Court filing, 2020-10-01

Document EFTA 02822786¶

10/01/2020 The JS-44 civil cover sheet and the information contained herein neither replace nor supplement the filing and service of pleadings or other papers as required by law. except as prowled by local rules of court. This form. approved by the Judicial Conference of the United States in September 1974, ts required for use of the Clerk of Court for the purpose of inibating the ovil docket sheet.¶

PLAINTIFFS DEFENDANTS OPERATING ENGINEERS CONSTRUCTION INDUSTRY AND MISCELLANEOUS PENSION FUND, derivatively on behalf of JPMORGAN CHASE 8 CO.¶

ATTORNEYS (FIRM NAME. ADDRESS. AND TELEPHONE NUMBER Christine M. Mackintosh.Rebecca A. Musarra. Vivek Upadhya. Grant 8 Eisenhofer. P.A.. 123 Justison Street. Wilmington. DE 19801. (302) 622-7000¶

CAUSE OF ACTION (CITE THE U.S. CIVIL STATUTE UNDER WHICH YOU ARE FILING AND WRITE A BRIEF STATEMENT OF CAUSE) (00 NOT CITE JURISDICTIONAL STATUTES UNLESS DIVERSITY)¶

28 U.S.C. § 1332; 28 U.S.C. § 1367(a)¶

Dimon, et al. (see seperate sheet for additional defendants)¶

ATTORNEYS (IF KNOWN)¶

Has this action, case, or proceeding, or one essentially the same been previously filed in SONY at any time? NoElYesO Judge Previously Assigned¶

If yes, was this case Vol. O Invol. O Dismissed. No O Yes O If yes, give date 8 Case No.¶

