EXHIBIT 67¶
DDR Name: DDR Status: Process Completed¶
Banker Information¶
Banker: Paul V Morris/WMCHASE Fl¶
LE/OU: 102/29338¶
Banker SID: N256838¶
Banker BAC: 8634—CHBG¶
Banker FNEN: 01¶
Banker History:¶
03/04/2010 11:02:15 07/28/2006 11:00:04 WMCHASE. 07/13/2006 11:00:44 Matusow/JPMCHASE. 07/10/2006 11:00:44 07/07/2006 11:00:21 01/19/2006 11:00:30 04/22/2005 10:10:28 PM - CRD / Notrix changed: Banker from Mary C .1/11 3MCHASE to Paul V Morris/JPMCHASE. PM - CRD / Notrix changed: Banker from Jeffrey f4 Matusow/JPMCHASE to Mary C PM - CRD / Notrix changed: Banker from Mary C IME/JPMCHASE to Jeffrey f4 PM - CRD / Notrix changed: Banker from Robert Band/WMCHASE to Mary C IMMI/JPMCHASE. PM - CRO / Notrix changed: Banker from Mary C tIPMCHASE to Roberainard/JPMCHASE. PM - CRD / Notrix changed: Banker from Mary Rieth/JPMCHASE to Mary C JPMCHASE. PM - CRD / Notrix changed: Banker GID from 00000043917 to U043917.¶
DM ID Unk Information¶
The DM for this DDR is DM Name -JEFFREY E EPSTEIN CAS ID - 9710670708. The following DDR’s are associated with this Decision Maker .¶
| DDR Name | Banker | Security Services Search Date |
|---|---|---|
| 116 East 65th St., LLC | Morris, Paul V | 02/02/2009 |
| Dan-en K. Indyke PLLC | Morris, Paul V | 10/17/2008 |
| Morris, Paul V | 02/08/2004 | |
| EMMCAC, LLC | Morris, Paul V | 08/06/2004 |
| Epstein, Jeffrey | Morris, Paul V | 03/07/2011 |
| Financial Trust Company, Inc. | Morris, Paul V | 08/11/1999 |
| Financial Trust Company, Inc. | Morris, Paul V | 05/21/2003 |
| Freedom Air International, Inc. | Morris, Paul V | 03/11/2010 |
| HBRK Associates Inc. | Morris, Paul V | 10/17/2008 |
| Hyperion Air, Inc. | Morris, Paul V | 02/03/2009 |
| I-Correct.com LLC | Morris, Paul V | 01/30/2009 |
| Indyke, Darren K | Morris, Paul V | 01/15/2010 |
| Jege, Inc. | Morris, Paul V | 02/03/2009 |
| LYN & 3030 LLC | Morris, Paul V | 07/31/2006 |
| Morris, Paul V | 02/08/2004 | |
| MAX Foundation | Morris, Paul V | 12/10/2009 |
| New York Strategy Group, LLC | Morris, Paul V | 04/16/2003 |
| Plan D, Inc. | Morris, Paul V | 01/30/2009 |
| The 2007 Jeffrey E Epstein Insurance Trust Morris, Paul V | 12/01/2008 | |
| #2 - November 1, 2007 | Morris, Paul V | 12/02/2008 |
| The 2007 Jeffrey E Epstein Insurance Trust Morris, Paul V | 11/25/2008 | |
| #3 dtd November 1, 2007 | Morris, Paul V | 01/28/2004 |
Name/Contact Information¶
’ New Client (No DOOS•00 MeikOrA/CAS/PCN Exists) C Existing Client (Deosion MakerAJCAS/PCN Exists) r Prospect (must be converted to a client pnor to the account opening.)¶
r Backlog Client¶
Last Name: [Redacted] First Name: [Redacted] Middle Name/Initial: Previous Last Name(s): Title:¶
Business Name: (To Record Individual’s Ownership Or Employer)¶
Legal Entity: Individual / Joint¶
Industry Code: NAIC Code:¶
Citizenship: USA¶
Date of Birth: (Use 4-digit year)¶
Gender: Female¶
Tax ID # : [Redacted] Remember to collect W-B’s or other applicable tax forms for each jurisdiction.¶
Passport/Drivers License #:¶
Home Phone: (212)-000-0000¶
Introduction Information¶
Introduction Type: Related Client A/C Specific Information: Jeffrey Epstein¶
Met With Principal? Yes No¶
If you did not meet the Principal, give an indication of why you haven’t met the individual and when you will. Mary will meet with them as soon as possible¶
What form of government issued identification document did you obtain for the files? Other¶
If Other ,Please Describe: not yet supplied¶
Financial Information¶
Occupation, Business or Employer Model of the Client:¶
Net Worth of Client: [Redacted]¶
Documentation/ Information obtained to confirm stated net worth of the Client: personal information provided by Epstein advisor, Eric Ganey¶
Transaction Profile/Expected Account Activity¶
What is the purpose/intended use of this account?¶
What is the expected source of account funding ?¶
Approximate $ amount to fund the account :¶
Please check the types of account and expected activity for this legal entity (inflows and outflows of securities and cash) - check ALL that apply:¶
| Account | Activity Level: | ||
|---|---|---|---|
| Low (1-5 transactions/month) | Medium (6-12 trs/month) | High (over 12 trs/month) | |
