EFTA00169445

Katherine Milligan

<table border="1"><tr><td>From:</td><td>Andrew Xu</td></tr><tr><td>Sent:</td><td>Wednesday, November 16, 2016 1:08 PM</td></tr><tr><td>To:</td><td>Katherine Milligan; Roddy Moore</td></tr><tr><td>Cc:</td><td>Sebastian Marcilese; Keith Buckholz; Eduardo Waite</td></tr><tr><td>Subject:</td><td>RE: Southern Financial and Southern Trust: ISDA and Repo-TERMINATION APPROVAL REQUEST [I]</td></tr></table>

<table><thead><tr><th>Categories:</th><th>CRM APPROVALS</th></tr></thead></table>

Classification: For internal use only

Confirmed.

Andrew Xu, CFA

From: Katherine Milligan

Sent: Wednesday, November 16, 2016 11:11 AM

To: Roddy Moore; Andrew Xu

Cc: Sebastian Marcilese; Keith Buckholz; Eduardo Waite

Subject: FW: Southern Financial and Southern Trust: ISDA and Repo-TERMINATION APPROVAL REQUEST [I]

Classification: For internal use only

Hi Roddy and Andrew,

At your earliest convenience, please confirm zero exposure for each of the accounts listed below:

SOUTHERN FINANCIAL LLC

ISDA: PLM Contract No. 640310

GMRA: PLM Contract No. 739190

SOUTHERN TRUST COMPANY INC

ISDA: PLM Contract No. 640330

GMRA: PLM Contract No. 752070

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CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e)



USAO_001809
DB-SDNY-0000849
EFTA_00019719


EFTA00169446

Many thanks in advance.

Best Regards,

Katherine

Katherine M. Milligan



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CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e)



USAO_001810
DB-SDNY-0000850
EFTA_00019720