EFTA00169447

Bethany Wagner

<table border="1"><tr><td>From:</td><td>Tameika Burns on behalf of Repo Margin</td></tr><tr><td>Sent:</td><td>Tuesday, November 22, 2016 10:36 AM</td></tr><tr><td>To:</td><td>CMNY Margin; Roddy Moore</td></tr><tr><td>Cc:</td><td>Keith Buckholz; Andrew Xu</td></tr><tr><td>Subject:</td><td>RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I]</td></tr></table>

Classification: For internal use only

Hi

We have no agreement set up in Magellan for the below 2 accounts

Kind Regards,



From: Christopher Olen On Behalf Of CMNY Margin



Sent: 21 November 2016 21:00



**To:** Roddy Moore; Repo Margin



Cc: Keith Buckholz; Andrew Xu



Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I]

Classification: For interanal use only

Hi Roddy,

Confirmed the below ISDA accounts have no balance or exposure as of today.

Repo Team,

Are these GMRA accounts that you are able to confirm on?

SOUTHERN FINANCIAL LLC

ISDA: PLM Contract No. 640310

GMRA: PLM Contract No. 739190

1

CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e)



USAO 001811
DB-SDNY-0000851
EFTA_00019721


EFTA00169448

| SOUTHERN TRUST COMPANY INC |

|---------------------------------|

| ISDA: PLM Contract No. 640330 |

| GMRA: PLM Contract No. 752070 |

Thank you,

Chris Olen



<table border="1"><tr><td>Chris Olen</td></tr><tr><td>Operations Analyst</td></tr><tr><td>Collateral Management and Valuations</td></tr><tr><td>COO Global Markets Operations</td></tr></table>



<table border="1"><tr><td>From:</td><td>Roddy Moore</td></tr><tr><td>Sent:</td><td>Monday, November 21, 2016 3:09 PM</td></tr><tr><td>To:</td><td>CMNY Margin</td></tr><tr><td>Cc:</td><td>Keith Buckholz</td></tr><tr><td>Subject:</td><td>RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I]</td></tr><tr><td>Importance:</td><td>High</td></tr></table>

Classification: For internal use only

Following up on the below... We need to get back to the business on this. Thanks.

Roddy Moore

Business Risk Management

Deutsche Bank Wealth Management

(P)

<table border="1"><tr><td>From:</td><td>Roddy Moore</td></tr><tr><td>Sent:</td><td>Monday, November 21, 2016 2:10 PM</td></tr><tr><td>To:</td><td>Roddy Moore; CMNY Margin</td></tr><tr><td>Cc:</td><td>Keith Buckholz; Andrew Xu</td></tr><tr><td>Subject:</td><td>RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I]</td></tr></table>

Classification: For internal use only

Sorry... Cptys below...

2

CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e)



USAO_001812
DB-SDNY-0000852
EFTA_00019722