 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | 2 | 2 | Jeffrey Epstein | Existing Client | The Firm’s AML Director (William Langford) has expressed concern over the possibility that Mr. Epstein is under investigation for human trafficking. | 1/7/2011 | Discussions to be held with William and Nina to determine how to approach the issue with Jes Staley, who is friends with Epstein. He needs to understand the potential backlash to the firm given all of the work done to root out clients involved in human trafficking. | AML Ops has conducted extensive research to root out clients involved in human trafficking. William Langford is requiring that if the business decides to proceed, then re-approval by Steve Cutler will be required. | Y | | 1/28/11 - Follow up to see if meeting with Jes has taken place and the LOB’s decision for re-approval.¶

3/15/2011:¶

Paul Morris spoke with JE. The SBLC will not be renewed. | | 3 | 3 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | 4 | 1 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | 5 | 1 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | 6 | 1 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | 7 | 1 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | 8 | 1 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | |¶

Client/Prospect Category | D Reason | E Date | F Outcome | G Additional Comments | H Follow up Y/N | I Follow up Complete Y/N | J F/U Action, due date | | ---- | ------------- | ---------------------- | ------------------------------- | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | | 1 | 8 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | | | 9 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | 10 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | 11 | [YELLOW] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | 12 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | 13 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | 14 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | 15 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | 16 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | |¶

A	B	C	0	E	F	G	Ft	I	J
Item I/	CeenUryospect	Client/Prospect Category	Reason	Date	Outcome	Additional Comments	Follow up
E							I	Complete yet	FNAnion, due date

Client/Prospect Category | D Reason | E Date | F Outcome | G Additional Comments | H Follow up Y/N | I Follow up Complete Y/N | J F/U Action, due date | | ---- | ------------- | ---------------------- | --------------------------------- | ------------- | ----------- | ------------------------------------------------------------------------------------------ | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | | 1 | | | | | | | | | | | | 22 | | | | | | | | | | | | | | | | | | | | | | | | 22 | 22 | Jeffrey Epstein | Existing Client - 4th follow-up | | 8/4/2011 | Duffy to reach out to Jes Staley and advise that we exit while things are a bit settled. | | | | | | 23 | | | | | | | | | | | | | | | | | | | | | | | | 24 | | | | | | | | | | | | 25 | | | | | | | | | | | | | | | | | | | | | | | | 26 | | | | | | | | | | | | | | | | | | | | | | | | 27 | | | | | | | | | | | | | | | | | | | | | | | | 28 | | | | | | | | | | |¶

Client/Prospect Category | D Reason | E Date | F Outcome | G Additional Comments | H Follow up Y/N | I Follow up Complete Y/N | J F/U Action, due date | | ---- | ------------- | ---------------------- | ------------------------------- | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | | 1 | 28 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | | 29 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | | 30 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | | 31 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | | 32 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | | 33 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | | | 34 | | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | | |¶

1 35 36	A B C 0 E F G H I Item 1 ClleeWProspect C lieW/Proepect Category Reason DM Ceacane Additional CCIWIWItS Follow up Follow up YM Cormane wpi FA) Action, due data g i
31	36
39	3/
39	38
40	39
41	40

Client/Prospect Category | D ECI | E Reason | F Date | G Outcome | H Additional Comments | I Follow up Y/N | J Follow up Complete Y/N | K F/U Action, due date | L Reputational Risk Cite. Minutes Written | | --- | ------------- | ---------------------- | ---------------------------------- | ------------ | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- | | 1 | 1 | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | | | 2 | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | | | 3 | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | | | 4 | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | | | 5 | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | Y | | | | | 6 | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | |¶

	A	B	C	D	E	F	G	H	I	J	K	L
Item #	Client/Prospect	Client/Prospect Category	ECI	Reason	Reason	Date	Outcome	Additional Comments	Follow up Y/N	Follow up Complete Y/N	FUJ Action, due date	Reputational Risk Cte. Minutes Written
1	6	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]
7	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]
8	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]
9	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]	[Redacted]

Client/Prospect Category | D ECI | E Reson | F Date | G Outcome | H Additional Comments | I Follow up Y/N | J Follow up Complete Y/N | K F/U Action, due date | L Reputational Risk Cite, Minutes Written | | ---- | ------------- | ---------------------- | ---------------------------------- | ---------- | ------------ | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- | | 1 | S | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | | 10 | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | [Redacted] | | 11 | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | | 12 | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | | | | | [Redacted] | | 13 | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | | N | | | |¶

