EFTA00169442

Katherine Milligan

<table border="1"><tr><td>From:</td><td>Andrew Xu</td></tr><tr><td>Sent:</td><td>Wednesday, November 16, 2016 1:08 PM</td></tr><tr><td>To:</td><td>Katherine Milligan; Roddy Moore</td></tr><tr><td>Cc:</td><td>Sebastian Marcilese; Keith Buckholz; Eduardo Waite</td></tr><tr><td>Subject:</td><td>RE: Southern Financial and Southern Trust: ISDA and Repo-TERMINATION APPROVAL REQUEST [II]</td></tr></table>

<table><thead><tr><th>Categories:</th><th>CRM APPROVALS</th></tr></thead></table>

Classification: For internal use only

Confirmed.

Andrew Xu, CFA

<table border="1"><tr><td>From:</td><td>Katherine Milligan</td></tr><tr><td>Sent:</td><td>Wednesday, November 16, 2016 11:11 AM</td></tr><tr><td>To:</td><td>Roddy Moore; Andrew Xu</td></tr><tr><td>Cc:</td><td>Sebastian Marcilese; Keith Buckholz; Eduardo Waite</td></tr><tr><td>Subject:</td><td>FW: Southern Financial and Southern Trust: ISDA and Repo-TERMINATION APPROVAL REQUEST [I]</td></tr></table>

Classification: For internal use only

Hi Roddy and Andrew,

At your earliest convenience, please confirm zero exposure for each of the accounts listed below:

## SOUTHERN FINANCIAL LLC

| ISDA: PLM Contract No. 640310 | GMRA: PLM Contract No. 739190 |

| :--- | :--- |

## SOUTHERN TRUST COMPANY INC

| ISDA: PLM Contract No. 640330 | GMRA: PLM Contract No. 752070 |

| :--- | :--- |

---

Many thanks in advance.

Best Regards,

Katherine



Katherine M. Milligan



1

CONFIDENTIAL – PURSUANT TO FED. R. CRIM. P. 6(e)



USAO_001806
DB-SDNY-0000846
EFTA_00019716