EFTA00169655

Current Classification: (click here for help) Internal







CIP failure rectification [I]
Jay Lipman to: Fran M Wickman



08/26/2013 12:04 PM



<table border="1"><tr><td>Sender</td><td>Date</td><td>Subject</td></tr><tr><td>Jay Lipman</td><td>08/26/2013 12:04 PM</td><td>CIP failure rectification [I]</td></tr><tr><td>Fran M Wickman</td><td>08/26/2013 12:08 PM</td><td>Re: CIP failure rectification</td></tr></table>

Classification: For internal use only

Hi Fran,

Please could you let me know if this document is sufficient for what we need?

## For Account:

For Source of Wealth:

Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partner in 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms

Kind Regards,

Jay Lipman



Jay Lipman

Analyst I Markets Coverage Group



Deutsche Bank Securities Inc

Deutsche Asset & Wealth Management

345 Park Avenue - 26th Floor

New York, NY 10154



CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e)



USAO_002019
DB-SDNY-0001059
EFTA_00019929


EFTA00169656