Client/Prospect Category | D ECI | E Reason | F Date | G Outcome | H Additional Comments | I Follow up Y/N | J Follow up Complete Y/N | K F/U Action, due date | L Reputational Risk Ctte. Minutes Written | | ---- | ------------- | ---------------------- | ---------------------------------- | ---------- | ------------- | ----------- | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- | | 1 | | | | | | | | | | | | | | 14 | | | | | | | | | | | | | | 15 | | | | | | | | | | | | | | 16 | | | | | | | | | | | | | | 17 | | | | | | | | | | | | | | 18 | | | | | | | | | | | | |¶

Client/Prospect Category | D ECI | E Reason | F Date | G Outcome | H Additional Comments | I Follow up Y/N | J Follow up Complete Y/N | K F/U Action, due date | L Reputational Risk Ctte. Minutes Written | | ---- | ------------- | ---------------------- | ---------------------------------- | ---------- | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- | | 1 | 18 | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | | | 19 | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | | | 20 | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | [Redacted] | | | 21 | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | [Redacted] | | | 22 | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | | | 23 | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | | | 24 | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | | | 25 | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | | | 26 | [Redacted] | [Redacted] | [Redacted] | | [Redacted] | [Redacted] | [Redacted] | [Redacted] | | | | |¶

Client/Prospect Category | D ECI | E Reason | F Date | G Outcome | H Additional Comments | I Follow up Y/N | J Follow up Complete Y/N | K F/U Action, due date | L Reputational Risk Ctte. Minutes Written | | ---- | ------------- | ---------------------- | ---------------------------------- | ---------- | ------------- | ----------- | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- | | 1 | | | | | | | | | | | | | | 27 | 27 | | | | | | | | | | | | | 28 | 28 | | | | | | | | | | | | | 29 | 29 | | | | | | | | | | | | | 30 | 30 | | | | | | | | | | | | | 31 | 31 | | | | | | | | | | | | | 32 | 32 | | | | | | | | | | | | | 33 | 33 | | | | | | | | | | | | | 34 | 34 | | | | | | | | | | | | | 35 | 35 | | | | | | | | | | | | | 36 | 36 | | | | | | | | | | | | | 37 | 37 | | | | | | | | | | | | | 38 | 38 | | | | | | | | | | | | | 39 | 39 | | | | | | | | | | | | | 40 | 40 | | | | | | | | | | | | | 41 | 41 | | | | | | | | | | | |¶

Client/Prospect Category | D ECI | E Reason | F Date | G Outcome | H Additional Comments | I Follow up Y/N | J Follow up Complete Y/N | K F/U Action, due date | L Reputational Risk Ctte. Minutes Written | | --- | ------------- | ---------------------- | ---------------------------------- | ---------- | ------------- | ----------- | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- | | 1 | | | | | | | | | | | | | | 2 | | | | | | | | | | | | | | 3 | | | | | | | | | | | | | | 4 | | | | | | | | | | | | | | 5 | | | | | | | | | | | | | | 6 | | | | | | | | | | | | | | 7 | | | | | | | | | | | | | | 8 | | | | | | | | | | | | |¶

Client/Prospect Category | D ECI | E Reason | F Date | G Outcome | H Additional Comments | I Follow up Y/N | J Follow up Complete Y/N | K F/U Action, due date | L Reputational Risk Ctte. Minutes Written | | ---- | ------------- | ---------------------- | ---------------------------------- | ------------ | ------------- | ------------ | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- | | 1 | 8 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | 9 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | 10 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | 11 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | 12 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | | 13 | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] | [REDACTED] |¶

Client/Prospect Category | D ECI | E Reason | F Date | G Outcome | H Additional Comments | I Follow up Y/N | J Follow up Complete Y/N | K F/U Action, due date | L Reputational Risk Cite, Minutes Written | | ---- | ------------- | ---------------------- | ---------------------------------- | ---------- | ------------- | ----------- | -------------- | -------------------------- | ----------------------- | ----------------------------------- | --------------------------- | ------------------------------------------------- | | 1 | | | | | | | | | | | | | | 14 | | | | | | | | | | | | | | 15 | | | | | | | | | | | | | | 16 | | | | | | | | | | | | | | 17 | | | | | | | | | | | | | | 18 | | | | | | | | | | | | |¶