Is THIS AN INTIRNATIONAL ARSITINDON CASH No Q Yes ❑¶

(PLACE AN 14 IN ONE BOX ONLY)¶

TORTS		PERSONAL INJURY		PERSONAL INJURY		FORFEITURE/PENALTY		BANKRUPTCY		OTHER STATUTES
CONTRACT		PERSONAL INJURY		PERSONAL INJURY		FORFEITURE/PENALTY		BANKRUPTCY		OTHER STATUTES
[ ] 110	INSURANCE	[ ] 310	AIRPLANE	[ ] 367	HEALTHCARE/	[ ] 625	DRUG RELATED	[ ] 422	APPEAL	[ ] 375	FALSE CLAIMS
[ ] 120	MARINE	[ ] 315	AIRPLANE PRODUCT	PHARMACEUTICAL PERSONAL	INJURY/PRODUCT LIABILITY	[ ] 625	DRUG RELATED	[ ] 422	APPEAL	[ ] 376	QUI TAM
[ ] 130	[ ] 130	[ ] 320	ASSAULT, LIBEL & SLANDER	PERSONAL INJURY	[ ] 365	SEIZURE OF PROPERTY	[ ] 423	WITHDRAWAL	[ ] 400	STATE
[ ] 140	NEGOTIABLE INSTRUMENT	[ ] 330	FEDERAL EMPLOYERS’ LIABILITY	PRODUCT LIABILITY	[ ] 368	ABSESTOS PERSONAL INJURY	[ ] 690	OTHER	[ ] REAPPORTIONMENT	[ ] 410	ANTITRUST
[ ] 150	RECOVERY OF OVERPAYMENT & ENFORCEMENT	[ ] 340	MARINE	[ ] 350	MOTOR VEHICLE	[ ] 820	COPYRIGHTS	[ ] 880	DEFEND TRADE SECRETS ACT	[ ] 430	BANKS & BANKING
[ ] 151	MEDICARE ACT	[ ] 345	MARINE PRODUCT	[ ] 370	OTHER FRAUD	[ ] 830	PATENT	[ ] 840	CONSUMER CREDIT	[ ] 470	RACKETEER INFLU-
[ ] 152	RECOVERY OF DEFAULTED	[ ] 355	MOTOR VEHICLE	[ ] 371	TRUTH IN LENDING	[ ] 835	PATENT-ABBREVIATED NEW DRUG APPLICATION	[ ] 880	DEFEND TRADE SECRETS ACT	[ ] 480	ENCED & CORRUPT
[ ] 153	STUDENT LOANS (EXCL VETERANS)	[ ] 362	PERSONAL INJURY - MED MALPRACTICE	[ ] 380	OTHER PERSONAL	[ ] 835	PATENT-ABBREVIATED NEW DRUG APPLICATION	[ ] 880	DEFEND TRADE SECRETS ACT	[ ] 480	ORGANIZATION ACT (RICO)
[ ] 160	STOCKHOLDERS SUITS	[ ] 365	MOTOR VEHICLE	[ ] 380	OTHER PERSONAL	[ ] 835	PATENT-ABBREVIATED NEW DRUG APPLICATION	[ ] 880	DEFEND TRADE SECRETS ACT	[ ] 480	CONSUMER CREDIT
[ ] 190	OTHER CONTRACT	[ ] 362	PERSONAL INJURY - MED MALPRACTICE	[ ] 380	OTHER PERSONAL	[ ] 710	FAIR LABOR	[ ] 861	HIA (1395ff)	[ ] 485	TELEPHONE CONSUMER
[ ] 195	CONTRACT	[ ] 365	MOTOR VEHICLE	[ ] 385	PROPERTY DAMAGE	[ ] 710	FAIR LABOR	[ ] 862	BLACK LUNG (923)	[ ] 490	CABLE/SATELLITE TV
[ ] 196	FRANCHISE	[ ] 370	OTHER FRAUD	[ ] 385	PROPERTY DAMAGE	[ ] 870	STANDARDS ACT	[ ] 863	DIWC/DIWW (405(g))	[ ] 850	SECURITIES/
ACTIONS UNDER STATUTES		[ ] 510	MOTIONS TO	[ ] 720	LABOR/MGMT	[ ] 864	SSID TITLE XVI	[ ] 865	RSI (405(g))	[ ] 850	COMMODITIES/
CIVIL RIGHTS		[ ] 440	OTHER CIVIL RIGHTS	[ ] 740	RAILWAY LABOR ACT	[ ] 865	RSI (405(g))	[ ] 890	OTHER STATUTORY	[ ] 890	ACTIONS
REAL PROPERTY		[ ] 530	HABEAS CORPUS	[ ] 751	FAMILY MEDICAL	[ ] 870	TAXES (U.S. Plaintiff or Defendant)	[ ] 891	AGRICULTURAL ACTS	[ ] 893	ENVIRONMENTAL
[ ] 210	LAND CONDEMNATION	[ ] 535	DEATH PENALTY	[ ] 791	LEAVE ACT (FMLA)	[ ] 871	IRS-THIRD PARTY	[ ] 870	TAXES (U.S. Plaintiff or Defendant)	[ ] 891	MATTERS
[ ] 220	FORECLOSURE	[ ] 540	MANDAMUS & OTHER	[ ] 790	OTHER LABOR	[ ] 791	EMPL RET INC	[ ] 870	TAXES (U.S. Plaintiff or Defendant)	[ ] 895	FREEDOM OF
[ ] 230	RENT LEASE & EJECTMENT	[ ] 440	OTHER CIVIL RIGHTS	[ ] 750	LITIGATION	[ ] 791	SECURITY ACT (ERISA)	[ ] 890	ARBITRATION	[ ] 896	INFORMATION ACT
[ ] 240	TORTS TO LAND	[ ] 441	VOTING	[ ] 440	OTHER CIVIL RIGHTS	[ ] 460	NATURALIZATION	[ ] 895	AMMINISTRATIVE	[ ] 950	PROCEDURE ACT/REVIEW OR
[ ] 245	TORT PRODUCT	[ ] 445	AMERICANS WITH DISABILITIES - OTHER	[ ] 550	CIVIL RIGHTS	[ ] 465	OTHER IMMIGRATION	[ ] 950	APPEAL OF AGENCY DECISION	[ ] 950	STATE STATUTES
[ ] 248	LIABILITY	[ ] 446	AMERICANS WITH DISABILITIES - OTHER	[ ] 550	CIVIL RIGHTS	[ ] 465	OTHER IMMIGRATION	[ ] 950	APPEAL OF AGENCY DECISION	[ ] 950	STATE STATUTES
[ ] 250	ALL OTHER	[ ] 448	EDUCATION	[ ] 550	CIVIL RIGHTS	[ ] 465	OTHER IMMIGRATION	[ ] 950	APPEAL OF AGENCY DECISION	[ ] 950	STATE STATUTES
REAL PROPERTY		[ ] 442	EMPLOYMENT	[ ] 550	CIVIL RIGHTS	[ ] 465	OTHER IMMIGRATION	[ ] 950	APPEAL OF AGENCY DECISION	[ ] 950	STATE STATUTES
[ ] 210	LAND CONDEMNATION	[ ] 443	HOUSING/	[ ] 550	CIVIL RIGHTS	[ ] 465	OTHER IMMIGRATIO

