EXHIBIT 4¶
Customer Details¶
customer Legal Name¶
HBRK ASSOCIATES INC¶
ECI¶
AML Customer Type¶
Non-Operating/Asset Holding¶
Customer Name: HBRK ASSOCIATES INC¶
Customer Details¶
Full Legal Business Name¶
HBRK ASSOCIATES NC¶
DM Kernels)¶
ECM¶
0220795242 eit¶
Type of ID ID Number¶
Ti N )000N3898¶
Detailed Business Description and North American Industry Classification (NAICS)¶
NAILS Code and Description Provide a detailed descripdon of the business¶
Personal Investment Companies - 525997¶
Business Structure¶
Document the legal entity type¶
Corporation¶
Ownership Type¶
Privately Held¶
Contact Information¶
Physical address of prindpal place of business or local office¶
575 L.D(INGTON AVE R. 4¶
NEW YORK New York 100226146¶
United Staces/U5 territories¶
Other Details¶
| List Type | Evidence | Document Name | |
|---|---|---|---|
| [REDACTED] | [REDACTED] | [REDACTED] | Relationship |
| List - | |||
| Enterprise | |||
| Wide.BDF |
Description of True Match¶
DESCRIPTION OF TRUE MATCH:¶
Additional AML comments : Customer Is a match from Terminated Relationship Screening.¶
AML previously closed customer relationship. Please refer to AML Account Closing Case¶
LOB_ESC_NA_130677424. Open accounts under 60 0348712448.¶
RELATED PARTY ECI: 0396523581¶
LOB CLOSURE CASE: CCB Consumer¶
DATE OF CLOSURE: 10/07/2019¶
REGION &COUNTRY: N/A USA¶
RELATIONSHIP MANAGER (if availablek N/A¶
OUTCOME AND RATIONALE:¶
CCB is EXITING and adding/affirming the TRMRL record for RICHARD D KAHN (ECI: 0348712448¶
& 04419272%), RDK PROPERTIES LLC (ECI 0396523581), as approved by Jennifer¶
Haycook/I615125 this escalation was a direct match/had direct account ownership to a¶
previously closed entity that was terminated by the firm. Based on the aforementioned¶
information, this escalation will be submitted through the c osure process due to the¶
previously identified AMUKYC risks with closure reason of unresolved operational risk and¶
chase affiliate has closed your account¶
RICHARD D KAHN (EC: 0348712448 & 0441927296) is a true match via ECU and is the sole¶
owner of RDK PROPERTIES LLC (ECI 0396523581). Customer was previously exited for RICHARD¶
KAHN was a primary actor In the movement of EPSTEINs funds, employed as his longtime¶
lawyer/accountant KAHN is president of EPSTEINs charity, controlled the movement of¶
EPSTEINS funds that potentially assisted in facilitating the sex trafficking ring, and Is one of two¶
executors of EPSTELNs will. Based on the aforementioned, we affirm the previous decision to¶
exit the customer.¶
Does this mates need to be escalated?¶
Yes¶
To whom was thls assisted?¶
TM.¶
Sr Business Management¶
Indicate the outcome of the mulattos. and provide a rationale¶
DESCRIPTiON OF TRUE MATCH:¶
Additional AML comments : Customer is a match from Terminated Relationship Screening.¶
| List Type | Evidence | Document Name | |
|---|---|---|---|
| AML previously closed customer relationship. Please refer to AML Account Closing Case LOB_ESC_NA_130677424. Open accounts under ECI 0348712448. |
RELATED PARTY ECI: 0396523581¶
LOB CLOSURE CASE: CCB Consumer¶
DATE OF CLOSURE: 10/07/2019¶
REGION & COUNTRY: N/A USA¶
RELATIONSHIP MANAGER (if available): N/A¶
OUTCOME AND RATIONALE:¶
CCB is EXITING and adding/affirming the TRMRL record for RICHARD D KAHN (ECI: 0348712448 & 0441927296), RDK PROPERTIES LLC (ECI 0396523581), as approved by Jennifer Haycook/615125 this escalation was a direct match/had direct account ownership to a previously closed entity that was terminated by the firm. Based on the aforementioned information, this escalation will be submitted through the closure process due to the previously identified AML/KYC risks with closure reason of unresolved operational risk and chase affiliate has closed your account.¶
RICHARD D KAHN (ECI: 0348712448 & 0441927296) is a true match via ECI and is the sole owner of RDK PROPERTIES LLC (ECI 0396523581). Customer was previously exited for RICHARD KAHN was a primary actor in the movement of EPSTEINs funds, employed as his longtime lawyer/accountant. KAHN is president of EPSTEINs charity, controlled the movement of EPSTEINS funds that potentially assisted in facilitating the sex trafficking ring, and is one of two executors of EPSTEINs will. Based on the aforementioned, we affirm the previous decision to exit the customer.¶
| | | | | Internal and Other | Internal and Other | RICHARD D KAHN | Terminated Relationship List - Enterprise Wide.BDF | | Description of True Match¶
DESCRIPTION OF TRUE MATCH:¶
Additional AML comments : Customer is a match from Terminated Relationship Screening. AML previously closed customer relationship. Please refer to AML Account Closing Case LOB_ESC_NA_126389423 Open accounts under ECI: 0348712448 Related ECI: N/A LOB CLOSURE CASE: CCB DATE OF CLOSURE: 08/26/2019 REGION¶
Does this matter need to be escalated?¶
Yes¶
To whom was this escalated?¶
Title¶
Sr Business Management¶
| | | |¶