EXHIBIT 262¶
From: Goldberg, Ira - Communication of Counsel (Exchange) [igoldberg@bear.com) Sent: 10/24/2008 3:32:22 PM To: Munowitz, Gary (Exchange) (gmunowitz@bear.com]; Everett, Melissa (Exchange) (meverett@bear.com) CC: Mallery, Clifford (Exchange) (cmallery@bear.com); Waters, Lisa E [lisa.e.waters@jumorgan.com]; Todd - Communication of Counsel (Exchange) [jtcook@bear.corn] Subject: RE: Jeffrey Epstein credit memo & supporting doc¶
Gary¶
My understanding is that JPM requires top of the house ok for clients who are convicted felons. (ie PCS Legal to Asset Mgt Legal to Cutler to Jaime Daimnon). If you want to keep the account i can call Asset Mgt Legal and get the ball rolling. Am awaiting your direction.¶
Thx¶
From: Munowil7, Gary (Exchange) Sent: Thursday, October 23, 2008 1:18 PM To: Everett, Melissa (Exchange) Cc: Mallery, Clifford (Exchange); Goldberg, Ira - Communication of Counsel (Exchange) Subject: RE: Jeffrey Epstein credit memo & supporting doc¶
The broker would like to continue to handle the accounts. The larger account indicated as having $3mm on the AML Diligence report is down to $20k. Let me know what else you require. If there is a firm policy regarding a specific course of action let me know.¶
Gary F. Munowitz¶
Senior Managing Director¶
Bear Stearns, a division of J.P.¶
383 Madison Avenue¶
New York. NY 10514¶
Tel: 212 272 4857¶
Fax: 917 849 4436¶
pmuncnvitzatbear com¶
wevSegitns corn¶
J.P. Securities Inc.¶
From: Everett, Melissa (Exchange)¶
Sent: Wednesday, October 22, 2008 9:57 AM¶
To: Munowitz, Gary (Exchange)¶
Cc: Mallery, Clifford (Exchange); Goldberg, Ira - Communication of Counsel (Exchange)¶
Subject: FW: Jeffrey Epstein credit memo & supporting doc¶
Gary,¶
This e-mail is a follow-up regarding the AML notification below. I have yet to receive a response regarding how this matter will be handled. I need a decision from you regarding this matter before the dose of business on Monday, October 27, 2008.¶
If you have any questions or concerns regarding this request, please feel free to contact me as soon as possible.¶
Regards,¶
Melissa¶
Cc: Goldberg, Ira - Communication of Counsel (Exchange); Mallery, Clifford (Exchange); Everett, Melissa (Exchange)¶
Subject: FW: Jeffrey Epstein credit memo & supporting doc¶
Good afternoon Gary,¶
Attached please find a news brief prepared by the AML Group and an article from the The Guardian. The client is Jeffrey Epstein. Mr. Epstein has begun serving an I8-month jail term after pleading guilty to soliciting sex from girls as young as 14.¶
Please review the attached brief and report back to Melissa Everett by Friday, September 12, 2008, as to whcthcr there arc any steps that you would wish to consider from a reputational harm perspective. For example, you may consider reviewing whether to fire the customer; or, that no further action is warranted based upon the current information, etc.¶
Best,¶
Abigail¶
From: Ma Estevan (Exchange)¶
Sent: Friday, September 05, 2008 11:22 AM¶
To: Everett, Melissa (Exchange)¶
Cc: Goldberg, Ira - Communication of Counsel (Exchange)¶
Subject: Jeffrey Epstein credit memo & supporting doc¶
Please find the attached credit memo for Jeffrey Epstein & the supporting article. Thank you.¶
Estevan¶
320 Park Ave.¶
New York, NY 10022¶
phone: 212-272-9034¶
fax: 917-849-2697¶