NATURE OF SUIT¶

Check if demanded in complaint:¶

CHECK IF THIS IS ACLASS ACTION UNDER F.R.C.P. 23¶

DEMAND $ OTHER JUDGE Jed S. Rakoff (22-10019 and, DOCKET NUMBER 22-10904)¶

DO YOU CLAIM THIS CASE IS RELATED TO A CIVIL CASE NOW PENDING IN S.D.N.Y. AS DEFINED BY LOCAL RULE FOR DIVISION OF BUSINESS 13? IF SO, STATE:¶

1 Original Proceeding	2 Removed from State Court	3 Remanded from Appellate Court	4 Reinstated or Reopened	5 Transferred from (Specify District)	6 Multidistrict Litigation (Transferred)	7 Appeal to District Judge from Magistrate Judge
a. all parties represented				8 Multidistrict Litigation (Direct File)
b. At least one party is pro se.

(PLACE AN x IN ONE BOX ONLY)¶

1 U.S. PLAINTIFF 2 U.S. DEFENDANT 3 FEDERAL QUESTION 4 DIVERSITY (U.S. NOT A PARTY)¶

IF DIVERSITY, INDICATE CITIZENSHIP BELOW.¶

CITIZENSHIP OF PRINCIPAL PARTIES (FOR DIVERSITY CASES ONLY)¶

(Place an [X] in one box for Plaintiff and one box for Defendant)¶

CITIZEN OF THIS STATE	PTF [ ] 1 DEF [x] 1	CITIZEN OR SUBJECT OF A FOREIGN COUNTRY	PTF DEF [ ] 3 [ ] 3	INCORPORATED and PRINCIPAL PLACE OF BUSINESS IN ANOTHER STATE	PTF [ ] 5 DEF [ ] 5
CITIZEN OF ANOTHER STATE	[x] 2 [x] 2	INCORPORATED or PRINCIPAL PLACE OF BUSINESS IN THIS STATE	[ ] 4 [ ] 4	FOREIGN NATION	[ ] 6 [ ] 6

PLAINTIFF(S) ADDRESS(ES) AND COUNTY(IES)¶

Operating Engineers Construction Industry and Miscellaneous Pension Fund c/o Grant & Eisenhofer P.A. 123 Justison Street Wilmington, Delaware 19801¶

DEFENDANT(S) ADDRESS(ES) AND COUNTY(IES)¶

See separate sheet¶

DEFENDANT(S) ADDRESS UNKNOWN¶

REPRESENTATION IS HEREBY MADE THAT, AT THIS TIME, I HAVE BEEN UNABLE, WITH REASONABLE DILIGENCE, TO ASCERTAIN THE RESIDENCE ADDRESSES OF THE FOLLOWING DEFENDANTS:¶

COURTHOUSE ASSIGNMENT¶

I hereby certify that this case should be assigned to the courthouse indicated below pursuant to Local Rule for Division of Business 18, 20 or 21.¶

Check one: THIS ACTION SHOULD BE ASSIGNED TO: [ ] PLAINS MANHATTAN¶

DATE 05/09/2023 s/ Rebecca A. Musarra SIGNATURE OF ATTORNEY OF RECORD¶

RECEIPT #¶

ADMITTED TO PRACTICE IN THIS DISTRICT [ ] NO [x] YES (DATE ADMITTED Mo. 05 Yr. 2010 ) Attorney Bar Code # RM3781¶

