EXHIBIT 54¶
From: Sent: To: CC: Subject: Attachments: Bonnie KIM [cntbonnie k M/o=jpmchasej 4/1/2005 5:11:50 PM mary.rieth@jpmorgan.com david.m.tarrio@jpmorgan.com; james.dalessio@jpmorgan.com Ghislaine Maxwell - OLD DOR FOUND • • • • • • • • • • • • 250O9_118503B.doc2ip¶
Hi Mary -¶
Just to confirm that yes, you are sane and the DDR actually existed. I am forwarding this from an old production COPY that was retained. Our Application Development team is looking at what it will take to convert the DDR to the current production format. Meanwhile, although a day late and a dollar short, we do have the below copy.¶
Regards,¶
Bonnie¶
--- Forwarded by Bonnie K MJPMCHASE on 04/01/2005 11:00 AM ---¶
.USCG Due Diligence Report¶
Status :Due Diligence Process Completed¶
Is this a Chase Referral Client 7 No¶
Maxwell, Ghislaine New Client¶
| Client Name | Maxwell. Ghistaint | ||
|---|---|---|---|
| DIbanns Name | |||
| Primary Address Name | Ms. Cansbine Maxwell | ||
| Primary Adder.. line I | Attn: Eric Gany | Primary Adders. line 2 | |
| Primary Address City | New York | Primary itddress state | NY |
| Primary Address Zip/Postal Code | itan2 | Country | |
| Home Phone | Tax II) | :Redacted | |
| Citizenship | ’SA | Sex | Fcmdc |
| Passport tt | \ | Date of Birth |
Is this DDR being used for multiple entities?¶
| Introduction Type | Related Client A/C | Specific Information | Introduced through an existing client |
|---|---|---|---|
| Met With Principal | No | Mary has not met with Ghislaine Maxwell, but will as soon as possible | |
| Identification document obtained for the files |
| Profession/Business Type | Professional | Individual’s Net Worth | S10.00mm |
|---|---|---|---|
| Source Of Wealth | Inheritance and earned | Dewripdon | Inheritance and earned |
| Specific information | disatsion with POA. Erie Gany | Trios’. Profiler Expected Accent | |
| Activity: | DDA/MMIA checking account |
Please check the types of account and expected actWity for this legal entity (Inflows and outflows of mulls and cash) - die& ALL Mat apply:¶
DDA/MMIA¶
SDI¶
investment Management¶
Funds¶
Other¶
Security Search Type : Full¶
This section to be completed by the Security Services Group:¶
Robert Maxwell was searched through Derogatory News and Sanction records only.¶
PLEASE NOTE: AI research is subject to the availability of electronic database resources.¶
PLEASE NOTE: Search parameters were adjusted due to the high volume of records on Robert Maxwell.¶
| Search Type | Is Further Review by CA Required? | Security Service Details: | CA Response: |
|---|---|---|---|
| ------------- | ----------------------------------- | --------------------------- | -------------- |
| Gaily is a Atll-time employee of Epstein Please reference the above attached Interests. lacy Epstein., manapematt | ||
|---|---|---|
| Company Information | Yes | Word document page 2 for a Company company. He swats with us on several of record on Eric Gany. Epstein ‘s clients. |
| Corporate Records | No | No records were found. |
| C.U.C. Brokerage | No | No records were found. |
| Civil Court Action | No | No records were found. |
| Federal & State Court Action | No | No records were found. |
| Financial Inquiry Database | No | No records were found. Social security numberilieductedi was issued to Ghislaine Noelle Maxwell in New York. Date of binh is listed as Ji•Ufaerti. Last reported address used by Ghislaine Nock Maxwell was (*tidal= Noelle Maxwell has had a previous address in Florida. Ghislaine Noelle Maxwell possesses a Florida Drivers license. |
| Pervmal Particular. | Ye, | Social security number; Redacted ;was vati,Elack, issued to Eric T. Gany Iff-NZW’Ybil! Date of birth is fisted as ficaelsceieeil Last |