| DDA/MMIA: | Low | Medium | High |
| SDI: | Low | Medium | High |
| Investment Management: | Low | Medium | High |
| Funds: | Low | Medium | High |
| Other: | Low | Medium | High |
Transaction Profile/Expected Account Activity Checking Account¶
Required Security Services Checks¶
Security Search Type: Full¶
Note for Security Services: Please list any specific search requests/instructions to Security Services here¶
Security Services Information¶
A Security Services Check is REQUIRED for New Clients and Prospects This section to be completed by the Security Services Group:¶
List Individuals and Corporate Entities Investigated: [REDACTED] was fully researched in New York and California only.¶
Please Note: All research is subject to the availability of electronic database resources. Attachment:¶
DDR # 059504 (no attachment)¶
| Search Type | Is Further Review by Banker Required? | Security Service Details: | Banker Response: |
|---|---|---|---|
| Company Information | No | No records were found. | |
| Corporate Records | No | No records were found. | |
| Other Database Searches (RDC/CDC/MIS) | |||
| Civil Court Action | No | No records were found. | |
| Federal & State Court Action | No | No records were found. | |
| Personal Particulars | Yes | Social security number [REDACTED] could not be confirmed as belonging to [REDACTED] however the social security administration | Satisfactory |
| Publications | No | Nothing derogatory was found. | |
|---|---|---|---|
| Regulatory Sanctions | No | No records were found. | |
| OFAC/Control List Search |
Has this been identified as a Red Dot ODR? : r Yes r No¶
Expense No.: 99/137001¶
Total Costs: $0.00¶
Signed by: Vanessa A Budhu¶
Dated: 02/08/2004 09:40:19 AM¶
Individual Checks¶
| Background Check | Date (Required If Check Carried Out) | Comments (Required If Check Carried Out) | |
|---|---|---|---|
| r | Network r wwicic | 01/28/2004 | Jeffrey Epstein knows the model personally and asked for our assistance in opening an account for her. Mr. Epstein is a longstanding client of JPMPB. |
| r | Lexis Nexis | ||
| r | Dun _Bradstreet | ||
| r | Bank References | ||
| r | Directories | ||
| r | Bus Social Contacts | ||
| r | Other |
Summary¶
Summary Of Findings: Jeffrey Epstein often supports models in the earl sta es of their careers. He has asked us the favor of opening a checking account for and he is guaranteeing her credit card application.¶
Anticipated Product(s) Deposits¶
Number Assignments¶
Standalone Entity? F Yes r No¶
If this legal entity is or will be a Client (PCN) or Prospect answer YES. Tf this legal entity is or will be part of an Existing PCN relationship answer NO.¶
If “No’ above, then indicate the Client (PCN): Ultimate Customer Number (UCN):¶
Optionally, you may indicate the Affiliation Number:¶
Approval Information¶
Public/High Profile Figure No¶
High Risk Jurisdiction No¶
High Risk Business No¶
Banker: Paul V Morris/JPMCHASE¶
LE/OU: 102/29338¶
Senior Manager: Tad CI=¶
Annual / Periodic Review Information¶
Annual/Periodic Review 36 months Due in:¶
Periodic Review Comments :¶
This annual/periodic review is for DMID # 9710670708 - DMID Name: JEFFREY E EPSTEIN The actual review is being conducted within the Ranch Lake III, Inc. DDR.¶
Banker Approval Information¶
Based on my due diligence and the information provided , I approve the acceptance of Mary Rieth 02/09/2004 08:13:26 AM as a Client.¶
Senior Manager Approval Information¶
Based on the information provided and the approval granted by Mary Rieth, I approve the acceptance of as a Client.¶
Tad C 02/09/2004 09:23:55 AM¶
Admin Comments¶
Admin Comments: By: Date:¶
Admin Comments History :¶
Document History¶
Created: 01/28/2004 By: Doreen X =I -Dunn Last Modified: 02/09/2004 09:24:12 AM By: Tad C Submitted: 01/28/2004 By: Doreen X -Dunn¶
Audit History¶
Converted Tracking Document History:¶
-
- Awaiting Security Services Research by: Doreen X M -Dunn on 01/28/2004 06:05:23 PM.
-
- Client Manager Approval by: Mary ‘loath on 02/09/2004 08:13:26 AM.
-
- Senior Manager Approval by: Tad C on 02/09/2004 09:24:01 AM.
-
- Security Services Sign-Off by: Vanessa A Budhu on 02/08/2004 09:40:23 AM.