Magistrate Judge is to be designated by the Clerk of the Court.¶

Magistrate Judge _____ is so Designated.¶

UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK¶

OPERATING ENGINEERS CONSTRUCTION INDUSTRY AND MISCELLANEOUS PENSION FUND,¶

Plaintiff,¶

v.¶

JAMES DIMON, ASHLEY BACON, LINDA B. BAMMANN, JAMES A. BELL, JOHN H. BIGGS, CRANDALL C. BOWLES, STEPHEN B. TODD A. COMBS, DAVID M. COTE, JAMES S. CROWN, MARY C. ERDOES, TIMOTHY P. FLYNN, ELLEN V. FUTTER, MELLODY HOBSON, JOHN J. HOGAN, LABAN P. , JR., JOHN W. KESSLER, ROBERT I. LIPP, RICHARD A. MANOOGIAN, MICHAEL A. NEAL, DAVID C. NOVAK, LEE R. RAYMOND, JAMES E. STALEY, WILLIAM C. WELDON, and BARRY L. ZUBROW.¶

Defendants,¶

and¶

JPMORGAN CHASE & CO.,¶

Nominal Defendant.¶

Case Number:¶

SEPARATE SHEET OF DEFENDANTS/ADDRESSES¶

James Dimon 1185 Park Ave. Manhattan, NY 10128-1308 New York County¶

Ashley Bacon 15 Andrews Rd. Greenwich, CT 06830-4711 Fairfield County¶

Linda B. Bammann 9295 NW Highway 225A Ocala, FL 34482-7348 Marion County¶

James A. Bell 13800 Mulholland Dr. Beverly Hills, CA 90210-1130 Los Angeles County¶

John H. Biggs 1 Mcknight Place Apt 251 Saint Louis, MO 63124-1983 St. Louis County¶

Crandall C. Bowles 1042 Highway 160 W Fort Mill, SC 29715 York County¶

Stephar 3300 n Dillon, MT 59725-9572 Beaverhead County¶

Todd A. Combs 206 Fairacres Rd. Omaha, NE 68132-2706 Douglas County¶

David M. Cote 7869 Route 82 Pine Plains, NY 12567-5265 Dutchess County¶

James S. Crown 65 E Goethe St. Unit 6NE Chicago, IL 60610-2628 County¶

Mary Callahan Erdoes 101 20th St. Miami Beach, FL 33139-1903 Miami-Dade County¶

Timothy P. Flynn 4510 W. Cush Canyon Loop Marana, AZ 85658-4430 Pima County¶

Ellen V. Futter 79 E 79th St., Unit 2 New York, NY 10075-0202 New York County¶

Mellody Hobson 800 N Michigan Ave., Apt 4802 Chicago, IL 60611-2155 County¶

John James Hogan 10620 Gulf Shore Dr. Apt 502 Naples, FL 34108-4036 Collier County¶

Laban P., Jr. 2261 Central Ave. Harbor Springs, MI 49740-8309 Emmet County¶

John W. Kessler 220 Market St. Ste 200 New Albany, ■ 43054-9031 Franklin County¶

Robert I. Lipp 1158 5th Ave., Apt I2A New York, NY 10029-6917 New York County¶

Richard A. Manoogian 15520 Windmill Pointe Dr. Grosse Pointe Park, MI 48230-1857 Wayne County¶

Michael A. Neal 3510 Fort Charles Dr. Naples, FL 34102-7931 Collier County¶

David C. Novak 110 Ox Pasture Rd. Southampton, NY 11968-4566 Suffolk County¶

Lee R. Raymond 1400 Hawthorn Way Westlake, TX 76262-9033 Tarrant County¶

James E. Staley 930 Park Ave. New York, NY 10028-0209 New York County¶

William C. Weldon 1264 Lake Worth Ln. North Palm Beach, FL 33408-2905 Palm Beach County¶

Barry L. Zubrow 1100 S Flagler Dr., Unit 1601 West Palm Beach, FL 33401-6540 Palm Beach County¶