| reported wu ad dreasused hi/Tie-7:CA Eric T. Corny has had a previous address in New York. Eric T. Gany possesses a Connecticut Drivers license. Please reference the above attached Word document. (pages 3-10) Please reference the above attached Word document pages I I-31 for publication information on Ghislaine it Robert Maxwell’s tumultuous career Maxwell and Robert Maxwell. and daub are well publicized. Ohislame was not invite in anyof the retuning Several newspaper articles detailing the invest igritionstdisputes 32; ..he was not investigation conducted by Britain’s involved in Maxwell’s businesses. Serious Fraud Office against Robert Maxwell. Ile allegedly used pension iii Gbalaine Maxwell’s wealth was funds to service debts. cover operating inherited from the family. It is omitsr to | ||
| Publication. | Yc. | |
| losses. gamble in the fora exchange me why the nevapapa would consider it | ||
| markets. and support the = of his a mystery. Her brothers have publicly held companies. The agency is accumulated substantial wealth as well, also looking into a complaint from Swiss all stemming from the fmni hes empire. Bank Corp., which says it did not receive tiftidaine is a very private individual. collateral for a $100 million loan to a Epstein helps manage 11Cf afratt, and iS ti small private Maxwell company. personal friend. | ||
| in) We already were ‘ware of the DWI Newspaper article dated 12.012000. arrest from a previous check done on Ms which stated that Ghislaine Maxwell’s Maxwell when .he attended 4 source of wealth is being classified as something of a mystery. nem wavy-yeas ago with Jolley Epstein. The arrest was / years ago and Newspaper article dated 08/09/1996 Mere is no Rather indication of detailing the arrest of Ghislaine Maxwell impropriety on ha account. on DWI charges. iviGhislaine has not been involved in any of the ClutryAs brought against ha Numerous newspaper articles detailing the criminal fraud charges brought brothers. against Kevin and Ian Maxwell (sons of Robert Maxwell.). | ||
| Regulatory Sanegons | \o | No records were found. |
Dated: 03/17/2003 1240:49 PM¶
Summary Of Findings:¶
Ghislaine is the daughter of the late Robert Maxwell. a British media baron. She lives in New York City and is a companion/long-tine friend of Jeffrey Epstein. She is now in the process of opening up a new checking account, which Eric Gany Ml have POA. Eric works for Jeffrey Epstein. Ms. Maxwell is a very well-known New York socialite and was referred by Mr. Epstein.¶
Anticipated Product Deposits; MMIA¶
Standalone Entity? Yes¶
PCN:¶
Ultimate CM Id (OCAS):¶
SPN Required? Yes SPNit: 5036161¶
CM ID:¶
Client Service Team: Maria A Hoenak/JPMCHASE, Camillo A D’Orazio/JPMCHASE¶
Is this entity a high profile client? No¶
If this is a high profile diem, did you obtain an approval from Senior Management? No¶
| Client Advisor | Mary Rieth | Senior Manager | Tad C █ |
|---|---|---|---|
| OU Manager | Mary Rieth | OU | 99/31167 |
Based on my due diligence and the information provided ,I approved’s* acceptance of Mar e4 OASIS* as a Client.¶
Mary Rieth 03/27/2003 03:03:04 PM¶
Based on the information provided and the approval granted by Mary Meet I approve the acceptance of Maris,L Ghislelne as a Clint.¶
Tad C 03/27/2003 03:09:36 PM¶
| Waiver Status | DI)R Complete |
|---|---|
| Reason for Waiver | Security Services is still performing the client hackground check. |
| Waiver Requested By | Doreen X Dunn |
| Date of Waiver Request | 03107/2003 |
| Approver for Waiver | Tad C |
| Waiver Approved On | 03107/2003 |
Document History:¶
Created: 03/07/2003 By: Doreen X _•Dunn¶
Last Modified: 03/27/2003 04.09:52 PM By: Tad C¶